# Mr. Joseph Cleveland — Hazardous Materials Safety Interpretation

**Citation:** 01-0317  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2002-01-10

01-0317 concerning 172.704.

## Document text

<<<PAGE 1>>>

.S. Departmen
f Transportatio
400 Seventh St., S.W.
Washington, D.C. 20590
pecial Progran
esearch an
Administration
JAN 1 0 2002
Mr. Joseph Cleveland
Ref. No. 01-0317
Hazardous Materials Advisory Council
203 Towne Centre Drive
Hillsborough, NJ 08844
Dear Mr. Cleveland:
This is in response to your November 13, 2001 letter concerning the training requirements in the
Hazardous Materials Regulations (HRM;49 CFR Parts 171-180). Specifically, you ask that we clarify
the responsibility of the hazmat employer with regards to function-specific training required in
§ 172.704 (a)(2) if part, but not all, of this requirement is met through a third party training program.
It is the responsibility of the hazmat employer to ensure and certify that each hazmat employee receives
function-specific training concerning requirements of this subchapter, which are specifically applicable to
the functions the employee performs, in accordance with § 172.704 (a)(2). This may be accomplished
by any number of training methods, including the use of third-party training facilities.
Please note that this office neither reviews nor certifies training programs. Each hazmat employer has its
own unique operational requirements. A hazmat employer must determine training needs of its hazmat
employees based on the employer's requirements and cach employee's specific job functions.
I hope this satisfies your request.
Sincerely,
Delon FilS
Delmer F. Billings
Chief, Regulations Development
Office of Hazardous Materials Standards
172.704

<<<PAGE 2>>>

COUNTY
HMAC
AZARDOUS M
ATERIALS ADVISORY GOUNOIL
ТО КІЛОВА
Union/Middlesex
Johnsen
$172.704
To:
U.S. Department of Transportation
Research & Special Programs Administration (RSPA)
TRAINING
Office of Hazardous Materials Standards DHM-10
Mr. Edward Mazzullo, Director
01-0317
Washington, DC
cc:
Shere & Blackwell
Mr. Jeffrey Lawrence
Attorney at Law
cc:
HMAC (Union-Middlesex Counties) Advisory Committee
c/o Drinker, Biddle & Reath
Mr. Joseph Schmidt
cc:
Dock Resins Corporation
Mr. Joseph Barbanel, President, HMAC
Ms. Joy Romeo, Co-chair, Transportation Committee
From:
Joseph Cleveland, Co-Chair Transportation Committee; President, Cleveland
Packaging Services
Date:
November 13, 2001
Subject:
Function-Specific Training
Mr. Mazzulo:
The Union/Middlesex County Hazardous Materials Advisory Council is a non-profit corporation
and Middlesex Counties. HMAC works through 7 volunteer advisory committees that execute
dedicated to serving the emergency management, industrial and government communities in Union
projects, seminars and training programs in support of HMAC objectives. HMAC is entirely
supported through membership fees.
An analysis of DOT HAZMAT violations for 1999 and 2000 identifies many examples of training
citations:
•
Failure to provide employee training
Failure to provide employees training or create and retain records of training testing
Failure to provide employees function - specific training
• Failure to provide recurrent function - specific and awareness training
203 Tone Contre Drive a Hilaborouga, a deg -Mal it ntophmac-90.0r59-1184 = Fax (908) 359-7619

<<<PAGE 3>>>

Failure to provide recurrent employee training or create and retain records of training
testing
• Maintained incomplete records of employee training testing - no certification that
training and testing was performed, no trainee name and address; and no description,
copy, or location of the training materials
The front page of the Home News Tribune, dated Sept. 26, 2001, contains an article wherein the
FBI warns of more terrorist attacks and truck firms are alerted to the dangers of transporting
hazardous materials.
Enclosed is a brochure about an HMAC(Union/Middlesex) HAZMAT training program scheduled
for Oct. 25, 2001. Your attention is directed to the agenda; especially, the NJ State Police
program as it relates to safety.
Our instructors bring over 100 years of experience to this program, but we believe the program
would be more effective if we could include a function-specific training effort presented in a
seminar format i.e. bracing/blocking, bulk loading/unloading, documentation, regulation
interpretation.
and as a consequence our HMAC efforts are restricted to general awareness safety training.
Our instructors have expressed their liability concerns as they relate to function-specific training
We request that the DOT supply us with a written statement that a HAZMAT employer may
ccept a Certificate of Attendance at a HAZMAT Function Specific Training program which i
pecifically applicable to the functions the employee performs, also if the said training effort doe
not cover all of the functions the employee performs-it shall be the responsibility of the HAZMAT
employee to provide additional function specific training.
HMAC liability exposure as it relates to a "Certificate of Attendance" and the liability of
By copy of this letter to Jett Lawrence, Attorney at Law, we request his comments regarding
presenters who would be encouraged to demonstrate current commercial technology, but may not
be HAZMAT experts.

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2001/010317.pdf>
- Source ID: `phmsa`
- SHA-256: `f102dc5922f62020f28dd8daf164b7f37d96dd8aefd4614ff4443d5ff9301a9f`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T00:43:39.538Z
- Document slug: `phmsa-interpretation-01-0317`

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