# NATIONAL FUEL GAS SUPPLY CORP — Warning Letter

**Citation:** CPF 120131027W  
**Type / status:** enforcement / historical  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2013-11-26

CLOSED warning letter citing 192.616(a), 192.616(c).

## Document text

Warning Letter involving NATIONAL FUEL GAS SUPPLY CORP. PHMSA's enforcement data identifies the cited regulations as 192.616(a),  192.616(c). The case was opened on 2013-11-26 and is reported as closed as of 2013-11-26. Open the official case record for notices, responses, orders, and the latest status.

Official case documents:

120131027W_Operator Response_12202013.pdf: https://primis.phmsa.dot.gov/enforcement-documents/120131027W/120131027W_Operator%20Response_12202013.pdf

120131027W_Warning Letter_11262013.pdf: https://primis.phmsa.dot.gov/enforcement-documents/120131027W/120131027W_Warning%20Letter_11262013.pdf

120131027W_Warning Letter_11262013_text.pdf: https://primis.phmsa.dot.gov/enforcement-documents/120131027W/120131027W_Warning%20Letter_11262013_text.pdf

120131027W_Warning Letter_11262013_text.pdf

U.S. Department Of Transportation Pipeline and 609.989.2171
Hazardous Materials
Safety Administration
820 Bear Tavern Road, Suite 103
West Trenton, NJ 08628
WARNING LETTER
OVERNIGHT EXPRESS MAIL
November 26, 2013
John Pustulka
President
National Fuel Gas Supply Corporation
6363 Main Street
Williamsville, NY 14221
CPF 1-2013-1027W
Dear Mr. Pustulka:
From July 12 to July 14, 2011, a representative of the Pipeline and Hazardous Materials Safety
Administration (PHMSA), Office of Pipeline Safety (OPS), pursuant to Chapter 601 of 49 United
States Code inspected National Fuel Gas Supply Corporation’s (National Fuel) Public Awareness
Program titled Public Awareness and Education Program for Gas Distribution, Gathering and
Transmission Pipelines, Version 1, July 11, 2011(Public Awareness and Education Program)1
, in
Erie, Pennsylvania.
As a result of the inspection, it appears that you have committed probable violations of the Pipeline
Safety Regulations, Title 49, Code of Federal Regulations. The items inspected and the probable
violations are:
1. §192.616 Public awareness.
(a) Except for an operator of a master meter or petroleum gas system covered under
paragraph (j) of this section, each pipeline operator must develop and implement a
written continuing public education program that follows the guidance provided in the
American Petroleum Institute's (API) Recommended Practice (RP) 1162 (incorporated
by reference, see § 192.7).
National Fuel failed to develop a written continuing education program that followed the guidance
provided in Sections 2.5 and 2.7 of API RP 1162 because it did not include a management statement
for National Fuel Gas Midstream Corporation.
1 National Fuel applies this program to its affiliated business units.



1-2013-1027W
Pursuant to Section 2.5 of API RP 1162, “[m]anagement should demonstrate its support through
company policy, management participation, and allocation of resources and funding.” According to
Step 2 under Section 2.7 of API RP 1162, an operator should “[d]evelop a company policy and
‘statement of support’ for
the Public Awareness Program. This should include a commitment of participation, resources, and
funding for the development, implementation, and management of the program.”
At the time of the inspection, National Fuel used the Public Awareness and Education Program for
various assets, including National Fuel Gas Midstream Corporation (Midstream). In Appendix A on
page 28 of the Public Awareness and Education Program there was an organization chart for
Midstream that showed a different senior executive who was responsible for program development
and implementation than the senior executive on the management statement in Appendix A on page
26 of the Public Awareness and Education Program. The senior executive who signed the
management statement was a senior executive for other assets but not Midstream. Thus, National
Fuel did not include a management statement for National Fuel Gas Midstream Corporation.
2. §192.616 Public awareness.
(a) Except for an operator of a master meter or petroleum gas system covered under
paragraph (j) of this section, each pipeline operator must develop and implement a
written continuing public education program that follows the guidance provided in the
American Petroleum Institute's (API) Recommended Practice (RP) 1162 (incorporated
by reference, see § 192.7).
National Fuel failed to develop a written continuing public education that followed the guidance
provided in Section 4.2 of API RP 1162.
According to Section 4.2 of API RP 1162, operators should provide an overview of potential
hazards, their potential consequences and the measures undertaken by it to prevent or mitigate the
risks from pipeline, as well as preventive measures to help assure safety and prevent incidents to the
stakeholders. However, at the time of the inspection, National Fuel had no process or procedures
that addressed the hazards and preventions measures it takes and how to provide that information to
stakeholders. Consequently, National Fuel’s brochure for each stakeholder did not contain any
information that addressed Section 4.2 of API RP 1162.
3. §192.616 Public awareness.
(a) Except for an operator of a master meter or petroleum gas system covered under
paragraph (j) of this section, each pipeline operator must develop and implement a
written continuing public education program that follows the guidance provided in the
American Petroleum Institute's (API) Recommended Practice (RP) 1162 (incorporated
by reference, see § 192.7).
National Fuel failed to develop a written continuing public education program that followed the
guidance in Section 4.4.3.
120131027W_WL_11252013 2 of 5



1-2013-1027W
Pursuant to Section 4.4.3 of API RP, an operator should “include information about how emergency
officials can access the operator’s emergency response plans covering their jurisdiction.” However,
at the time of the inspection, National Fuel had no process or procedures that addressed how
emergency official can access its emergency response plan and how to provide that information to
emergency officials. Consequently, National Fuel’s brochure for emergency response did not
contain any information that addressed Section 4.4.3 of API RP 1162.
4. §192.616 Public awareness.
(a) …
(c) The operator must follow the general program recommendations, including
baseline and supplemental requirements of API RP 1162, unless the operator provides
justification in its program or procedural manual as to why compliance with all or
certain provisions of the recommended practice is not practicable and not necessary
for safety.
National Fuel failed to follow the general program recommendation, including baseline and
supplemental requirements under Section 4.7 of API RP 1162. Specifically, National Fuel did not
provide information about whether it has High Consequence Areas (HCAs) and/or an Integrity
Management Program (IMP) to the affected public, emergency officials, and public officials.
Section 4.7 of API RP 1162 describes the information that should be included in the message
content to affected public, emergency officials, and public officials within HCAs. Pursuant to
Section 4.7.1 of API RP 1162, operators should include general information that some segments
along their transmission pipeline are designated as HCAs and that an IMP has been developed, to
affected public. Also, operators should include information on where to obtain an overview of their
IMP or view upon request. However, National Fuel’s brochure that was mailed to the affected
public in 2010 did not contain the aforementioned information.
In addition, Section 4.7.2 of API RP 1162 requires operators to include an overview of the IMP to
emergency officials as well as a chance for them to provide feedback on the IMP. However,
National Fuel’s brochure that was mailed to the emergency officials in 2010 did not contain
information about its IMP and how to provide feedback.
Lastly, Section 4.7.3 of API RP 1162 requires operators to include information on where to obtain
an overview of their IMP or view upon request, to the public officials. However, National Fuel’s
brochure that was mailed to the public officials in 2010 did not contain the aforementioned
information.
National Fuel did not provide information that addressed the requirements outlined under Section
4.7 of API RP 1162 to the appropriate stakeholders.
120131027W_WL_11252013 3 of 5



1-2013-1027W
5. §192.616 Public awareness.
(a) …
(c) The operator must follow the general program recommendations, including
baseline and supplemental requirements of API RP 1162, unless the operator provides
justification in its program or procedural manual as to why compliance with all or
certain provisions of the recommended practice is not practicable and not necessary
for safety.
National Fuel failed to follow the general program recommendations, including baseline and
supplemental requirements under API RP 1162 Section 8.4, because it did not determine whether its
written public awareness program was effective.
Pursuant to Section 8.4 of API RP 1162, an operator should assess its program to determine whether
the actions undertaken in implementation of the API RP 1162 achieved the intended goals and
objectives.
During the inspection, a PHMSA inspector requested National Fuel to provide documentation of the
evaluation that covers Section 8.4 of API RP 1162. National Fuel then produced records that
focused on comparing the percentages from survey results that the trade-association and the third
party conducted. However, National Fuel was unable to produce documentation that showed
whether it determined that its written public awareness program was effective or needed
improvement.
6. §192.616 Public awareness.
(a) . . .
(c) The operator must follow the general program recommendations, including
baseline and supplemental requirements of API RP 1162, unless the operator provides
justification in its program or procedural manual as to why compliance with all or
certain provisions of the recommended practice is not practicable and not necessary
for safety.
National Fuel failed to follow the general program recommendations, including baseline and
supplemental requirements in Section 8.4.2 of API RP 1162.
Section 8.4.2 of API RP 1162, states that “[a]n effective method for assessing understandability is
to survey the target stakeholder audience. . . .(emphasis added)” If an operator chose to “participate
in and use the results of an industry group or trade-association survey” then “the industry or trade-
association survey should allow the operator to assess the results relevant to the operator’s own
pipeline corridors and Public Awareness Programs (emphasis added).”
National Fuel chose the survey method. National Fuel also chose to participate in and use the
results of a trade-association survey. The trade-association’s survey was divided into eight (8)
regions. National Fuel used the trade-association survey for Region 4 to assess the effectiveness of
its program for its New York stakeholders. Those surveyed were based on zip code through which
pipeline operators passed, therefore, it is not known whether the stakeholders were all surveyed
120131027W_WL_11252013 4 of 5



1-2013-1027W
within National Fuel’s notification area (zip code boundaries can exceed 660 feet pipeline buffer)
for its baseline messages.
National Fuel could not demonstrate that a survey was targeted to its stakeholder audience as
prescribed in Section 8.4.2 of API RP 1162.
Under 49 United States Code, § 60122, you are subject to a civil penalty not to exceed $200,000 per
violation per day the violation persists up to a maximum of $2,000,000 for a related series of
violations. For violations occurring prior to January 4, 2012, the maximum penalty may not exceed
$100,000 per violation per day, with a maximum penalty not to exceed $1,000,000 for a related
series of violations. We have reviewed the circumstances and supporting documents involved in
this case, and have decided not to conduct additional enforcement action or penalty assessment
proceedings at this time. We advise you to correct the items identified in this letter. Failure to do
so will result in National Fuel being subject to additional enforcement action.
No reply to this letter is required. If you choose to reply, in your correspondence please refer to
CPF 1-2013-1027W. Please send all correspondence in this matter to Byron Coy, PE, Director,
PHMSA Eastern Region, 820 Bear Tavern Road, Suite 103, W. Trenton, NJ 08628. Be advised
that all material you submit in response to this enforcement action is subject to being made publicly
available. If you believe that any portion of your responsive material qualifies for confidential
treatment under 5 U.S.C. 552(b), along with the complete original document you must provide a
second copy of the document with the portions you believe qualify for confidential treatment
redacted and an explanation of why you believe the redacted information qualifies for confidential
treatment under 5 U.S.C. 552(b).
Sincerely,
Byron Coy, PE
Director, Eastern Region
Pipeline and Hazardous Materials Safety Administration
CC: NY DPS – Mr. Kevin Speicher
PA PUC – Mr. Paul Metro
120131027W_WL_11252013 5 of 5

## Provenance

- Official: Yes
- Source: <https://primis.phmsa.dot.gov/enforcement-data/case/120131027W>
- Source ID: `phmsa-enforcement`
- SHA-256: `1d378a5eb35b5c85d83eb01d89e4a4078971cf8f3774657f3e3a7fc40079831a`
- Retrieved: 2026-08-20T04:44:44.458Z
- Exported: 2026-08-23T16:17:25.458Z
- Document slug: `phmsa-enforcement-120131027w`

### Source metadata

```json
{
  "cpf": "120131027W",
  "operator": "NATIONAL FUEL GAS SUPPLY CORP",
  "region": "Eastern",
  "pipelineType": "GAS INTERSTATE ONSHORE",
  "caseStatus": "CLOSED",
  "citedSections": [
    "192.616(a)",
    "192.616(c)"
  ],
  "dataAsOf": "08/04/2026 12PM",
  "caseDataAsOf": "2026-08-04",
  "attachmentCount": 3,
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    {
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      "bytes": 238655,
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    },
    {
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  ],
  "extractedAgencyDocumentCount": 1,
  "attachmentPolicy": "Official attachment links are retained. Agency-issued documents may also include a verified local PDF and page-level text representation.",
  "jurisdiction": "US",
  "operatorName": "NATIONAL FUEL GAS SUPPLY CORP"
}
```
