# Mr. Lawrence W. Bierlein — Hazardous Materials Safety Interpretation

**Citation:** 01-0234  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2001-01-23

01-0234 concerning 173.136.

## Document text

<<<PAGE 1>>>

•
•
CONCURMENCES
:
JAN 2 3 2001
Mr. Lawrence W. Bierlein
RIG. SYMBOT
2175 K Street, NW
Washington, DC 20037
Dear Mr. Bierlein:
On September 1, 2000, on behalf of Hewlett-Packard Company, you applied for an approval to
RIG SYMBOL
ship certain inkjet cartridges as unregulated materials. This is in response to your subsequent
letter of January 5, 2001, enclosing results of certain steel corrosion tests and a comparative chart
on steel compositions.
We have reviewed that test data and chart, and conclude that the K02400 steel tested is
sufficiently "similar to" P3 and P235 steels, as that term is used in the Hazardous Materials
Regulations (HMR; 49 CFR Parts 171-180) and the United Nations Model Regulations on the
Transport of Dangerous Goods, to be accepted for Class 8 classification purposes. We also
BATE
conclude, based upon the 14-day test results you provided, that the ink in the Hewlett-Packard
inkjet printer cartridges does not meet the definition of a corrosive material as set forth in 49
CFR §§ 173.136 and 173,137, and in international regulations based upon Chapter 2.8 of the UN
DHM-30
Model Regulations on the Transport of Dangerous Goods.
INTALAKE
Accordingly, because the ink is not regulated as a hazardous material, the approval you originally
BATE
requested is not necessary.
16. 3915801
-L3-0
Sincerely,
1/23/01
Edward T. Mazzullo, Director
-
SYMBOC
Office of Hazardous Materials Standards
DLM-20
Mazzullo:gt:dhm-10:68553:01/17/2001
Revised
Sireechen
File: 173.136
1/23/01
R1a:39M80L
DHM-10
• TW
....
: /23/01
01-0234

<<<PAGE 2>>>

D
CONCUMRENCES
"HITULUSKE
TATE
Mr. Lawrence W. Bierlein
2175 K Street, NW
RIE SYNABO
Washington. DC 20037
"ЖІТСАЖК)
Dear Mr. Bierlein:
On September 1,2000, on behalf of Hewlett-Packard Company, you applied for an approval to
ship certain inkjet cartridges as unregulated materials. This is in response to your subsequent
letter of January 5, 2001, enclosing results of certain steel corrosion tests and a comparative chart
on steel compositions.
"ВИТЕ"
We have reviewed that test data and chart, and conclude that the K02400 steel tested is
sufficiently "similar to" P3 and P235 steels, as that term is used in the Hazardous Materials
Regulations (HMR; 49 CFR Parts 171-180) and the United Nations Model Regulations on the
"STOLUSKE
Transport of Dangerous Goods, to be accepted for Class 8 classification purposes. We also
conclude, based upon the 14-day test results you provided, that the ink in the Hewlett-Packard
inkjet printer cartridges does not meet the definition of a corrosive material as set forth in 49
iT SidES
CFR §§ 173.136 and 173.137, and in international regulations based upon Chapter 2.8 of the UN
Model Regulations on the Transport of Dangerous Goods.
Accordingly, because the ink is not regulated as a hazardous material, the approval you originally
TATE
requested is not necessary and, as you requested, we are returning the approval application to
you.
"RIC SEC
Sincerely,
"TATE™
HIa знает
Edward T. Mazzullo, Director
DHM 1O
Office of Hazardous Materials Standards
HITOSKE
47-
навалоно
01/19/01
Mazzullo:gt:dhm-10:68553:01/17/2001
REE SYMEL
File:173.136
!
01/17/200
OFFICIAL FRE COPY

<<<PAGE 3>>>

OCT-0:-00
13,42 FROMx
XD.
-
PACE
•
MCCARTHY, SWEENEY & HARKAWAY, P.C.
2175 K Street, N.W.
Washington DC 20037
(202) 393-5710
(202) 393-5721 (Fax)
lwbierlein@mshpc.com
Date:
October 1, 2000
To:
JIM O'STEEN
ED MAZZULLO
Fax No.:
366-3753
366-3012
Froma:
LARRY BIERLEIN
Pages:
9
MESSAGE:
FXI - The people at Hewlett-Packard are running tests on their inkjet
printer ink in accordance with the two attached test suites. Also
attached is test protocol SW-846 Method 1110 on steel corrosion. We
think the results will support a revised "quantity and form" approach
to an approval. I will let you kaow when the results are in, along with
additional info about the ink and its properties. Thanks.

<<<PAGE 4>>>

ост-01-00
13,42 FROM.
PAGE 2
•
Test Suite One
1) Obtain 3 samples of SAE 1020 Steel wilh dimensions of approximately 12"X(2".
2) Prepare surfaces of all saxaples per SW-846 Method 1110 test methods.
3) Simulate as ink spill (using our most aggressive ink) on 2 of the stocl samples
(basically, cover tbe entire surface arca with ink). The 3" sample will be used as
a control.
5) Measure the dry time.
4) Let the ink dry in standard atmospheric conditions (23C, 60% relative humidity).
6) Clean and measure the corrosivity of 1 of the samples and the control samplo per
SW-846 Method 1110 test methods.
7) Let the other sample remain in standard atmospheric conditions (23C, 60%
relative bumidity) for au extended period (~1 week).
8) Clear and measure the corrosivity of the 2% sample per SW-846 Method 1110
test methods.
9) Compare the results of all 3 samples relative to each orber and guidelines for
corrosion rates (6.35 xampy).
10) Document all results.
Test Suite Iwo
1) Obtain 3 samples of SAt 1020 Steel staadard coupons.
2) Preparo surfaces of all samplos per SW-846 Method 1110 test methods.
3) Subject two of the coupons per SW-846 Method 1110 tests methods (using our
most aggressive ink) for a period of time equal to the dry time calculated in Test
Suite One. The 3" sample will be used as a control.
4) Clean and measure the corrosivity of 1 of the coupons and the control coupon per
SW-846 Method 1110 test methods.
5) Let the other coupon remain in standard atmospheric conditions (23C, 60%
relative humidity) for an extended period (~/week).
6) Clean aud measure the corrosivity of the 2º% coupon per SW-846 Method 1110
test methods.
7) Compare the results of all 3 coupons relative to each other and guidclines for
costosion rates (6.53 mampy).
8) Document all results.

<<<PAGE 5>>>

OCT-01-80 13,42 FROM.
1D.
PAGE
3
METHOD 1110
CORROSIVLIY TOWARO STEEL
1.O SCOPE AND APPLICATION
aqueous and nonaqueous líquia wastes.
1.1 Method 1110 is used to measure the corrosivity toward steel of both
2.0 SUMMARY OF METHOO
evaluated and, by measuring the degree to which the coupon has been
This test exposes coupons of SAE Type 1020 steel to the liquid waste
dissolved, determines the corrosivity of the waste.
3.0 INTERFERENCES
is usualdy reproducible to within en as ents one, corrosion of supicate coupons
rates may occasionally occur under conditions where the metal surfaces become
However. large differences in corrosion
should be made.
passivated.
Therefore, at least duplicate determinations of corrosion rate
4.0 APPARATUS AND MATERIALS
suitable size (usually 500 to 5,000 mL). ¿ reflux condenser, a thermowell and
An apparatus should be used, consisting of a kettle or flask uf
a specimen support systen. A typical resin Mask set up for this type of test
temperature regulating device, à heating device (mantle, hot plate. or bath). and
is shown in figure 1.
The method of supporting the coupons will vary with the apparatus used
for conducting the test, but it should be designed to insulate the coupons from
actailic container or orner device used in the rest. some common support
each other physically and electrically and to insulate the coupons from any
materíals include glass, fluorocaroon. or coated metal.
with the waste.
4.4 The shope and form of the coupon support should ensure tree contact
CO-ROM
2120-1
Revision _0.
Date September 1986

<<<PAGE 6>>>

0CT-01-00
13,42 FROM»
ID•
PACE
4
-G
A-
B-
-E
- D
Figure 1.
conventent apparatus to conduct simple immersion tests. Configuration of the
typical resin flask that can de used as a versatile and
the specific test being conducted.
rask top is such that more sophisticated apparatus can de dodeo as required by
^ ° thermowell. B - resin flask. C :
specinens hung on supporting device. Om heating mantle. E
-opening in flask for additional apparatus that may be required. and G-
liquid interface.
reflux condenser,
x
CO-ROM
1110 - 2
Revision -
Reve Secrenber 1986

<<<PAGE 7>>>

OCT-01-00 13:43 FROM.
ID.
PAGE
diameter is a convenient shape for a coupon.
1.s A circular specimen of SAC 1020 steel of about 3.75 ca (1.5 in.)
0.32 cm (0.125 in.) and a 0.80 c= (0.1-in.) diameter hole for mounting. theso
With a thickness of approximately
specimens will readily pass through a 45/50 ground-glass joint of a distillation
kettle.
equation:
The total surface area of a circular soccinen is given by the following
A -3.14/2(0'-d') + (2) (3.14)(0) + (*) (3.14) (d)
where:
0 - diamoter of the specimen.
¿- thickness.
o-dianeter of the mounting hole.
If the hole is completely covered by the mounting support, the last term in the
equation. (E) (3.14)(d), is ovitted.
4.5.1
calculation of the exposed areas. An area calculation accurate to 12% is
All coupons should be measured carefully to pernit accurate
usually adequate.
of metal is removed from the coupons prior to testing the corrosivity of the
4.5.2 More uniform results may he expected if a substantial layer
electrolytic removal, or by grinding with à coarse abrasive. At least 0.254
îhis can be accomplished by chemical treatnent (pickling). by
should inciude finishing with #120 abrasive paper or cloth.
a (0.0001 in.) or 2-3 mg/en? should be renoved. Hinal surface treatment
consists of scrubbing with bleach-free scouring powder, followed by rinsing
Final cleaning
drying.
in distilled water and then in acetone or methanol, and finally by air
until used.
After final cleaning, the coupon should be stored in a desiccator
4.5.3
coupon to he used in this test is 40 mL/cal.
The minimum ratio of volume of waste to area of the melal
S.O REAGENTS
11 we a Sale daoxia (0). (204): Orsolves 200 g MaCH 1n 800 ML Type
5.2 Zine dust.
5.3
Hydrochieris acid (HCI): Concentrated.
5.4
Stannous chloride (Snch,).
5.5
Antimeny chloride (S0C),).
CO-ROM
1110 - 3
late Septemner 198/
revision —e

<<<PAGE 8>>>

OCT-01-00 13143 FROM,
PAGE
6
*
6.0 SAMPLE COLLECTION, PRESERVATION. AND HANDLING
the considerations discussed in Chapter Nine of this manual.
6.1 All samples should be collected using & sampling plan that addresses
7.0 PROCEDURE
2.1 Assemble the test apparatus as deseribed in Paragraph 1.0. above.
1.2 Fill the container with the appropriate anount of waste.
7,3
Begin agitation at a rate sufficient to ensure that the liquid is kept
well mixed and homogeneous.
(130°7). Using the noating device, Dring the tenperature of the naste to 35°C
as to whether the rate of corrosion is less than or greater than 6.35 am per year
7.5" An accurate rate of corrosion is not required: only a determination
is required.
A 24-hr test period should be ample to detersine whether on not the
rate of corrosion is >6.35 ma por year.
In order to determine accurately the amount of matertal lost to
corrosion, the coupons have to de cleaned after inmersion and prior to weighing.
The cleaning procedure should remove ail products of corrosion while removing a
minimum of sound metal.
Cleaning methóds can be dividea into three general
categories: mechanical, chemical, and electrolytic.
Mechanical cleaning includes scrubbing, scraping, brushing.
and ultrasonic procedures. Scrubbing with & bristle brush and mild abrasive
is the most popular of these methods. The others are used in coses of heavy
corrosion as a first step in removing heavily encrusted corrosion products
prior to scrubbing. Care should be taken to avoro removing sound metal.
Chemical cleaning implies the renoval of materíal from the
surface of the coupon by dissolution in an appropriato solvent. Solvents
grease, or resinous materials ard are used prior to immersion to remove the
as acetone, dichloromethane, ane alconol are used to remove un.
products of corrosion. Solutions suitable for removing corrosion from the
steel coupon are:
Solution
Seakina time
Iemperature
20% NaOIl " 200 g/l zine dust
5 min
Betting
or
conc. 1101=50 8/e such, + 20 gli socl, Until clean
cold
1110 - 4
CO-ROM
Revision -
Date Sentember 1986
:

<<<PAGE 9>>>

067-01-00
13,43 FROM.
ID.
"PACE
7
rebove looser decerony co rosion preducts. one meted or electroly to
cleaning that can be employed uses:
soluzion:
50 g/L H,SO.
Anode:
Carbon or lead
Cathode:
Steel coupon
Cathode current density:
20 amp/ca? (129 arp/in.")
inhibitor:
2. ce organic inhibitor/liter
¡emperature:
74 °C (165°5)
Exposure Pariod:
3 min.
NOLE: Precautions must be taken to ensure good electrical contact with the
metal ions and to ensure that inhibitor decomposition has not occurred.
coupon to avoid contamination of the cleaning solution with easily reducible
Instead of a propriotary inhfoitor, 0.5 g/l of either diorthotolyl chiourea
or quinolin ethiodide can be used.
removing sound metal should be determined by using a blank (i.e.. a coupon that
1.7 Whatever treatment is employed to clean the coupons. its effect in
has not been exposed to the waste). The blank should be cleaned along with the
test coupon and its waste loss subtracted from that calculated for the test
coupons.
reweighed. The weight loss is employed as the principal measure of corrosion.
After corroded specimens havo been cleaned and dried. they are
Use of weight loss as a measure of corrosion requires making the assumption that
in order to determine the corrosion rate for the purpose of this regulation. the
all weight loss has been due to generalized corrosion and not localized pitting.
following formula is used:
¡orrosson Rate (ampy) - Weight loss × 11.34
rer x rig
where:
weight loss is in milligrams.
area in square centimeters.
time in hours, and
corrosion rate in sillineters per year (rapy).
8.0 QUALITY CONTROL
8.1 All qualsty control data should be filled and avallable for auditing.
8.2
Duplicate samples should be analyzed on a routine basis.
CO-ROM
1110 - 3
Revision -
Date September 1986

<<<PAGE 10>>>

OCT- 01-00
13x43 FROM.
XD "
PAGE
8
9.0 METHOD PERTORMANCE
9.1 No data provided.
10.0 REFERENCES
1. National Association of Corrosion Engineers. "Laboratory Corrosion Testing
NACE, 3400 West Loop South, Houston. IX /7027.
of Metals for the Process Industries." NACE Standard TM-01-69 (1972 Rovision).
CO-ROM
1110 - 6
Revision _e
Date
Sentenner 1986

<<<PAGE 11>>>

OCT-01-00 13144 FROM,
PAGE
9
CORROSIVITY TOWARD STEEL
METHOD 1110
Start
ress apparatus.
7.1 Assemble
7.6 Clean coupons
chemical, and/or
by mechanical.
electrolyric
methods.
7.2 Fill container
7.7 Check eftect
with waste.
treatment on
of cleaning
removing sound
metal.
7.3 Agirare.
7.8 Determin
¡orrosion rare
7.4 Heat.
StOP
CO-ROM"
1110 ÷ /
Date
Revision
Serener 1986

<<<PAGE 12>>>

Mazzullo. Ed
From:
Iwbierlein(iwbierlein@mshpc.com/
Sent:
Monday, January 22, 2001 11:08 AM
To:
Mazzullo, Ed <RSPA>
Subject:
Hewiett-Packard
getting a letter this week? When ever it may be ready, please have someone
Ed, we are eager to bring closure to this inkjet matter. Any chance of
phone me at 393-5710 and I will send a messenger to pick it up. Thanks.

<<<PAGE 13>>>

LAW OFFicES
LAWRENCE W, BIERLEIN
JOHN M. CUTLER, JR
DOUGLAS M. CANTER
MCCARTHY, SWEENEY & HARKAWAY, P.C.
SUITE 600
202) 393-5721
FACSIMIS
STEVEN J. KAUSH
ANDREW P. GOLOSTEIN
2175K STREET, N.W.
HARVEY L. RETTER
RICHARD D. LUEBERMAN
WASHINGTON, D. C. 20037
MISH@MSHAC.COM
E-Mar
(202) 393-5710
Weesire
WuUAM I. HARKAWAY
OF COUNSEL
HTTP//MNW.MSHAC.COM
October 17,2000
DANIEL J. SWEENEY
KAREN R. O'BREN
To:
Jim O'Steen
Ed Mazzullo /
From:
Lary Bin Ten
Re:
Hewlett-Packard ink testing
I appreciated the chance to talk to you about the Hewlett-Packard inkjet cartridges
and our pending request for an approval. In order to provide you with more information
about the ink itself, I have enclosed two items
First is an MSDS for the most aggressive of the range of inks aflected, Zaphod
Yellow. As you can see, the flash point is greater than 200°F The second enclosure is a
rest report. As noted in the onginal application, the cartridges range in capacity from
about 35 mi to 750 mi, with more than 90% being about 35 ml. Because the device
contains the ink, and the device itself is extensively overpacked, the likelihood of any
release is virtually non-existent.
If there were a release, however, the amount released would be small. This is an
ink and it is intended to dry rapidly. While it would dry faster on paper, nonetheless even
a spill onto a metal surtace dries quickly. In order to assess the corrosive effects of a
simulated spill, i.e., in which the steel coupon is wet with the ink but then the ink is
allowed to dry, the company ran three tests. The test method is somewhat different from
the draft I sent you last week.
In the enclosed test report, three sample steel coupons were used. As described in
for a week. The assumption is that the comosive effects on steel stop when the ink dries,
and this longer test should confirm that assumption.
I will call one of you tomorrow to see how this information might be used to
support the requested "quantity and form" approval requested Thank you.

<<<PAGE 14>>>

•
.....
Memorandum
To:
Tim Carey/SERM
Jim Colby/ISO Packaging
CC:
Kathy Brewer/SERM
From: Barbara Hanley/SERM
Date:
October 12, 2000
Re:
Results and Summary of Zaphod Yellow Ink Dry Tim and the Observed Affects on the Corrosion Rate to
SAE1020 Steel
This memo is to inform the distribution of the results from a materials compatibility analysis completed today. The
memo is structured by giving a background as to why the experiment was performod, the summary of the results,
followed by the analysis procodure usod.
Background and Analysis Goal
discovered that the color (yellow, magenta and cyan) inks that are used in the No. 10 and No. 80 inkjet supplies
During routine internal product testing of the inks and cartridge material used to manufacture inkjet supplies, it was
exceeded the federal waste and transportation threshold for corrosivity to steel. The method used to determine
corrosivity is found in EPA 530/SW-846 Method 1110, Corrosivity Towards Steel.
heated to 55 degrees C and agitated. Although the inks exhibit the corrosivity characteristic under these test
The method calls for the immersion of an SAE 1020 steel specimen in approximately 1000-ml of liquid, which is
conditions, it was not known if they would corrode steel under more "real world" conditions. The analysis goal was
to simulate an ink spill and determine if the ink would continue to exhibit the corrosion characteristic while drying
or when dry. It is hoped that the data may answer this question.
Summary of Results
yellow showing the highest corrosion rate. For this reason, Zaphod yellow was chosen as the ink for this
The ink used in the No. 10 and No. 80 inkjet supply were developed under the codename Zaphod, with Zaphod
the Acid/Base fume hoods in the HP Corvallis Building 7 Analytical Lab as shown in Figures I and 2. For quality
experiment. Three SAE1020 round steel coupons were used as the specimens. The experiment was set-up in one of
control, a specimen was also exposed to DI Water, while another specimen was suspended in the hood, but not
exposed to any liquid. Both the specimen and the liquid weights were measured on a Sartorius Model R200
year. The conditions of the analyses are listed at the end of this document.
Balance, shown in Figure 3, capable of measuring out to five significant figures and calibrated in September of this
the corrosion rate in millimeters per year (campy) of the three specimens used in the experiment. It can be seen from
No significant differences were detocted between the specimens with regard to their corrosion rates. Table 1 shows
the table that there were no significant differences detected between the spocimens with regard to their corrosion
rate.

<<<PAGE 15>>>

hp
..r..
Table 1: Summary results from experiment
ZAPHOD-BASED COLOR INK CORROSIVITY ANALYSIS
Laphod Yellow and SAE 1020 steel coupons, tested ia B-7 Analytical Lab (10/10-11/00)
Sample
ID
Surface
(ст)
Area
Exposed
To:
Sample
Volume
Length of
Exposure
Time
Dry
Initial
Final
Wt
(br)
(br)
(2
(mg)
(mm/Yr).
IAO181
AO182
25.66
25.63
DI Water
Z-Y
1000 mol
0.0167
1000 mal
0.0167
24
24
23.99731
23.81670
23.99481
0.002.50
1.44
0.03
AO184
25.54
Air
NA
0.0167
24
23.45772
23.457351 0.00037
2.50
0.05
0.37
0.01
Figure I: Experiment set-up
-
Figure 2: Experimental setup after exposure
993

<<<PAGE 16>>>

anys
Figure 3: Balance used to weigh specimens
Analysis procedure
Specimen preparation and cleaning:
The specimens were ordered from Alabama Spocialty Metals, Lac. and arrived in sealed paper packets. Each
specimen was stamped with a material code (C1020) and individual identification number (AOXXX). The sealed
packets for the specimens used in this experiment were not opened until the day of the experiment and were always
handled using nitrile gloves. Because the samples were brand new, a proclean step was not performed. Afer
Microscope (SEM) lab for pre-exposure surface micrographs.
measuring the outer diameter, inner hole diameter and thickness, the specimens were sent to the Scanning Electron
Attough he painis seld with a Fight , opt, lor dad erecipeate five, he samples le of ach
specimen was threaded with plastic fishing line.
After exposure, each spocimen was immersed in a 1:10 non-chlorine cleanser/tap water mixture at ambient
temperature and allowed to soak for S minutes. Then, the immersed specimens were placod on an electric stirrer for
another five minutes. The specimens were removed from the immersion jars, rinsed with tap water and patted dry
using a sterile Tea-Wipe. The specimens were weighed and sent back to the SEM lab, where post-exposure
micrographs were taken. While at the SEM lab, the specimens were cleaned with high-pressure COr gas to remove
ink residue. To reduce variability, the cleaning tochnique was applied to all three specimens.
Liquid Preparation, Ser-up and Specimen Exposure:
four neck Pyrex lid. Standard non-mercury filled thermometers were used to monitor liquid and air temperature.
The ink used was Zaphod Yellow from the Building 7 Proto Lak Lab. Two 1000-ml Pyrex Keck flasks, fitted with a
Che DI Water was obtained tbrough the house system, which has a resistivity specification set at 18 MOms. The
lasks were fitted with condensers, although these were not used during this experiment. Also, only one ink-filler

<<<PAGE 17>>>

Enviroa
MP Supplice
ne specimen was suspended on the end of the lab rack as a control. The other two specimens were immersed it
aphod yellow ink or DI water for one minute. These spocimens were suspended on the lab rack for 24 hours, wit
After the dry-time measurement, the specimens were removed from the lab rack, cleaned, dried, and weighed as
period dry time checks taken at one hour and 13 hours and 24 hours, as shown in Figures 4, S, and 6, respectively.
shown in Figure 7.
Figure 4: Dry time check after exposure.
Figure 5: Dry time check after exposure.
Elapsed dry time: 1 hour
Elapsed dry time: 13 hours
Figure 6: Dry time check after exposure.
Elapsed dry time: 24 hours

<<<PAGE 18>>>

LIp
à
Figure 7: Specimens after various exposures
A0182 -
A0184 -
AO181-
Zaphod Yellow ink;
1 min exposure to
Control spocimen;
1 min exposure to
Air, 24-hours
Deionized Water
24-hour dry time
(18 MOhm); 24-hour
dry time

<<<PAGE 19>>>

•
DIJ00350
Material Safety Data Sheet
DuPont
Page 1
ZAPHOD YELLOW INK
Revised 21 June 2000
PRODUCT AND COMPANY IDENTIFICATION
Product Name:
ZAPHOD YELLOW INK
Product Code:
Nos Assigned
Company Identification
MANUFACTURER/DISTRIBUTOR
DuPont Ink Jet Inks and Specialty Colorants
Wilmington, DE (USA)
Barley Mill Plaza
PHONE NUMBERS
Product, Safety, Health and
Transport Emergency
Environmental Information
Medical Emergency
COMPOSITIONINFORMATION ON INGREDIENTS
Components (% by weight)
Material
CAS Number
Humectant
Water
7732-18-5
55-80
Succinic Acid
5-10
2-Pyrrolidone
Aliphatic Polyol
110-15.6
5-10
5-10
Inorganic Nitrate
616-45-5
5-10
Yellow Dyes
<1
<
Components (Remarks)
withheld as a trade secret.
"The specific identity for each component not identified by a CAS Registry Number is

<<<PAGE 20>>>

* *
DIJO0350
DuPont
Material Safety Data Sheel
Pago 2
3.
HAZARDS IDENTIFICATION
Potential Health Effects
THIS PRODUCT CAN BE USED SAFELY WHEN USED AS DIRECTED AND WHEN
APPLICABLE SAFETY PRECAUTIONS ARE FOLLOWED.
POTENTIAL HEALTH EFFECTS FROM PRODUCT
inhalation of vapor.
Potential routes of overexposure to this product are skin contact, eye contact an
Ingestion is nor expected to be a significans route of exposure for this product under
normal use conditions.
There is no toxicity data avatable for this specific formulation. Any potential hazards are
presumed to be due to exposure to the components.
This material has been found to be corrosive to SAE Type 1020 sleel. No skin test data
are avatable.
ADDITIONAL HEALTH EFFECTS
of exposure, information is provided for each hazardous component of the mixture to
Since this mixture has not been tested as a whole to determine the hazards by all roules
meet requrements of OSHA's Hazard Communication Standard (29 CFR 1910.1200).
The effects noted occur from exposure to the pure component unless otherwise noted.
INFORMATION FOR COMPONENTS
HUMECTANT
Skin Contact - Essentially non-imitating, Sightly foxic to animals by absorption.
Eye Contact - Essentially nor-irritating.
Medical Conditions Aggravated by Exposure - Significant exposure to this chemical may
adversely affect people with chronic disease of the respiratory system, skin and/or eyes.
SUCCINIC ACID
rats showed no adverse effects. Tests in chick embryos demonstrated no mutagenic
This material is a sight skin irritant and a strong eye irilant. Short term feeding studies ir
activity. Symptoms of acute toxicity in rats are weakness and diarrhea.
initially include: skin irrilation with discomfort or rash; or eye irritation with discomfort.
Human health effects of overexposure by inhalation, ingestion, or skin or eye contact may
fearing or blurring of vision. Data to evaluate the skin permeation hazard of this material
are insufficient.

<<<PAGE 21>>>

DIJO0350
Dupont
Material Safety Data Sheet
Page 3
ALIPHATIC POLYOL
by skin absorption. Harmful if inhaled or swatowed. May cause eye imlation May cause
Not a skin or eye imtans in animals. Low toxicty in animals by ingestion and sight toxicity
skin irritation. Exposure can cause gastrointestinal disturbances, nausea, headache and
2 PYRROLIDONE
vomiting or diarrhea.
2-Pymrolidone may irritate skin, eyes, nose and throal Ingestion may cause nausea.
INORGANIC NITRATE
This material is an eye and upper respiratory tract irriant. Ingestion may lead to
breath, bluish discoloration of the skin and mucous membranes, nausea and headache.
methemoglobinemia and gastric tritation with symploms of weakness, shortnoss of
Carcinogenicity Information
by JARC. NTP, OSHA or ACGiH as a carcinogen.
None of the components present in this material al concentrations equal to or greater than 0.1% are listed
FIRST AID MEASURES
First Aid
INHALATION
lf inhaled, remove to fresh air, If not breathing, give artificial respiration. If breathing is
difficult, give oxygen. Call a physician.
SKIN CONTACT
Flush skin with water after contact. Wash contaminated clothing before reuse.
EYE CONTACT
In case of contact, immediately flush eyes with plenty of water for at leas! 15 minutes.
Call a physician.
INGESTION
Ingestion is not an expected route of exposure during normal use of the product. if
ingested, consult a physician.

<<<PAGE 22>>>

DIJO0350
Material Safety Data Sheet
Dupont
Page 4
5.
FIRE FIGHTING MEASURES
Flammable Properties
Flash Point
Method
: Closed Cup
:>200 °F (>93.3 °C)
Approximate Flammable Limits in Air, % by Votume
* Nol Avadable
Autoignition Temperature
: Not Avatable
: Not Avatable
Materialis a nonflammable water-based solution
Hazardous combustion products (gases /vapors) produced in fire can inctude carbon
monoxide, carbon dioxide and smoke.
Extinguishing Media
Use media appropriate for surrounding material.
Fire Fighting Instructions
This material is not flammable. Use normal firefighting procedures for the area.
6.
ACCIDENTAL RELEASE MEASURES
Safeguards (Personnel)
NOTE: Review FIRE FIGHTING MEASURES and HANDLING (PERSONNEL) sections
EQUIPMENT during clean-up.
before proceeding with clean-up. Use appropriate PERSONAL PROTECTIVE
Initial Containment
Dike spil
Spil Clean Up
Soak up with absorbent material.
HANDLING AND STORAGE
Handling (Personnel)
Avoid contact with eyes, skin, or clothing.

<<<PAGE 23>>>

*
DIJ00350
Material Safety Data Sheet
Dupont
Page 5
EXPOSURE CONTROLS/PERSONAL PROTECTION
Personal Prolective Equipment
EYE/FACE PROTECTION
Veas safety glasses. Wear coverall chemical splash goggles and face shield when th
ossibdity exists for eye and face contact due to splashing or spraying of the materia
RESPIRATORS
Respirators are not needed for normal use.
PROTECTIVE CLOTHING
if there is potential for significant dermal contact weas appropriate impervious clothing and
Exposure Guidetnes
pplicable Exposure Limit
PEL (OSHA)
LUMECTANT
TV (ACGIH)
: None Established
AEL * (DuPont)
* None Estabished
* None Estabished
SUCCINIC ACID
TLV (ACGIH)
PEL (OSHA)
: None Established
AEL • (DuPont)
: None Established
: None Established
PEL (OSHA)
ALIPHATIC POLYOL
TLV (ACGIH)
i None Estabished
AEL • (DuPont)
: None Estabished
2-PYRROLIDONE
PEL (OSHA)
TLV (ACGIH)
* None Established
AEL • (DuPont)
: None Estabished
: 10 ppm, 35 mg/m', 8 & 12 Hr. TWA
INORGANIC NITRATE
PEL (OSHA)
AEL • (DuPont)
TLV (ACGIH)
¿ None Established
: 10 mg/m*, 8 Hr. TWA
* None Estabished
YELLOW DYES
PEL (OSHA)
TLV (ACGIH)
*None Established
AEL • (DuPont)
¿ None Estabished
: None Estabished

<<<PAGE 24>>>

D1J00350
Material Safety Data Sheet
DuPont
Page 6
•AEL is DuPont's Acceptable Exposure Limit. Where governmentally imposed
take precedence.
occupational exposure limies which are lower than the AEL are in effect, such limits shall
9.
PHYSICAL AND CHEMICAL PROPERTIES
Physical Data
Color
Form
: Liquid
Solubility in Water
Odor
: Yellow
: Slight
pH
: Miscible
Specific Gravity
·3.5-4.5
: 1.06
10. STABILITY AND REACTIVITY
Chemical Stabitty
Stable at normal temperatures and storage conditions.
Incompatibility with Other Materials
Corrosive to SAE Type 1020 steel
Decomposition
Decomposition does not oocus during normal use.
Polymerization
Polymerization will nol occur.
11. TOXICOLOGICAL INFORMATION
Animal Data
No data avalable for product.

<<<PAGE 25>>>

DIJO0350
Material Safety Data Sheet
DuPont
Page 7
12. ECOLOGICAL INFORMATION
Ecoloxicological Information
No data avatable for produce
13. DISPOSAL CONSIDERATIONS
Waste Disposal
Treatment, storage, transportation, and disposal must be in accordance with appticable
Federal, State/Provincial, and Local regulations.
14.
TRANSPORTATION INFORMATION
(Not meant to be all inclusive)
DOT (Department of Transportation):
Proper Shipping Name
: CORROSIVE LIQUID, ACIDIC, ORGANIC. N.O.S.
Hazard Class
(SUCCINIC ACID)
Identification Number
Packing Group
: UN3265
15.
REGULATORY INFORMATION
(Not meant to be all inclusive - selected regulations represented)
U.S, Regulations
Federal Regulations
TSCA Inventory Status - All components of this product are compliant with TSCA
chemical inventory regulations.
TSCA Section 12(b) Export Notification - This product can contain:
None

<<<PAGE 26>>>

•
DIS00350
Material Safety Data Sheel
Dupont
Page 8
State Regulations
State Right-To-Know
CANCER, BIRTH DEFECTS OR OTHER REPRODUCTIVE HARM (Caldomia
WARNING - SUBSTANCES KNOWN TO THE STATE OF CALIFORNIA TO CAUSE
Proposition 65)
Ethytene Oxide (75-21-8)
Formaldehyde (50-00-0)
<0.5 ppm
1,4-Dioxane (123-91-1)
<0.1 ppm
Acetaldehyde (75-07-0)
0.1 ppm
0.1 ppm
The above are trace impunties that can occur in the product.
European Union Regulations
inventory regulations.
EU Inventory Status - All components of this product are compliant with EU chemical
16. OTHER INFORMATION
HMIS Rating
Flammabitty
Health
"1
Reactivity
"1
* 0
herein and does not relate to use in combination with any other material or in any process.
The data in this Material Safety Data Sheet relates only to the specific material designated
MSDS Contact Information
DuPont ink Jet Inks and Specialty Colorants
Product Stewardship Coordinator
Wimington, DE (U.S.A.)
Barley Mitt Plaza
1-302-695-9682 (U.SA.)
Revision History
2 February 2000
2 May 2000
New MSDS format
Modifications to Sections 3 and 4 - Inhalation
21 June 2000
Section 15 - Calfornia Proposition 65
Sections 2, 3, 8, 10. 14, 15 - Corrosive to steel

<<<PAGE 27>>>

DIJ00350
Material Safety Data Sheet
DuPont
Page 9
Key
ACGIH
AEL
American Conference of Governmental Industrial Hygienists
ET
Cmpos
Compounds
Acceptable Exposure Limit (DuPont)
EU
Eastern Time (U.S.A)
HMIS
European Union
Hazardous Material Information System (National Paint and Coatings
LEL or LFL
LARC
International Agency for Research on Cancer
Association)
M-F
Lower Explosive Limit of Lower Flammable Limit
OSHA
NTP
National Toxicology Program (U.S.A)
Monday through Friday
STEL
PEL
Occupational Safety and Heath Administration (U.S.A)
Permissible Exposure Lmit
TSCA
TLV
Threshold Limit Value
Short Term Exposure Limit
TWA
Toxic Substances Control Act (U.S.A)
UEL or UFL
Time weighted Average
WEEL
Upper Explosive Limit or Upper Flammable Limit
Workplace Environmental Exposure Level
End of MSDS

<<<PAGE 28>>>

•
LAW OFficEs
LAWRENCE W. BIERLEN
MCCARTHY, SWEENEY & HARKAWAY, P.C.
JOHN M. CUTLER JR
SUITE 600
202) 393-5721
FACSIMRA
ANDREW P. GOLOSTEIN
2175 K STREET, N.W.
HAAVEY L. REITER
RICHARO D. LIEBERMAN
WASHINGTON, D. C. 20037
MSH@MSMAC.COM
E-MAT
(202) 393-5710
Wessite
Or COUNSEL
MTT://WW.MSHOC.COM
NUR HAKWAY
January 5, 2001
DANIEL J SWEENEY
Mr. James O'Steen
Director, Office of Hazardous Materials Technology (DHM-20)
Research & Special Programs Administration
Washington, DC 20590
Department of Transportation
cc:
Mr. Edward Mazzullo, Standards (DHM-10)
Mr. James Enoch Jones, Approvals (DHM-32)
Re:
Pending Hewlett-Packard approval
application; inkjet printer cartridges
Dear Mr. O'Steen:
On September 1, 2000, I submitted an application on behalf of Hewlett-Packard
artridges shipped by that company and its customers
company for an approval under 49 CFR 173.136(b) covering a range of inkjet printe
My request was prompted by preliminary test information indicating that some of
the inks utilized in the company's printers fell within the definition of a steel-corrosive
material in 49 CFR 173.137(c)(2), and therefore would require shipment of the cartridges
in Class 8, Packing Group III.
As you know, while we have been discussing this application, the company has
continued to have corrosivity tests conducted on its inks under the standards in the U.S.
and the international dangerous goods regulations. This has been made somewhat more
difficult because of the commercial unavailability of the P3 and P235 steels cited in the
regulations. Both title 49 CFR and the UN Orange Book, however, indicate that test
steels of "a similar type" may be used to determine the classification.
Enclosed are the most recent results using K02400 steel to test the company's
Zaphod Yellow Ink. This ink was chosen because both company chemists and outside
laboratories determined it would be the most aggressive of the inks offered in the
cartridges. Along with these test results is a chart comparing the chemistry of K02400
steel to that of P3 and P235 steels. Based on this chart, we believe K02400 to be a
"similar" steel to P3 and P235 as that term is used in the regulations.

<<<PAGE 29>>>

Based upon the 14-day test results utilizing this steel, we believe that the ink does
not fall within the scope of the hazardous materials regulatory definitions for steel.
corrosion. We chose this time period because we know it has been used before in the
context of DOT corrosive materials classification, and because it appears to be a closer
replicate to an annual corrosion rate as specified in the regulations than a shorter test
period. As indicated in our original application, based upon actual testing, we know that
the ink is not skin or aluminum-corrosive, and that it does not meet the definition of any
other hazard class.
If, upon your review of this data and test results, you agree with my conclusion
that these inks do not fall not within the scope of the regulations, consider this a request
to withdraw the pending approval application.
Please contact me if you have any questions on this material. Thank you.
For Hewlett-Packard
Enclosures

<<<PAGE 30>>>

• Sent By: HEWLETT PACKARD;
01/03/2821 27:12
368-6361868
5417152237 CUNETA AVAVICA
Jan- 3-01 6:19PM;
Page 2/3
PAGE 82
A Combia
Analytical
Services ac
in Enooyoo-Omnad company
Januery 3, 2001
Service Roguest No: K2009326
Barbara Hanley
Howiett Packard Company
1000 NE Circle Boulevard
Corvallis, OR 97330
Dear Barbara:
or your reterence, these analyses nave beca assigaed our service request numbes K 200932
closed are the roots of the rush samplo 3) submitted to our laboratory on December 04, 2001
All analyses were performed according to our leboratory's quality assurance programa. All results
are interded to be considered in their entirety, and Columbia Analytical Services, Ina. (CAS) is
not responsible for use of less then the complete report. Results apply only to tho seoples
analyzed
Please call if you have any questions. My extension is 3280.
Respoctfully submitted,
Colursbia Aralytical Services, Isc.
Les Kennody
Project Chemist
LK/gep
Pagel of _
1317 South 13th Avenue • P.O.Box 479 • Kelso, Washingion 98626 • Telephone 360/ 577-7222 • Fax 3601636-1065

<<<PAGE 31>>>

2/3/1
5417152237;
CAS XBLSO
Jan-3-01 6:19PW;
Page 3/3
4003
COLUMBIA ANALYTICAL SERVICES, INC
Aretical Report
Cheats *
Project:
Hewiet Packard Compery
Sample Matrixs
NA
Serrico Roguest: K2009326
Misc
Date Collected: 12/400
Dato Received: 12400
Corrastriry Toward Secel (typo KO2100)
Prep Method:
Analysis Method:
ASTM G31-72
NONE
TEst Nores:
Units: moWYR
Besis: NA
Sample Nashe
Leb Code
MRL MDL Rector
Dilation Date
Istracted Anstyced Result
Dale
Barall
Notes
Zephod Yetoresak A 186r
Zephod Yellow lak 3 45br
K2009326-001
K2009326-003
K2009326-002
:
Zaphod Yollow lak C 48hr
Zapbod Yellow bak D 48 br
Zephod Yellow Sax B 45tr
K2009326-004
Zapbod Yellow lak 8 7 day
K2009326-003
Zapbod Yollow Ink H 7 day
Zapbod Yellow Lak Q7 day
K2009326-006
K2009326-007
K2009326-008
K2009326-009
-
77737337777777
Zepbod Yellow Ink J 7 day
Zephod Yellow Ink 17 day
Zapaod Yellow Ink K 14 dey
K2009326-010
Zepbod Yellow Ink L 1,4 day
K2009326-011
Taphod Yellow Ink M 14 day
82009326-012
Zaphod Yellow Lak N 14 day
K2009326-013
K2009326-014
-
LA8267779
Approved By:_
is kenners
-Date 1/3/01
00528727992.seOE 2001
Peso te

<<<PAGE 32>>>

Corrosion rate of K02400 When Exposed to Zaphod Yellow
Ink (CAS)
42.00
39.00
36.00
33.00
32.91÷
30.00
27.00
24.00
Corrosion rate (mmpy)
21.00
- Corr rate (mmpy)
18.00
15.00
12-86-
12.00
9.00
6.00
223
U.S. DOT Threshold
3.00
6.25 mm/lyr
0.00
2-day
7-day
14-day
Time interval of exposure
CAS, KO2400
average
lOW
Thigh
Trange
error+/-
# of samples
2-day]
32.91
25.82
39.35
13.53
6.94
5
7-day!
12.86
11.2
15.02
3.82
1.91
5
14-dayl
5.89
5.71
6.22
0.51l
0.25
4

<<<PAGE 33>>>

Steel Type Composition
Steel Type
[Carbon (%) Silicon (%) Chromium (%) Manganese (%) | Aluminum (%) | Molybdenum (%)| Copper (%) Nickel (%)
-
<0.1
0.1 - 0.4
0.4 - 0.75
0.2 - 0.6
1.0 - 1.5
P235
<0.17
<0.35)
<0.3
0.4 - 1.2
<0.08
<0.3
20.3
K02400
0.241
0.13 - 0.55
0.25
0.65 - 1.4
0.08
0.35
0.25
-
SAE 1020
0.18-0.241
0.3 - 0.61
* Sum of chromium, copper, molybdenum, and nickel is loss than 0.7%
- Indicates elements are not added as an alloying agent but may be present in trace quantities
Sourcos: ASTM DS-56G: Unified Number System, 8th Ed., January 1999
Intemational Standards Organization, Standard 9328-2, 1991

<<<PAGE 34>>>

-.
January, 2001
Mr. Lawrence W, Bierlein
2175 K Street, NW
Washington, DC 20037
Dear Mr. Bierlein:
On September 1, 2000, on behalf of Hewlett-Packard Company, you applied for
an approval to ship certain inkjet cartridges as unregulated materials. This is in response
to your subsequent letter of January 5, 2001, enclosing results of certain steel corrosion
tests and a comparative chart on steel compositions.
We have reviewed thai test data and chart, and conclude that the KO2400 steel
rested is sufficiently "similar to" P3 and P235 steels, as that term is used in the Hazardous
Materals Regulations (HIMR) and the UN Model Regulations on the Transport of
Dangerous Goods, to be accepted for Class 8 classification purposes. We also conclude,
based upon the 14-day test results you provided, that the ink in the Hewlett-Packard
inkjet printer cartridges does not meet the definition of a corrosive material as set forth in
the U.S. HMR in 49 CFR 173.136-137, and in international regulations based upon
Chapter 2.8 of the UN Model Regulations on the Transport of Dangerous Goods.
Accordingly, because the ink is not regulated as a hazardous material, the
approval you originally requested is not necessary and, per your letter, we are returning
the approval application to you.
Sincerely,

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2001/010234.pdf>
- Source ID: `phmsa`
- SHA-256: `0be09a7a6e9c569f76719bf8f683ad0e4902b59d2e811224d2cf959ecc030a6d`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T00:04:49.701Z
- Document slug: `phmsa-interpretation-01-0234`

### Source metadata

```json
{
  "materialSubtype": "interpretation",
  "interpretationArea": "hazardous_materials",
  "representation": "full_text_from_official_pdf",
  "companies": [],
  "individuals": [
    "Mr. Lawrence W. Bierlein"
  ],
  "refIds": [
    "01-0234"
  ],
  "catalogDates": [
    "2001-01-23"
  ],
  "catalogParts": [
    173
  ],
  "catalogRowCount": 1,
  "sourceRecordUrls": [
    "https://www.phmsa.dot.gov/node/44711"
  ],
  "linkedAttachmentUrls": [],
  "unavailableResponseUrls": [],
  "duplicateRepresentationUrls": [],
  "citedSections": [
    "173.136",
    "173.137"
  ],
  "catalogPageUrls": [
    "https://www.phmsa.dot.gov/regulations/title49/section/173136"
  ],
  "pdfUrls": [
    "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2001/010234.pdf"
  ],
  "representations": [
    {
      "viewUrl": "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2001/010234.pdf",
      "detailUrl": null,
      "detailHtmlPath": null,
      "pdfUrl": "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2001/010234.pdf",
      "pdfArtifactPath": "data/sources/phmsa-interpretations/01-0234-7f1704de20.pdf",
      "pdfArtifactSha256": "ea9b03b71c72ffa7bbc13b75c03960b31a50e0a37817c01b6b2b269e30ed803e",
      "extractedTextPath": "data/sources/phmsa-interpretations/01-0234-7f1704de20.v2.txt",
      "extractedTextSha256": "8c83b3da30214416c85da4e2923c996951e9fdd0a7c32c0bc3213d9d359f2d98",
      "pageCount": 34,
      "extractionVersion": 2
    }
  ],
  "caveat": "Interpretations apply regulations to the facts presented and do not create independently enforceable requirements.",
  "jurisdiction": "US"
}
```
