# North American Transportation Consultants, Inc. — Hazardous Materials Safety Interpretation

**Citation:** 00-0235  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2000-09-12

00-0235 response to North American Transportation Consultants, Inc. concerning 173.2.

## Document text

<<<PAGE 1>>>

:
U.S. Department
400 Seventh Streel, S.W.
of Transportation
Washington, D.C.
20590
Research and
Special Programs
Administration
SEP 1 2 2000
Mr. J.P. Gibbons
Ref. No. 00-0235
President, North American Transportation
Consultants, Inc.
P.O. Box 1404
Hightstown, New Jersey 08520
Dear Mr. Gibbons:
This responds to your letter, postmarked August 21, 2000, requesting clarification of the requirements
of the Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to the reuse of
plastic drums.
For the most part, your understanding of the HMR requirements, as indicated by the numbered
statements and questions in the first part of your letter, is correct. Generally, plastic drums intended for
reuse must conform to the requirements for reuse of non-bulk packagings in § 173.28, including
requirements applicable to leakproofness tests and marking.
Section 173.28(b)(7) authorizes reuse of packagings, including plastic drums, without leakproofness
testing provided the packaging is: (1) refilled with a material that is compatible with the original lading;
(2) refilled and offered for transportation by the original offeror; and (3) transported in a transport
vehicle or freight container under the exclusive use of the refiller of the package. The exclusive-use
transport vehicle may be operated by a private, common, or contract carrier; however, the transport
vehicle may not contain any material offered for transportation by any person other than the filler of the
drums. Under the scenarios you describe in questions 6 and 7 of your letter, the plastic drum may be
refilled and offered for transportation without leakproofness testing. However, the exception from
leakproofness testing in § 173.28(b)(7) does not apply to the scenario described in question 8 of your
letter because storage at a public warehouse, whether in-transit or otherwise, breaks the continuity of
closed-loop distribution systems that served as the model for that provision in the HMR.
You ask whether a distribution facility is considered the original offeror or filler for purposes of the
exception in § 173.28(b)(7) when a plastic drum is offered for transportation from the distribution
facility. The answer is yes, provided that the distribution facility is operated by the same person who
000235

<<<PAGE 2>>>

refilled the package. Note that in order to utilize the exception, the transport vehicle must be under the
exclusive use of the person who refilled the package. If, in addition to the plastic drum, the transport
vehicle contains materials offered by a person other than the refiller of the package, as is the case in the
scenario you describe in question 11, then the transport vehicle is not under the exclusive use of the
refiller, and the exception from leakproofness testing in § 173.28(b)(7) does not apply.
You report that recent actions taken by the Environmental Protection Agency (EPA) except certain
spent hazardous materials from Hazardous Waste Manifest requirements in 40 CFR part 262. Since
EPA-excepted spent materials are not hazardous wastes as that term is defined in § 171.8 of the HMR,
they may not be offered for transportation or transported to a re-processor under the provisions of
§ 173.12(c). If you believe that the exception in § 173.12(c) should also apply to spent hazardous
materials that do not meet the HMR definition for hazardous waste, it would be helpful if you were to
provide support for that proposal by filing a petition for rulemaking in accordance with 49 CFR 106.31.
I hope this information is helpful. If you have further questions, please do not hesitate to contact this
office.
Sincerely,
Director, Office of Hazardous Materials Standards

<<<PAGE 3>>>

Gorsky
173.28
NATC
00-0235
August 7, 2000
Mr. Edward T. Mazzullo
Director. Office of Hazardous Materials Standards
Research and Special Programs Admin. - DHM-10
U.S. Department of Transportation
400 Seventh Street, SW
Washington, DC 20590
RE: LEAKPROOFNESS TESTING OF PLASTIC DRUMS - 173.28 (b)(7)
Dear Mr. Mazzullo:
As your files will show, our firm has written several times in the past concerning this subject.
Each time we have received guidance from your office and have passed it along to numerous
industry representatives and individual companies. Recently several companies have been
visited by the enforcement section of RSPA in their efforts to verify compliance with 173.28.
These visits have reveled conflicts in the compliance efforts of the industry with respect to the
reuse of plastic drums. Therefore, in another attempt to hit this moving target with the proper
mix of compliance and practical application as they both relate to safety, the following questions
and examples are submitted for formal guidance.
Please review the following questions/statements and advise if you agree with them or provide
the correct answer:
1. If one wishes to reuse a plastic drum for hazardous materials they must either have it
reconditioned or comply with the requirements for reuse in 173.28.
2. Unless one meets an exception in paragraph (b) the plastic drum must be leakproofness
tested before each refilling of hazardous materials.
3. If you leakproofness test a plastic drum you must mark each drum with "L" and the year
iesied along with the name and acidress of the tester or a symbol issued by RSPA.
4. The test must be performed according to 178.604 which requires each drum to be
"restrained under water while an internal air pressure is applied".
5. The pressure applied for the leakproofness test required under 173.28 is higher for the
PG I then it is in the original test contained within 178.604.
6. Under 173.28 (b)(7), if you fill a plastic drum with hazardous material requiring a
specification container, place the drum on your private transport vehicle, deliver the
material directly to your customer who uses the material, then your vehicle picks up the
empty container and returns it to the filling location which refills the drum with a like
material, can you use the referenced exception and ship the drums out a second time
without leakproofness testing?
NORTH AMERICAN TRANSPORTATION CONSULTANTS, INC.
Your Total Transportation and Safety Consultants
PO. Box 1404 • Hightstown, NJ 08520 • 609-426-0555

<<<PAGE 4>>>

Page 2 of 3
7. If the facts in #6 are used but the material goes to your warehouse for "storage in transit"
before it is delivered to the customer, can I still use the referenced exception?
8. If the warehouse used in #7 is a public warehouse does that make a difference?
9. Does it make a difference if the transport vchicle used to move the materials in the
exclusive use?
plastic drums is a Common, Contract or Private carrier as long as the vehicle is
10. If my company has a sales agreement with another company to act as our distributor of
these plastic drums in several parts of the country, does RSPA consider them to be the
original filler (under 173.28 (b)(7)(ii)) when the material is offered from their
distribution facilities?
11. Can I use the exception contained in 173.28 (b)(7) to refill and offer hazardous material
in plastic drums without leakproofness testing if I control the distribution chain for these
drums, refill them with like materials and make sure the vehicles which transport them
are under exclusive use (as used here exclusive use would mean transporting these
plastic drums along with only my muterial or that of my authorized distributor)?
During my attempts to clarify this compliance issue, several additional twists have been noted
which require addressing by RSPA. These twists are noted below and it is request that they be
addressed in your reply to this letter or in a separate reply as you deem appropriate.
Spent materials are being shipped back to the original manufacture of the product for re-
processing by small users of hazardous materials in plastic drums. These shipments were
previously covered under the exception in 173.28(b)(6). In the past two (2) years the EPA has
issued letters of authorization removing these materials from the requirement for a waste
manifest.
Please review the following statements/questions and advise if they are accurate or if I may be
misinformed and drawing the wrong conclusion. In this case I look forward to being wrong and
corrected by your considerate staff.
1. It is my understanding that without the manifest requirement these materials do not meet
the definition of a "hazardous waste" in 171.8 and as such can not use 173:28(b)(б).
2. Is it possible that since these materials are being sent directly to the re-processor, they
meet the intent of par (b)(6) and as such can still be filled and offered under that
exception?
3. It will be impossible for these small manufacturers to leakproofness test these drums as
outlined above (178.604) and as such would be required to purchase new drums to return
spent material for re-processing. This would place an unreasonable financial hardship on
these shippers while not improving safety at all.
In discussions with Mr. James Jones of the Approvals section it was determined that the marking
requirements and testing requirements contained within 173.28 could be easily confused with the

<<<PAGE 5>>>

Page 3 of 3
reconditioning requirement for the plastic drums. Therefore, it appeared to be more preferable
and probably safer to have offers covered under 173.28(b)(7).
Thank you for your time and assistance in this matter. If yoú require additional information feel
free to contact me directly at (609) 426-0555.
Sincerely,
P. Gibbon:
President

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2000/000235.pdf>
- Source ID: `phmsa`
- SHA-256: `210cbb740a11d300a165896ee7c066521d877f151b4f5743ac722d1d26800b0d`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T07:49:05.385Z
- Document slug: `phmsa-interpretation-00-0235`

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