# RICHMOND, CITY OF — Notice of Probable Violation

**Citation:** CPF 120130003  
**Type / status:** enforcement / historical  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2013-09-03

CLOSED notice of probable violation citing 192.465(a).

## Document text

Notice of Probable Violation involving RICHMOND, CITY OF. PHMSA's enforcement data identifies the cited regulation as 192.465(a). The case was opened on 2013-09-03 and is reported as closed as of 2014-11-26. Proposed civil penalty: $10,000. Assessed civil penalty: $10,000. Open the official case record for notices, responses, orders, and the latest status.

Official case documents:

120130003_Final Order_11262014.pdf: https://primis.phmsa.dot.gov/enforcement-documents/120130003/120130003_Final%20Order_11262014.pdf

120130003_Final Order_11262014_text.pdf: https://primis.phmsa.dot.gov/enforcement-documents/120130003/120130003_Final%20Order_11262014_text.pdf

120130003_NOPV PCP PCO_09032013.pdf: https://primis.phmsa.dot.gov/enforcement-documents/120130003/120130003_NOPV%20PCP%20PCO_09032013.pdf

120130003_NOPV PCP PCO_09032013_text.pdf: https://primis.phmsa.dot.gov/enforcement-documents/120130003/120130003_NOPV%20PCP%20PCO_09032013_text.pdf

120130003_Operator Response_02242014.pdf: https://primis.phmsa.dot.gov/enforcement-documents/120130003/120130003_Operator%20Response_02242014.pdf

120130003_NOPV PCP PCO_09032013_text.pdf

U.S. Department Of Transportation Pipeline and 609.989.2171
Hazardous Materials
Safety Administration
820 Bear Tavern Road, Suite 103
West Trenton, NJ 08628
NOTICE OF PROBABLE VIOLATION
PROPOSED CIVIL PENALTY
and
PROPOSED COMPLIANCE ORDER
Overnight Express Mail
September 3, 2013
Robert Steidel, Director
City of Richmond, DPU
730 East Broad Street
Richmond, VA 23219
CPF 1-2013-0003
Dear Mr. Steidel:
On July 26, 2012, an inspector from the Virginia State Corporation Commission (VA SCC) acting as
Agent for the Pipeline and Hazardous Materials Safety Administration (PHMSA) pursuant to Chapter 601
of 49 United States Code inspected the City of Richmond’s (City) pipeline facilities in Richmond, VA.
As a result of the inspection, it appears that you have committed a probable violation of the Pipeline
Safety Regulations, Title 49, Code of Federal Regulations. The items inspected and the probable
violation is:
1. § 192.465 External corrosion control: Monitoring.
(a) Each pipeline that is under cathodic protection must be tested at least once each calendar year,
but with intervals not exceeding 15 months, to determine whether the cathodic protection meets the
requirements of § 192.463. However, if tests at those intervals are impractical for separately
protected short sections of mains or transmission lines, not in excess of 100 feet (30 meters), or
separately protected service lines, these pipelines may be surveyed on a sampling basis. At least 10
percent of these protected structures, distributed over the entire system must be surveyed each
calendar year, with a different 10 percent checked each subsequent year, so that the entire system is
tested in each 10-year period.
The City failed to monitor separately protected short sections of services pursuant to §192.465(a). The
operator did not inspect 5 isolated short sections for adequate cathodic protection as required by
§192.465(a).
The City failed to monitor their isolated short sections on a 10 percent sampling basis by failing to test the
cathodic protection at 5 different addresses over the past two (2) 10 year cycles at 2500, 2501, 2505, and
2508 Glen Center Street and 1600 Barlow Street in Richmond, VA.



The VA SCC observed the conditions at the 5 different locations addressed above. VA SCC took
photographs, and followed-up with the City by letter, and received a City response dated August 10,
2012.
Proposed Civil Penalty
Under 49 United States Code, § 60122, you are subject to a civil penalty not to exceed $200,000 per
violation per day the violation persists up to a maximum of $2,000,000 for a related series of violations.
For violations occurring prior to January 4, 2012, the maximum penalty may not exceed $100,000 per
violation per day, with a maximum penalty not to exceed $1,000,000 for a related series of violations.
The Compliance Officer has reviewed the circumstances and supporting documentation involved in the
above probable violation and has recommended that you be preliminarily assessed a civil penalty of
$10,000 as follows:
Item number PENALTY
1 $10,000
Proposed Compliance Order
With respect to item 1 pursuant to 49 United States Code § 60118, the Pipeline and Hazardous Materials
Safety Administration proposes to issue a Compliance Order to the City. Please refer to the Proposed
Compliance Order, which is enclosed and made a part of this Notice.
Response to this Notice
Enclosed as part of this Notice is a document entitled Response Options for Pipeline Operators in
Compliance Proceedings. Please refer to this document and note the response options. All material you
submit in response to this enforcement action may be made publicly available. If you believe that any
portion of your responsive material qualifies for confidential treatment under 5 U.S.C. 552(b), along with
the complete original document you must provide a second copy of the document with the portions you
believe qualify for confidential treatment redacted and an explanation of why you believe the redacted
information qualifies for confidential treatment under 5 U.S.C. 552(b). If you do not respond within 30
days of receipt of this Notice, this constitutes a waiver of your right to contest the allegations in this
Notice and authorizes the Associate Administrator for Pipeline Safety to find facts as alleged in this
Notice without further notice to you and to issue a Final Order.
In your correspondence on this matter, please refer to CPF 1-2013-0003 and for each document you
submit, please provide a copy in electronic format whenever possible, and please whenever possible
provide a signed PDF copy in electronic format. Smaller files may be emailed to Byron.Coy@dot.gov.
Larger files should be sent on a CD accompanied by the original paper copy to the Eastern Region
Office.
Sincerely,
Byron Coy, PE
Director, Eastern Region
Pipeline and Hazardous Materials Safety Administration
Enclosures: Proposed Compliance Order
Response Options for Pipeline Operators in Compliance Proceedings
120130003_NOPV_PCP_PCO_09032013 Page 2 of 3



PROPOSED COMPLIANCE ORDER
Pursuant to 49 United States Code § 60118, the Pipeline and Hazardous Materials Safety
Administration (PHMSA) proposes to issue to City of Richmond, VA (City) a Compliance
Order incorporating the following remedial requirements to ensure the compliance of the City
with the pipeline safety regulations:
1. 2. In regard to Item Number 1 of the Notice pertaining to the 5 service address
locations, the City must include these locations as applicable on the list of isolated
short sections of piping to be monitored per §192.465(a) requirements. We
understand from the City response to the VA SCC Notice of investigation letter,
that the City planned to replace the isolated steel riser at each address location
with an anode less riser.
The City shall have 60 days from receipt of the Final Order to complete the
actions required related to item 1 above, and submit evidence of completion to
Byron Coy, PE, Director, Eastern Region.
3. It is requested (not mandated) that the City maintain documentation of the safety
improvement costs associated with fulfilling this Compliance Order and submit
the total to Byron Coy, PE, Director, Eastern Region, Pipeline and Hazardous
Materials Safety Administration. It is requested that these costs be reported in
two categories: 1) total cost associated with preparation/revision of plans,
procedures, studies and analyses, and 2) total cost associated with replacements,
additions and other changes to pipeline infrastructure.
120130003_NOPV_PCP_PCO_09032013 Page 3 of 3

120130003_Final Order_11262014_text.pdf

NOVEMBER 26, 2014
Mr. Robert Steidel
Director
City of Richmond − DPU
730 East Broad Street
Richmond, VA 23219
Re: CPF No. 1-2013-0003
Dear Mr. Steidel:
Enclosed please find the Final Order issued in the above-referenced case. It makes a finding of
violation and assesses a civil penalty of $10,000. It further finds that the City of Richmond has
completed the actions specified in the Notice to comply with the pipeline safety regulations.
This is to acknowledge receipt of payment of the full penalty amount, by wire transfer, dated
October 1, 2014. This enforcement action is now closed. Service of the Final Order by certified
mail is deemed effective upon the date of mailing, or as otherwise provided under 49 C.F.R.
§ 190.5.
Thank you for your cooperation in this matter.
Sincerely,
Jeffrey D. Wiese
Associate Administrator
for Pipeline Safety
Enclosure
cc: Mr. Byron Coy, PE, Director, Eastern Region, OPS
Mr. Alfred Scott, Interim Deputy Director, City of Richmond − DPU
CERTIFIED MAIL - RETURN RECEIPT REQUESTED



U.S. DEPARTMENT OF TRANSPORTATION
PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION
OFFICE OF PIPELINE SAFETY
WASHINGTON, D.C. 20590
____________________________________
)
In the Matter of )
)
City of Richmond, ) CPF No. 1-2013-0003
)
Respondent. )
____________________________________)
FINAL ORDER
On July 26, 2012, pursuant to 49 U.S.C. § 60117, a representative of the Virginia State
Corporation Commission, as agent for the Pipeline and Hazardous Materials Safety
Administration (PHMSA), Office of Pipeline Safety (OPS), conducted an on-site pipeline safety
inspection of the facilities and records of City of Richmond (Respondent) in Richmond, Virginia.
The City of Richmond system is a municipally owned gas distribution system consisting of
approximately 1,865 miles of main lines 91,487 services.1
As a result of the inspection, the Director, Eastern Region, OPS (Director), issued to Respondent,
by letter dated September 3, 2013, a Notice of Probable Violation, Proposed Civil Penalty, and
Proposed Compliance Order (Notice). In accordance with 49 C.F.R. § 190.207, the Notice
proposed finding that City of Richmond had violated 49 C.F.R. § 192.465(a) and proposed
assessing a civil penalty of $10,000 for the alleged violation. The Notice also proposed ordering
Respondent to take certain measures to correct the alleged violation.
City of Richmond responded to the Notice by letters dated October 2, 2013 and February 24,
2014 (Response). Respondent did not contest the allegations of violation, but offered
information concerning the corrective measures it had taken and requested that the proposed civil
penalty be reduced. After OPS satisfied its request for a copy of the case file, Respondent did
not request a hearing and therefore has waived its right to one.
FINDING OF VIOLATION
In its Response, City of Richmond did not contest the allegation in the Notice that it violated
49 C.F.R. Part 192, as follows:
1 See Pipeline Safety Violation Report (Violation Report), (Sept. 3, 2013) (on file with PHMSA), at 1.



CPF No.: 1-2013-0003
Page 2
Item 1: The Notice alleged that Respondent violated 49 C.F.R. § 192.465(a), which states:
§ 192.465 External corrosion control: Monitoring.
(a) Each pipeline that is under cathodic protection must be tested at
least once each calendar year, but with intervals not exceeding 15 months,
to determine whether the cathodic protection meets the requirements of
§192.463. However, if tests at those intervals are impractical for
separately protected short sections of mains or transmission lines, not in
excess of 100 feet (30 meters), or separately protected service lines, these
pipelines may be surveyed on a sampling basis. At least 10 percent of
these protected structures, distributed over the entire system must be
surveyed each calendar year, with a different 10 percent checked each
subsequent year, so that the entire system is tested in each 10-year period.
The Notice alleged that Respondent violated 49 C.F.R. § 192.465(a) by failing to monitor certain
separately protected short sections of services in accordance with the regulation. Specifically,
the Notice alleged that City of Richmond failed to annually test the cathodic protection on these
services during the two-year period prior to the inspection at the following five locations: 2500,
2501, 2505, and 2508 Glen Center Street and 1600 Barlow Street in Richmond, VA. In its
Response, City of Richmond stated that it did not admit nor deny the allegation, but offered no
information or argument contesting this allegation of violation.
Accordingly, based upon a review of all of the evidence, I find that Respondent violated
49 C.F.R. § 192.465(a) by failing to conduct annual testing of the cathodic protection on five
separately protected short sections of services in accordance with the regulation.
This finding of violation will be considered a prior offense in any subsequent enforcement action
taken against Respondent.
ASSESSMENT OF PENALTY
Under 49 U.S.C. § 60122, Respondent is subject to an administrative civil penalty not to exceed
$200,000 per violation for each day of the violation, up to a maximum of $2,000,000 for any
related series of violations.2 In determining the amount of a civil penalty under 49 U.S.C.
§ 60122 and 49 C.F.R. § 190.225, I must consider the following criteria: the nature,
circumstances, and gravity of the violation, including adverse impact on the environment; the
degree of Respondent’s culpability; the history of Respondent’s prior offenses; and any effect
that the penalty may have on its ability to continue doing business; and the good faith of
Respondent in attempting to comply with the pipeline safety regulations. In addition, I may
consider the economic benefit gained from the violation without any reduction because of
subsequent damages, and such other matters as justice may require. The Notice proposed a total
civil penalty of $10,000 for the violation cited above.
2 The Pipeline Safety, Regulatory Certainty, and Job Creation Act of 2011, Pub. L. No. 112-90, § 2(a)(1), 125 Stat.
1904, January 3, 2012, increased the civil penalty liability for violating a pipeline safety standard to $200,000 per
violation for each day of the violation, up to a maximum of $2,000,000 for any related series of violations.



CPF No.: 1-2013-0003
Page 3
Item 1: The Notice proposed a civil penalty of $10,000 for Respondent’s violation of 49 C.F.R.
§ 192.465(a), for failing to conduct annual testing of the cathodic protection on five separately
protected short sections of services in accordance with the regulation. With respect to the nature,
circumstances, and gravity of this violation, proper monitoring of cathodic protection is a key
part of pipeline safety. With respect to culpability, Respondent provided no explanation for its
failure to comply. While Respondent provided information in its Response concerning the
corrective actions it has taken, nothing in the record constitutes a good faith effort to comply
prior to the OPS inspection.
Respondent has presented no evidence or arguments that would warrant a reduction in the civil
penalty amount proposed for this Item in the Notice. Accordingly, having reviewed the record
and considered the assessment criteria, I assess Respondent a total civil penalty of $10,000 for
violation of 49 C.F.R. § 192.465(a), which has been paid in full.
COMPLIANCE ORDER
The Notice proposed a compliance order with respect to Item 1 in the Notice for the violation of
49 C.F.R. § 192.465(a). Under 49 U.S.C. § 60118(a), each person who engages in the
transportation of gas or who owns or operates a pipeline facility is required to comply with the
applicable safety standards established under chapter 601.
The Director indicates that Respondent provided documentation showing that it has satisfied the
proposed compliance order by installing replacement anodeless risers at all five locations
specified in the Notice. Accordingly, I find that compliance has been achieved with respect to
this violation. Therefore, the compliance terms proposed in the Notice are not included in this
Order.
The terms and conditions of this Final Order are effective upon service in accordance with
49 C.F.R. § 190.5.
___________________________________ __________________________
Jeffrey D. Wiese Date Issued
Associate Administrator
for Pipeline Safety

## Provenance

- Official: Yes
- Source: <https://primis.phmsa.dot.gov/enforcement-data/case/120130003>
- Source ID: `phmsa-enforcement`
- SHA-256: `d8db60190ede02689e593bbf052254f9738c3803cd56d857fe62b6b68a8e5bdb`
- Retrieved: 2026-08-20T04:44:44.458Z
- Exported: 2026-08-22T23:15:41.358Z
- Document slug: `phmsa-enforcement-120130003`

### Source metadata

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