# TALLGRASS PONY EXPRESS PIPELINE, LLC — Notice of Amendment

**Citation:** CPF 520165005M  
**Type / status:** enforcement / historical  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2016-07-27

CLOSED notice of amendment citing 195.214(a).

## Document text

Notice of Amendment involving TALLGRASS PONY EXPRESS PIPELINE, LLC. PHMSA's enforcement data identifies the cited regulation as 195.214(a). The case was opened on 2016-07-27 and is reported as closed as of 2017-06-28. Open the official case record for notices, responses, orders, and the latest status.

Official case documents:

520165005M_Closure Letter_06282017.pdf: https://primis.phmsa.dot.gov/enforcement-documents/520165005M/520165005M_Closure%20Letter_06282017.pdf

520165005M_Closure Letter_06282017_text.pdf: https://primis.phmsa.dot.gov/enforcement-documents/520165005M/520165005M_Closure%20Letter_06282017_text.pdf

520165005M_Notice of Amendment_07272016.pdf: https://primis.phmsa.dot.gov/enforcement-documents/520165005M/520165005M_Notice%20of%20Amendment_07272016.pdf

520165005M_Notice of Amendment_07272016_text.pdf: https://primis.phmsa.dot.gov/enforcement-documents/520165005M/520165005M_Notice%20of%20Amendment_07272016_text.pdf

520165005M_Operator Response to Notice_08152016.pdf: https://primis.phmsa.dot.gov/enforcement-documents/520165005M/520165005M_Operator%20Response%20to%20Notice_08152016.pdf

520165005M_Closure Letter_06282017_text.pdf

CERTIFIED MAIL - RETURN RECEIPT REQUESTED
June 28, 2017
Mr. Mick Rafter
Vice President, Operations and EHS
Tallgrass Pony Express Pipeline, LLC
370 Van Gordon Street
Lakewood, CO 80228
CPF 5-2016-5005M
Closure Letter
Dear Mr. Rafter:
On March 23 through 26, 2015, representatives from the Pipeline and Hazardous Materials Safety
Administration (PHMSA), pursuant to Chapter 601 of 49 United States Code, conducted an on-
site pipeline safety inspection of the Tallgrass Pony Express Pipeline’s (Tallgrass) operations and
maintenance procedures in Lakewood, Colorado. As a result of the inspection, Tallgrass was
issued a Notice of Amendment on July 27, 2016, that proposed amendment of your procedures.
Tallgrass submitted its amended procedures on April 26, 2017. My staff reviewed the amended
procedures, and it appears that the inadequacies outlined in this Notice of Amendment have been
corrected.
This letter is to inform you no further action is necessary and this case is now closed. Thank you
for your cooperation.
Sincerely,
Huy Nguyen
Acting Director, Western Region
Pipeline and Hazardous Materials Safety Administration
cc: PHP-60 Compliance Registry
PHP-500 B. Brown (#149812)

520165005M_Notice of Amendment_07272016_text.pdf

NOTICE OF AMENDMENT
CERTIFIED MAIL - RETURN RECEIPT REQUESTED
July 27, 2016
Mr. Mick Rafter
Vice President, Operations and EHS
Tallgrass Pony Express Pipeline, LLC
370 Van Gordon Street
Lakewood, CO 80228
CPF 5-2016-5005M
Dear Mr. Rafter:
On March 23-26, 2015, representatives of the Pipeline and Hazardous Materials Safety
Administration (PHMSA), pursuant to Chapter 601 of 49 United States Code, inspected
Tallgrass Pony Express Pipeline, LLC’s procedures for Operations and Maintenance in
Lakewood, Colorado.
On the basis of the inspection, PHMSA has identified an apparent inadequacy found within
Tallgrass’s plans or procedures for maintaining your crude oil pipeline systems, as described
below:
1. § 195.214 Welding procedures.
(a) Welding must be performed by a qualified welder in accordance with welding
procedures qualified under Section 5 of API 1104 or Section IX of the ASME Boiler
and Pressure Vessel Code (incorporated by reference, see § 195.3) . The quality of
the test welds used to qualify the welding procedure shall be determined by
destructive testing.



Tallgrass Pony Express Pipeline, LLC’s (Tallgrass) procedures for welding did not include a
qualified procedure for back welding and Tallgrass did not have a qualified back welding
procedure. At the time of the inspection the operator was using a standard butt weld
procedure for back welding (on the Pony Express Conversion project) and did not have a
separate back welding procedure or an O&M Procedure requiring back welding to be
performed using a separate back welding procedure.
According to API 1104, Section 5.4.1 (Essential Variables/General): A welding procedure
must be re-established as a new procedure specification and must be completely requalified
when any of the essential variables listed in Section 5.4.2 are changed. Section 5.4.2.3
(Changes Requiring Requalification/Joint Design) states: A major change in joint constitutes
an essential variable design. Back welds are used as fillet welds when there is a different wall
thickness. Also Section 5.3.2.5 (Filler Metal and Number of Beads) states: The sizes and
classification number of the filler metal and the minimum number and sequence of beads shall
be designated. The weld design for a back weld is that of a fillet weld and is different than a
butt weld. Typically a “V” or “U” groove is used for a butt weld. Furthermore, the weld
procedure qualifying tests should be recorded in detail per § 195.214(b).
Response to this Notice
This Notice is provided pursuant to 49 U.S.C. § 60108(a) and 49 C.F.R. § 190.237. Enclosed
as part of this Notice is a document entitled Response Options for Pipeline Operators in
Compliance Proceedings. Please refer to this document and note the response options. Be
advised that all material you submit in response to this enforcement action is subject to being
made publicly available. If you believe that any portion of your responsive material qualifies
for confidential treatment under 5 U.S.C. 552(b), along with the complete original document
you must provide a second copy of the document with the portions you believe qualify for
confidential treatment redacted and an explanation of why you believe the redacted
information qualifies for confidential treatment under 5 U.S.C. 552(b). If you do not respond
within 30 days of receipt of this Notice, this constitutes a waiver of your right to contest the
allegations in this Notice and authorizes the Associate Administrator for Pipeline Safety to
find facts as alleged in this Notice without further notice to you and to issue a Final Order.
If, after opportunity for a hearing, your plans or procedures are found inadequate as alleged in
this Notice, you may be ordered to amend your plans or procedures to correct the
inadequacies (49 C.F.R. § 190.237). If you are not contesting this Notice, we propose that
you submit your amended procedures to my office within sixty (60) days of receipt of this
Notice. This period may be extended by written request for good cause. Once the
inadequacies identified herein have been addressed in your amended procedures, this
enforcement action will be closed.
2



It is requested (not mandated) that Tallgrass Pony Express Pipeline, LLC maintain
documentation of the safety improvement costs associated with fulfilling this Notice of
Amendment (preparation/revision of plans, procedures) and submit the total to Chris Hoidal,
Director, Western Region, Pipeline and Hazardous Materials Safety Administration. In
correspondence concerning this matter, please refer to CPF 5-2016-5005M and, for each
document you submit, please provide a copy in electronic format whenever possible.
Sincerely,
Chris Hoidal
Director, Western Region
Pipeline and Hazardous Materials Safety Administration
cc: PHP-60 Compliance Registry
PHP-500 B. Brown (#149812)
3

## Provenance

- Official: Yes
- Source: <https://primis.phmsa.dot.gov/enforcement-data/case/520165005M>
- Source ID: `phmsa-enforcement`
- SHA-256: `9c79102b407414019dd5ebec77c785c2041f04c032b16f3fd193189717f55d24`
- Retrieved: 2026-08-20T04:44:44.458Z
- Exported: 2026-08-22T21:57:48.761Z
- Document slug: `phmsa-enforcement-520165005m`

### Source metadata

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  "region": "Western",
  "pipelineType": "INTERSTATE LIQUID ONSHORE",
  "caseStatus": "CLOSED",
  "citedSections": [
    "195.214(a)"
  ],
  "dataAsOf": "08/04/2026 12PM",
  "caseDataAsOf": "2026-08-04",
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  ],
  "extractedAgencyDocumentCount": 2,
  "attachmentPolicy": "Official attachment links are retained. Agency-issued documents may also include a verified local PDF and page-level text representation.",
  "jurisdiction": "US",
  "operatorName": "TALLGRASS PONY EXPRESS PIPELINE, LLC"
}
```
