# TRI-STATES NGL PIPELINE LLC — Notice of Probable Violation

**Citation:** CPF 220025014  
**Type / status:** enforcement / historical  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2002-05-30

CLOSED notice of probable violation citing 195.402(a), 195.403(c), 195.420(b).

## Document text

Notice of Probable Violation involving TRI-STATES NGL PIPELINE LLC. PHMSA's enforcement data identifies the cited regulations as 195,  195.402(a),  195.403(c),  195.420(b). The case was opened on 2002-05-30 and is reported as closed as of 2005-05-04. Proposed civil penalty: $20,000. Assessed civil penalty: $20,000. Open the official case record for notices, responses, orders, and the latest status.

Official case documents:

220025014_Final Order_05042005.pdf: https://primis.phmsa.dot.gov/enforcement-documents/220025014/220025014_Final%20Order_05042005.pdf

cpf_220025014.pdf: https://primis.phmsa.dot.gov/enforcement-documents/220025014/cpf_220025014.pdf

220025014_Final Order_05042005.pdf

@
U.S. Deponment
of Tronsporlotion
Plpellne ond
Hozqrdoui moledoB Sototy
Admlnistrotion
400 Seventh Street, S.W.
Washlnglon, D.C. 20590
MAY - 4 ilrl
Mr. Robert Purgason
Vice President
WTS - NGL Pipeline ComPanY
One Williams Center, 35h Floor
Tulsa,OK 74172
RE: CPF No. 2-2002-5414
Dear Mr. Purgason:
Enclosed is the Final Order issued by the Associate Administrator for Pipeline Safety in the
above-referenced case. It makes a finding ofviolation and assesses a civil penalty of$20,000' I
acknowledge receipt of, and accept WFS - NGL Pipeline Company, William Energy Service's,
payment da-ted June 28, 2002, in the amount of $20,000 as payment in full of the civil penalty
"rr"rr"a against Respondent in the Final Order. This case is now closeC' Your receipt of the Final
Order conititutes service of that document under 49 C'F'R' $ 190'5'
Sincerely,
+^^lL
James ReYnolds
PiPeline ComPliance Registry
Office of PiPeline SafetY
Enclosure
cc: Mr. Michael C. Pearson, PE, Williams Energy Services
Ms. Linda Daugherty, Director, OPS Southem Region



DEPARTMENT OF TRANSPORTATION
PIPELINE AIID HAZARDOUS MATERIALS SAF'ETY ADMINISTRATION
OFFICE OF PIPELINE SAF'ETY
WASHINGTON, DC 20590
In the Matter of
WF'S -NGL PIPELINE COMPANY
Respondent.
CPn'No. 2-2002-5014
FINAL ORDER
During May 6-10, 2002, pursuant to 49 U.S.C. $ 60117, representatives of the Office of Pipeline
Safety (OPS), Southem, conducted an inspection an on-sitepipeline safetyinspection ofWFS - NGL
Pipeline Company, Williams Energy Services, facilities in Alabama and Mississippi and records in
Coden, Alabama. As a result of the inspection, the Director, Southern Region, OPS, issued to
Respondent, by letter dated May 30, 2002, a Notice of Probable Violation and Proposed Civil
Penalty (Notice)t. In accordance with 49 C.F.R. $ 190.207, the Notice proposed finding that
Respondent had committed a violation of 49 C.F.R. S 195.420(b) and proposed assessing a civil
penalty of $20,000 for the alleged violation.
Respondent responded to the Notice by letter dated June 24, 2002 (Response). Respondent did not
contest the allegation ofviolation or proposed civil penalty. Respondent did not request a hearing,
consequently Respondent waived its right to one.
F'INDINGS OFVIOLATION
Uncontested
Respondentdidnotcontesttheallegedviolationof$195.420(b),intheNotice. Accordingly, Ifind
that Respondent violated 49 C.F.R. Parts 195, urs more fully described in the Notice:
49 C.F.R.$195.a20(b)- failure to ilspect each mainline valve to determine that they
are functioningproperlyatintervals notexceeding7/zmonths,but at leasttwice each
calendar vear.
This case, however, is no longer before RSPA for decision. Effective February 20, 2005, the Pipeline and
Hazardous Materials Safety Administration (PHMSA) was created to further the highest degree of safety in pipeline
transportation and hazardous materials transportation. See, section 108 of the Norman Y. Mineta Research and
Special programs Improvement Act (Public Law 108-426, I 18 Stat. 2423-2429 (November 30, 2004). See also, 70
fea. Reg. g-91 6ebruary 18, 2005) redelegating the pipeline safety functions to the Administrator, PHMSA.



This finding of violation will be considered a prior offense in any subsequent enforcement action
taken against Respondent.
ASSESSMENT OF'PENALTY
Under 49 U.S.C. $ 60122, Respondent is subject to a civil penalty not to exceed $100,000 per
violation for each day of the violation up to a maximum of $1,000,000 for any related series of
violations.
49 U.S.C. S 60122 and 49 C.F.R. $ 190.225 require that, in determining the amount of the civil
penalty, I consider the following criteria: nature, circumstances, and gravity of the violation, degree
of Respondent's culpability, history of Respondent's prior offenses, Respondent's ability to pay the
penalty, good faittr by Respondent in attempting to achieve compliance, the effect on Respondent's
ability to continue in business, and such other matters as justice may require.
The Notice proposed a total civil penalty of $20,000 for violation of 49 CFR $195.420(b), as
Respondent failed to inspect each mainline valve to determine that they are functioning properly at
intervals not ex ceedingTYzmonths, but at least twice each calendar year. Respondent did not contest
the violation or the civil penalty. Accordingly, having reviewed the record and considered the
assessment criteria, I assess Respondent a civil penaltyof $20,000, alreadypaid by the Respondent.
WARNINGITEM
The Notice did not propose a civil penalty or corrective action for Items I and 2 but wamed
Respondent that it should take appropriate corrective action to correct the items. Respondent
presented information in its response showing that it has addressed the cited items. Respondent is
again warned that if OPS finds a violation in a subsequent inspection, enforcement action will be
taken.
The terms and conditions of this Final Order are effective on receipt.
flo
/(- L't-' qfu-rhMAY - 4 2005
Stacey Gerard
Date IssuedAssociate Administrator
for Pipeline Safety

## Provenance

- Official: Yes
- Source: <https://primis.phmsa.dot.gov/enforcement-data/case/220025014>
- Source ID: `phmsa-enforcement`
- SHA-256: `6a1b90c8bed6dc5ad98d69fe2e8c5e8e1ca5ab208231877443f1a8ad40115822`
- Retrieved: 2026-08-20T04:44:44.458Z
- Exported: 2026-08-24T11:00:16.409Z
- Document slug: `phmsa-enforcement-220025014`

### Source metadata

```json
{
  "cpf": "220025014",
  "operator": "TRI-STATES NGL PIPELINE LLC",
  "region": "Southern",
  "pipelineType": "INTERSTATE LIQUID ONSHORE",
  "caseStatus": "CLOSED",
  "citedSections": [
    "195.402(a)",
    "195.403(c)",
    "195.420(b)"
  ],
  "dataAsOf": "08/04/2026 12PM",
  "caseDataAsOf": "2026-08-04",
  "attachmentCount": 2,
  "attachments": [
    {
      "name": "220025014_Final Order_05042005.pdf",
      "url": "https://primis.phmsa.dot.gov/enforcement-documents/220025014/220025014_Final%20Order_05042005.pdf",
      "bytes": 120981,
      "category": "agency_document"
    },
    {
      "name": "cpf_220025014.pdf",
      "url": "https://primis.phmsa.dot.gov/enforcement-documents/220025014/cpf_220025014.pdf",
      "bytes": 386533,
      "category": "case_document"
    }
  ],
  "extractedAgencyDocumentCount": 1,
  "attachmentPolicy": "Official attachment links are retained. Agency-issued documents may also include a verified local PDF and page-level text representation.",
  "jurisdiction": "US",
  "operatorName": "TRI-STATES NGL PIPELINE LLC"
}
```
