# FIELDWOOD ENERGY, LLC — Notice of Probable Violation

**Citation:** CPF 420195007  
**Type / status:** enforcement / historical  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2019-03-11

CLOSED notice of probable violation citing 195.402(c)(13), 195.440(i), 195.452(e)(1), 195.452(f)(8), 195.49.

## Document text

Notice of Probable Violation involving FIELDWOOD ENERGY, LLC. PHMSA's enforcement data identifies the cited regulations as 195.402(c)(13),  195.440(i),  195.452(e)(1),  195.452(f)(8),  195.49. The case was opened on 2019-03-11 and is reported as closed as of 2019-11-21. Open the official case record for notices, responses, orders, and the latest status.

Official case documents:

420195007_Closure Letter_11212019.pdf: https://primis.phmsa.dot.gov/enforcement-documents/420195007/420195007_Closure%20Letter_11212019.pdf

420195007_Closure Letter_11212019_text.pdf: https://primis.phmsa.dot.gov/enforcement-documents/420195007/420195007_Closure%20Letter_11212019_text.pdf

420195007_Final Order_09122019.pdf: https://primis.phmsa.dot.gov/enforcement-documents/420195007/420195007_Final%20Order_09122019.pdf

420195007_Final Order_09122019_text.pdf: https://primis.phmsa.dot.gov/enforcement-documents/420195007/420195007_Final%20Order_09122019_text.pdf

420195007_NOPV PCO_03112019.pdf: https://primis.phmsa.dot.gov/enforcement-documents/420195007/420195007_NOPV%20PCO_03112019.pdf

420195007_NOPV PCO_03112019_text.pdf: https://primis.phmsa.dot.gov/enforcement-documents/420195007/420195007_NOPV%20PCO_03112019_text.pdf

420195007_Operator Response to Notice_04152019.pdf: https://primis.phmsa.dot.gov/enforcement-documents/420195007/420195007_Operator%20Response%20to%20Notice_04152019.pdf

420195007_Final Order_09122019_text.pdf

September 12, 2019
Mr. Matt McCarroll
President and Chief Executive Officer
Fieldwood Energy, LLC
2000 W. Sam Houston Parkway South
Suite 1200
Houston, Texas 77042
Re: CPF No. 4-2019-5007
Dear Mr. McCarroll:
Enclosed please find the Final Order issued in the above-referenced case. It makes findings of
violation and specifies actions that need to be taken by Fieldwood Energy, LLC, to comply with
the pipeline safety regulations. When the terms of the compliance order have been completed, as
determined by the Director, Southwest Region, this enforcement action will be closed. Service
of the Final Order by certified mail is effective upon the date of mailing, as provided under 49
C.F.R. § 190.5.
Thank you for your cooperation in this matter.
Sincerely,
Alan K. Mayberry
Associate Administrator
for Pipeline Safety
Enclosure
cc: Ms. Mary McDaniel, Director, Southwest Region, Office of Pipeline Safety, PHMSA
Ms. Trisha Hackett, Compliance Coordinator, Fieldwood Energy, LLC, 2014 W. Pinhook
Road, Suite 800, Lafayette, Louisiana 70508
CERTIFIED MAIL - RETURN RECEIPT REQUESTED



U.S. DEPARTMENT OF TRANSPORTATION
PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION
OFFICE OF PIPELINE SAFETY
WASHINGTON, D.C. 20590
____________________________________
In the Matter of )
Fieldwood Energy, LLC, ) CPF No. 4-2019-5007
)
)
)
Respondent. )
____________________________________)
FINAL ORDER
From July 18 through October 27, 2017, pursuant to 49 U.S.C. § 60117, a representative of the
Pipeline and Hazardous Materials Safety Administration (PHMSA), Office of Pipeline Safety
(OPS), conducted an on-site pipeline safety inspection of the facilities and records of Fieldwood
Energy, LLC (Fieldwood or Respondent), in Louisiana. Specifically, PHMSA inspected the
Grand Isle Pipeline System in Lafayette, Cameron, and Grand Isle, Louisiana. Fieldwood has
assets in the deepwater and shallow water of the Gulf of Mexico, including interests in
approximately 500 offshore blocks covering approximately two million gross acres, including
over 1,000 wells and more than 500 operated platforms.1 It also has onshore pipeline assets in
Texas and Louisiana.2
As a result of the inspection, the Director, Southwest Region, OPS (Director), issued to
Respondent, by letter dated March 11, 2019, a Notice of Probable Violation and Proposed
Compliance Order (Notice), which also included warnings pursuant to 49 C.F.R. § 190.205. In
accordance with 49 C.F.R. § 190.207, the Notice proposed finding that Fieldwood had
committed five violations of 49 C.F.R. Part 195 and proposed ordering Respondent to take
certain measures to correct the alleged violations. The warning items required no further action,
but warned the operator to correct the probable violations or face possible future enforcement
action.
Fieldwood responded to the Notice by letter dated April 15, 2019 (Response). The company did
not contest the allegations of violation and agreed to complete the proposed compliance actions.
Respondent did not request a hearing and therefore has waived its right to one.
1 Fieldwood website, available at https://www fieldwoodenergy.com/about/ (last accessed June 25, 2019).
2 Pipeline Safety Violation Report (Violation Report), (March 11, 2019) (on file with PHMSA), at 1.



CPF No. 4-2019-5007
Page 2
FINDINGS OF VIOLATION
In its Response, Fieldwood did not contest the allegations in the Notice that it violated 49 C.F.R.
Part 195, as follows:
Item 4: The Notice alleged that Respondent violated 49 C.F.R. § 195.452(e)(1):
§ 195.452 Pipeline integrity management in high consequence areas.
(a) ….
(e) What are the risk factors for establishing an assessment schedule
(for both the baseline and continual integrity assessments)?
(1) An operator must establish an integrity assessment schedule that
prioritizes pipeline segments for assessment (see paragraphs (d)(1) and
(j)(3) of this section). An operator must base the assessment schedule on all
risk factors that reflect the risk conditions on the pipeline segment. The
factors an operator must consider include, but are not limited to:
(i) Results of the previous integrity assessment, defect type and size that
the assessment method can detect, and defect growth rate;
(ii) Pipe size, material, manufacturing information, coating type and
condition, and seam type;
(iii) Leak history, repair history and cathodic protection history;
(iv) Product transported;
(v) Operating stress level;
(vi) Existing or projected activities in the area;
(vii) Local environmental factors that could affect the pipeline (e.g.,
corrosivity of soil, subsidence, climatic);
(viii) geo-technical hazards; and
(ix) Physical support of the segment such as by a cable suspension
bridge.
The Notice alleged that Respondent violated 49 C.F.R. § 195.452(e)(1) by failing to establish an
integrity assessment schedule that prioritizes pipeline segments for assessment based on all risk
factors that reflect the risk conditions on each pipeline segment. Specifically, the Notice alleged
that instead of basing its assessment schedules on all risk factors, including but not limited to
results of previous integrity assessments, defect type and size that the assessment method can
detect, and defect growth rate, pipe size, material, manufacturing information, coating type and
condition, and seam type, leak history, repair history and cathodic protection history, product
transported, operating stress level, existing or projected activities in the area, and local
environmental factors that could affect the pipeline, Fieldwood only considered the results from
previous hydrotests when setting all assessment cycles for all pipeline segments at five year
intervals.
Respondent did not contest this allegation of violation. Accordingly, based upon a review of all
of the evidence, I find that Respondent violated 49 C.F.R. § 195.452(e)(1) by failing to establish
an integrity assessment schedule that prioritizes pipeline segments for assessment based on all
risk factors affecting the segment.



CPF No. 4-2019-5007
Page 3
Item 5: The Notice alleged that Respondent violated 49 C.F.R. § 195.452(f)(8), which states:
§ 195.452 Pipeline integrity management in high consequence areas.
(a) ….
(f) What are the elements of an integrity management program?
(1) ….
(8) A process for review of integrity assessment results and information
analysis by a person qualified to evaluate the results and information (see
paragraph (h)(2) from this section).
The Notice alleged that Respondent violated 49 C.F.R. § 195.452(f)(8) by failing to have a
process for review of integrity assessment results and information analysis by a person qualified
to evaluate the results and information. Specifically, the Notice alleged that Fieldwood failed to
provide records or other substantiating evidence to demonstrate that its personnel were qualified
to review integrity assessments results and conduct information analyses. During the inspection,
Fieldwood only provided a brief biographic summary paragraph for two employees. Not only
could Fieldwood not provide documentation for all its staff reviewing integrity information, but
the documentation it did provide did not adequately demonstrate how its employees were
qualified to review and evaluate integrity assessment results.
Respondent did not contest this allegation of violation. Accordingly, based upon a review of all
of the evidence, I find that Respondent violated 49 C.F.R. § 195.452(f)(8) by failing to have a
process for review of integrity assessment results and information analysis by a person qualified
to evaluate the results and information.
These findings of violation will be considered prior offenses in any subsequent enforcement
action taken against Respondent.
COMPLIANCE ORDER
The Notice proposed a compliance order with respect to Items 4 and 5 in the Notice for
violations of 49 C.F.R. §§ 195.452(e)(1) and 195.452(f)(8), respectively. Under 49 U.S.C.
§ 60118(a), each person who engages in the transportation of hazardous liquids or who owns or
operates a pipeline facility is required to comply with the applicable safety standards established
under chapter 601. Pursuant to the authority of 49 U.S.C. § 60118(b) and 49 C.F.R. § 190.217,
Respondent is ordered to take the following actions to ensure compliance with the pipeline safety
regulations applicable to its operations:
1. With respect to the violation of § 195.452(e)(1) (Item 4), Respondent must review
its process for risk evaluation (including threats and consequences) and amend its
Integrity Management Plan (IMP) to include procedures for consideration of all (but
not limited to) the risk factors set forth in § 195.452(e)(1). Once this is complete,
Fieldwood must prioritize its pipelines segments to establish an integrity assessment
schedule that prioritizes pipeline segments based on all the risk factors that reflect the



CPF No. 4-2019-5007
Page 4
risk conditions on each pipeline segment. This schedule must be completed within 60
days of receipt of the Final Order;
2. With respect to the violation of § 195.452(f)(8) (Item 5), Respondent must review
its IMP Qualification Process, including making any necessary amendments to ensure
proper documentation, and follow the process for each individual. It must document
the training and qualifications of each individual, including in-house and third-party
personnel, who are responsible for reviewing and evaluating integrity assessment
results and information analyses. Fieldwood must provide documentation of this to
PHMSA within 60 days of receipt of the Final Order.
The Director may grant an extension of time to comply with any of the required items upon a
written request timely submitted by the Respondent and demonstrating good cause for an
extension.
It is requested (not mandated) that Respondent maintain documentation of the safety
improvement costs associated with fulfilling this Compliance Order and submit the total to the
Director. It is requested that these costs be reported in two categories: (1) total cost associated
with preparation/revision of plans, procedures, studies and analyses; and (2) total cost associated
with replacements, additions and other changes to pipeline infrastructure.
Failure to comply with this Order may result in the administrative assessment of civil penalties
not to exceed $200,000, as adjusted for inflation (49 C.F.R. § 190.223), for each violation for
each day the violation continues or in referral to the Attorney General for appropriate relief in a
district court of the United States.
WARNING ITEMS
With respect to Items 1, 2, and 3, the Notice alleged probable violations of Part 195 but did not
propose a civil penalty or compliance order for these items. Therefore, these are considered to
be warning items. The warnings were for:
49 C.F.R. § 195.49 (Item 1) ─ Respondent’s alleged failure to submit complete
annual reports to PHMSA;
49 C.F.R. § 195.402(c)(13) (Item 2) ─ Respondent’s alleged failure to prepare
and follow procedures regarding periodically reviewing work done by operator
personnel to determine effectiveness of the procedures and taking corrective
action when deficiencies are found; and
49 C.F.R. § 195.440(i) (Item 3) ─ Respondent’s alleged failure to evaluate its
Public Awareness Program and provide its program evaluation results to PHMSA
for periodic review.



CPF No. 4-2019-5007
Page 5
If OPS finds a violation of any of these items in a subsequent inspection, Respondent may be
subject to future enforcement action.
Under 49 C.F.R. § 190.243, Respondent may submit a Petition for Reconsideration of this Final
Order to the Associate Administrator, Office of Pipeline Safety, PHMSA, 1200 New Jersey
Avenue, SE, East Building, 2nd Floor, Washington, DC 20590, with a copy sent to the Office of
Chief Counsel, PHMSA, at the same address, no later than 20 days after receipt of service of this
Final Order by Respondent. Any petition submitted must contain a statement of the issue(s) and
meet all other requirements of 49 C.F.R. § 190.243. The terms of the order, including corrective
action, remain in effect unless the Associate Administrator, upon request, grants a stay.
The terms and conditions of this Final Order are effective upon service in accordance with 49
C.F.R. § 190.5.
September 12, 2019
___________________________________ __________________________
Alan K. Mayberry Date Issued
Associate Administrator
for Pipeline Safety

420195007_Closure Letter_11212019_text.pdf

CERTIFIED MAIL - RETURN RECEIPT REQUESTED
November 21, 2019
Joel Plauche
Vice President, HSE and Regulatory
Fieldwood Energy, LLC
2014 W. Pinhook Rd, Suite 800
Lafayette, Louisiana 70508
CPF 4-2019-5007
Dear Mr. Plauche:
From July 18 to October 27, 2017, the Pipeline and Hazardous Materials Safety Administration
(PHMSA) issued to Fieldwood Energy a Final Order in the above-referenced case. This Order
included a Compliance Order. Based on our review of the documentation you provided, it has
been determined that you have complied with the terms of this Order.
Accordingly, this case is now closed and no further action is contemplated with respect to the
matters involved in this case. Thank you for your cooperation in this matter.
Sincerely,
Mary L. McDaniel, P.E.
Director, Southwest Region
Pipeline and Hazardous Materials Safety Administration

## Provenance

- Official: Yes
- Source: <https://primis.phmsa.dot.gov/enforcement-data/case/420195007>
- Source ID: `phmsa-enforcement`
- SHA-256: `fc94dc491ecb53ed1d5071926ed1858d0f1f7113cbabf137d25ec0ff457f5bd5`
- Retrieved: 2026-08-20T04:44:44.458Z
- Exported: 2026-08-22T18:26:05.249Z
- Document slug: `phmsa-enforcement-420195007`

### Source metadata

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    "195.440(i)",
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    "195.49"
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