# Dukane Corporation — Hazardous Materials Safety Interpretation

**Citation:** 04-0139  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2005-03-08

04-0139 response to Dukane Corporation concerning 172.102.

## Document text

<<<PAGE 1>>>

of Transportation
U.S. Department
400 Seventh Street, S.W.
Washington, D.C. 20590
Pipeline and
Hazardous Materials Safety
MAR
8 2005
Administration
Mr. Thomas A. Greenacre
Reference No.: 04-0139
President, Seacom Division
Dukane Corporation
2900 Dukane Drive
St. Charles, IL 60174
Dear Mr. Greenacre:
This is in response to your letter, product safety data sheet, and recent telephone conversation with
a member of my staff concerning whether or not your company's single-cell, solid-cathode lithium
battery, described as "Lithium battery, 9 (miscellaneous), UN 3090, PG II," meets the
requirements of Special Provision A45 of the International Civil Aviation Organization (ICAO)
Technical Instructions for the Transport of Dangerous Goods by Air (Technical Instructions). The
product safety data sheet you provided states the single-cell battery contains 1.3 grams (0.046
ounces) of lithium metal.
Based on the information you provided, the lithium content in your company's battery exceeds the
amount permitted in a cell under Special Provision A45 of the ICAO Technical Instructions and
may not be transported under this exception. Special Provision A45 requires a lithium metal cell
to have a lithium content of 1 gram (0.035 ounces) or less.
You also asked how the words "cell" and "battery" are defined under the Hazardous Materials
Regulations (HMR; 49 CFR Parts 171-180). The definitions that apply to lithium batteries under
the HMR are located in the UN Manual of Tests and Criteria. The third edition of the manual
defines a cell as a single encased electrochemical unit that exhibits a voltage differential across its
two terminals and defines a battery as two or more cells that are electrically connected together by
a permanent means. The fourth edition of the UN Manual of Tests and Criteria further clarifies
that an encased electrochemical unit meets the definition of a cell and not a battery, and defines a
battery as one cell and also includes its case, terminals, and markings. Under the 2005-2006
Edition of the ICAO Technical Instructions, these revisions became effective on January 1, 2005
(see "Manual of Tests and Criteria" in Section 3.1.1). On December 20, 2004, we published a
final rule in the Federal Register that incorporates by reference into the HMR the fourth Edition of
the UN Manual of Tests and Criteria under § 171.7(a)(3) (see Docket No. RSPA-04-17036 (HM-
215G); 69 FR 76044). This final rule, entitled "Harmonization with the United Nations
Recommendations, International Maritime Dangerous Goods Code, and International Civil
Aviation Organization's Technical Instructions," became effective on January 1, 2005, and has a
mandatory compliance date of January 1, 2006.
Also, please note for your information that on December 15, 2004, we published an interim final
rule (Docket No. RSPA-04-19886 (HM-224E), 69 FR 75208) imposing a limited prohibition on
/72.102
040139

<<<PAGE 2>>>

the transportation of primary (non-rechargeable) lithium cells and batteries as cargo aboard
passenger-carrying aircraft and equipment containing or packed with large lithium batteries. We
have enclosed a copy for your reference.
I hope this satisfies your request.
Hotte z, Michel
Hattie L. Mitchell,
Office of Hazardous Materials Standards
Chief, Regulatory Review and Reinvention
Enclosure

<<<PAGE 3>>>

Edmonson
5172.102
SP A55
Special Provisionescon LithuimBatteries
04-0139
Seacom Division
Dukane Corporation
May 24, 2004
2900 Dukane Drive
TEL: (630) 762-4050
St. Charles, IL 60174
WEB: www.dukcorp.com/sc
FAX: (630) 762-4049
E-mail: seacom@dukcorp.com
Mr. Ed Mazzullo
Office of Hazardous Materials Safety, DHM-10
400 Seventh Street SW
Washington, DC 20590
Dear Mr. Mazzullo:
This letter is to request an interpretative statement from RSPA. The statement is
regarding the application of Special Provision A45 relative to the transportation of the
DK100 Series Underwater Acoustic Beacon containing the 810-2007 lithium battery and
the transportation of the 810-2007/K replacement battery kit manufactured by Dukane
Corporation. The DK100 Series Beacon containing the 810-2007 battery is carried on all
flight data and cockpit voice recorders for commercial aircraft and has been qualified to
TSO-C121.
The 810-2007 is a single cell lithium battery, with a solid cathode containing 1.3 grams
of lithium. The battery has been proven to meet the requirements of each test in the UN
Manual of Tests and Criteria, Part III, sub-section 38.3.
This request is a result of several major airlines requesting a clarification of the shipping
status of our DK100 series beacons and the battery replacement kit for these beacons.
Would you please provide an interpretative statement as to whether this battery meets
Special Provision A45?
if you have any other questions or need additional information please contact mic al the
following address.
Sincerely,
thomas steeracr
Thomas A. Greenacre / President Seacom Divison
Dukane Corporation
2900 Dukane Dr.
St. Charles, IL 60174
Email tgreenacre @dukcorp.com
Phone 630-762-4051
Fax 630-762-4049

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2004/040139.pdf>
- Source ID: `phmsa`
- SHA-256: `6c9fe6ae6b4555d598b3218d83205d71168cd49f8dfdf6ce8357509ad85de5ab`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T10:32:31.807Z
- Document slug: `phmsa-interpretation-04-0139`

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