# Eliokem, Inc. — Hazardous Materials Safety Interpretation

**Citation:** 03-0065  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2003-06-23

03-0065 response to Eliokem, Inc. concerning 172.401.

## Document text

<<<PAGE 1>>>

:
U.S. Department
of Transportation
400 Seventh St., S.W.
Special Programs
Research and
Washington, D.C. 20590
JUN 23 2003
Administration
Mr. Dennis McMahan
Supply Chain and Logistic Manager
Reference No. 03-0065
Eliokem, Inc.
1452 East Archwood, Suite 240
Akron, OH 44306
Dear Mr. McMahan:
This is in response to your letter asking if a Class 9 label may remain on a package of styrenated
phenol liquid when it is shipped in the United States (U.S.) or within a U.S.-designated port area
provided the shipping paper does not describe the material as a hazardous material and the
disclaimer "Not subject to U.S. DOT regulation" is marked on the package. You state the
styrenated phenol liquid meets the criteria for the Class 9 hazard class under the European
Agreements concerning the International Carriage of Dangerous Goods by Road (ADR) and Rail
(RID) regulations for transportation of hazardous materials by highway or rail in Europe, but
does not meet the definition of any hazard class under the Hazardous Materials Regulations
(HMR; 49 CFR Parts 171-180), or the International Maritime Dangerous Goods Code (IMDG
Code) for transportation in the U.S. The material safety data sheet you provided states the
material may cause an adverse effect in an aquatic environment.
The HMR do not authorize labeling in accordance with the ADR/RID regulations. Section
172.401(c) permits labeling in accordance with the IMDG Code, International Civil Aviation
Organization's Technical Instructions for the Safe Transport of Dangerous Goods by Air, or
Canadian Transport of Dangerous Good Regulations only if a material is a hazardous material or
dangerous good under any of these regulations. However, the IMDG Code does not include a
prohibition consistent with § 172.401. As the IMDG Code does not specifically prohibit the use
of labels authorized by ADR/RID, packages of the ADR aquatic environment material may be
labeled Class 9 and are acceptable for transportation within the U.S. We recommend ADR
labeled packages transported in the U.S. be limited to closed freight containers and transport
vehicles to avoid potential frustration of the shipments. A statement such as "non-DOT
regulated" or "not subject to U.S. DOT regulation" may appear on the product label for
subsequent transportation in the U.S.
Also, in a notice of proposed rulemaking published on December 3, 2002 (Docket No. RSPA-02-
13658, HM-215E), we proposed adding Special Provision 146 to § 172.102 of the HMR. This
special provision will permit materials that are designated as environmentally hazardous by the
Competent Authority of the country of origin, transit, or destination, but do not meet the
o be described as "Environmentally hazardous substances, liquid or solid. n.o.s." The final rul
lefinition of a hazardous substance or hazardous waste in § 171.8 or any other HMR hazard clas
is under development.
172401
030065

<<<PAGE 2>>>

You also asked us to clarify what is meant by the phrase "final destination" when the styrenated
phenol liquid is imported into the U.S. under the IMDG Code, delivered to Eliokem's
distribution warehouse, and then further sold and shipped to customers. Specifically, you seek
guidance for determining when a hazardous material has completed transportation and is no
longer subject to the HMR. "Transportation," as defined in § 5102 of the Federal hazardous
materials transportation law (49 U.S.C. 5101-5127), means the movement of property and
loading, unloading, or storage incidental to the movement. A hazardous material's transportation
ends once a consignee takes physical delivery of the hazardous material from the carrier. After
delivery, storage of a hazardous material at a consignce's facility is not "storage incidental to the
movement" within the meaning of the Federal hazardous materials transportation law; thus, the
HMR do not apply to such storage. Transportation in commerce begins again when the
hazardous material is re-offered and accepted for transportation for delivery to another
consignee.
I hope this satisfies your request.
Sincerely,
Hathe z rotthele
Hattie L. Mitchell, Chief
Regulatory Review and Reinvention
Office of Hazardous Materials Standards

<<<PAGE 3>>>

INFOCNTR
From:
Sent:
dennis_mcmahan@eliokem.com
Subject:
To:
Infocntr, Infoentr <RSPA>
Tuesday, March 04, 2003 11:00 AM
Edmonson
Information Center Comments/Questions
37162
176.2
Below is the result of your feedback form..
(dennis_mcmahan@eliokem.com) on Tuesday, March 4,
It was submitted by
03-0065
Email:
dennis_mcmahan@eliokem.com
Labelina
Name:
Dennis McMahan
172.401
4v... .
Category:
171.1 - 171.21)
General Information, Regulations, and Definitions (Sections
.....
Organization: Elioken Inc
in !
Street: 1452 East Archwood Suite 240
City: Akron
State: Ohio
Zip Code: 44306
Phone: 330 734 1117
Fax: 330 734 1101
Comments: Would you please provide a written official response to the
following questions. Thank you
of our U.S. Company (Elioken Inc.) produces a product that is regulated
I would like clarification on an issue. Eliokem SAS, a French affiliate
Europe.
and labeled as a Class 9 Dangerous Goods per the ADR/RID regulations in
Eliokem Inc. imports this material from
Inited States. In the United States, this material is not subject to the
Erance for re-sale within the
HMR's and is a non-regulated, non-hazardous material. The product is a
styrenated phenol liquid that has a Class 9 label in Europe under the
We would like clarification on the following three issues:
labels to remain on
Would it be permissible for the ADR/RID Class 9 Dangerous Goods
U.S. DOT regulation" when shipped within the United States? We would not
"Not subject to
offer shipping papers with this product when shipping in the United
States that would describe it as a hazardous material.
(via an ocean vessel): Would it be permissible to apply a ADR/RID Class
When exporting this material to France from the United States
to U.S. DOT regulation" for the U.S. inland portion of the
with the disclaimer "Not
transport to the port, if this product is not regulated per IMDG or the

<<<PAGE 4>>>

: 3.
destination" when discussing
The official definition/interpretation of the term "final
in accordance with the IMDG is unclear to
shipment imported into the United States
Material Standards response
Ref. No. 989-1050 to Browning Chemical Corp.
In the Office of Hazardous
States in accordance with the IMDG Code under $171.12 of the HMR's may
on August 10, 1998,
"a shipment imported into the United
be offered for transportation and transported in the United States to
its final destination."
warehouse in the U.S. and then |
If the product is imported into Eliokem' s
in the U.S.,
is the
"final destination" the customer facility or is it
sold and shipped to our customer
Eliokem's distribution warehouse.
each country in which we conduct business, we
As we make every effort to operate within
laws and regulation of
and ruling regarding these questions prior
to taking any action. We are
await your interpretation
currently removing
is imported and prior to re-shipping the product in the United States.
the Class
9 Dangerous Goods labels once the product
Best Regards,
Dennis McMahan
Eliokem Inc.
Supply Chain
& Logistic Manager

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2003/030065.pdf>
- Source ID: `phmsa`
- SHA-256: `e63e18a3d2f0033e5263f82b8b3eb83bce6134e950faded9843ed7e330137aef`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-22T13:52:08.289Z
- Document slug: `phmsa-interpretation-03-0065`

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