# MHF Logistical Solutions — Hazardous Materials Safety Interpretation

**Citation:** 06-0002  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2006-06-30

06-0002 response to MHF Logistical Solutions concerning 173.403, 173.443.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, D.C. 20590
Mr. Kurt Colbom
Director, Technical Services
MHF Logistical Solutions
800 Cranberry Woods Drive, Suite 450
Cranberry Township, PA 16066
Ref. No. 06-0002R
Dear Mr. Colbom:
This serves as a retraction of our June 30,2006 (Ref. No. 06-0002) letter responding to your
request for clarification of the Hazardous Materials Regulations (HMR; 49 CFR Parts 171 -
180) applicable to Class 7 (radioactive) materials. Upon further review, we find our previous
responses to your questions were incorrect. Your questions are paraphrased and answered
below: We apologize for any inconvenience this may have caused.
Q 1. You ask whether an empty packaging is considered contaminated if survey readings
exceed the levels in the definition of contamination in 5 173.403.
A1 . The answer is yes. If the average survey reading over any contiguous area of 300 cm2
(or the total surface of the packaging if this is less than 300 cm2) exceeds one of the
levels cited in the definition of contamination, the empty packaging would be
considered contaminated. However, the presence of contamination does not
necessarily imply that a material is subject to the HMR as a Class 7 hazard.
To determine the applicability of the HMR to an empty packaging with contamination
on its surface, it must first be determined whether the total activity present exceeds
the activity limit for an exempt consignment, as listed in 5 173.436 or calculated in
accordance with 5 173.433. If the total activity is greater than the activity limit for an
exempt consignment, the contaminated empty packaging would be subject to the
HMR as a Class 7 hazard; otherwise it would not.
Q2. You ask whether an empty conveyance (e.g., a gondola railcar), or bulk packaging
large enough to be a conveyance (e.g., an intermodal or cargo container) would be
regulated under the HMR if the contamination levels are below the levels specified in
5 173.443(c).
A2. SeeAl

<<<PAGE 2>>>

You ask whether an empty gondola railcar, used to transport packages of Class 7
(radioactive) materials would be regulated under the HMR if the contamination levels
are below those levels specified in 8 173.443(c).
See Al.
You ask whether an empty gondola railcar used to transport Class 7 (radioactive)
materials and having a liner serving as a contamination barrier would be regulated
under the HMR if the contamination levels are below those specified by 8 173.443(c).
See Al.
You ask, for the purpose of choosing the appropriate contamination control limit,
whether an intermodal or cargo container may be considered a conveyance, even if
the containers are transported on a railcar for all or part of their transportation.
The answer is yes. For transport by public highway or rail, the term "conveyance" as
defined in 5 173.403 includes any transport vehicle or large freight container.
You ask whether the contamination limits in 8 173.443 apply to all conveyances,
including those conveyances that are not used in "exclusive use" service.
The answer is no. The contamination limits in 8 173.443 apply to: (1) conveyances
used as the packaging for Class 7 (radioactive) material; (2) transport vehicles in
"exclusive use" service; and, (3) closed transport vehicles used solely for the
transportation of Class 7 (radioactive) material by highway or rail.
You ask whether the shipper is responsible for complying with the contamination
requirements for a "non-exclusive use" shipment. Additionally, you ask whether a
post-shipment survey of conveyances used for "non-exclusive use" shipments is
required.
Compliance with the HMR is the responsibility of both the shipper and the carrier.
The shipper is responsible for ensuring the package and conveyance meet the
contamination limits prior to transportation. The carrier and shipper may both be
responsible for ensuring compliance with the contamination limits specified in
8 173.443 during transportation, based on the specific scenario. The HMR do not
require post-shipment surveys of conveyances used for "non-exclusive use"
shipments.
You ask whether contamination limits on the surface of a package, empty packaging,
or conveyance are restricted to those limits specified in $8 173.403 and 173.443.
The definition of contamination in 5 173.403 applies to a radioactive substance on a
surface, including the surface of a package, empty packaging, or conveyance. The

<<<PAGE 3>>>

Q9. A9. contamination limits in 5 173.443 are upper contamination limits for packages and
transport vehicles.
You ask whether a single measurement of contamination, performed with an
appropriate instrument, may be conducted in lieu of separate measurements for fixed
and non-fixed contamination.
The answer will depend on the purpose and circumstances of the measurement. To
determine whether contamination exists, in the sense of the definition of
contamination in 3 173.403, only the sum of the fixed and non-fixed contamination
would be required, and it may be possible to determine the activity per unit area with
a single survey meter. The application of the external package limits in 5 173.443(a)
refers only to non-fixed contamination; wipes may be used, or a survey instrument
may suffice if the instrument shows that the sum of the fixed and non-fixed
contamination is below those limits. Similarly, in determining whether 173.443(c) is
satisfied, if a radiation survey instrument of appropriate sensitivity shows small
enough readings, it may be possible to conclude that both the non-fixed
contamination and the radiation level requirements for fixed contamination are met.
Q10. You ask whether the terms "general use" and "unrestricted release" regarding a
conveyance that is below the contamination limits in 5 173.443 means that the
conveyance is no longer subject to the HMR.
A10. The terms "general use" and "unrestricted release" are not defined by the HMR. A
conveyance that meets the definition of "radioactive material" in 3 173.403 is
regulated by the HMR as a Class 7 (radioactive) material.
I hope this information is helpful.
Sincerely,
Charles E. Betts
1 Senior Transportation Regulations Specialist \ Qffice of Hazardous Materials, Standards

<<<PAGE 4>>>

800 Cranberry Woods Drive, Suite 450, Cranberry Township, PA 16066 T 724,772,9800 F 724.772.9850 \rV s~~~~.r!tI~fI~S~;w~~
Mr. Edward Mazzullo
Director of Hazmat Standards
USDOTPHMSA, Suite 8422
Office of Hazardous Materials Safety
400 7Ih Street, SW
Washington, DC 20590-30 12
December 2 1,2005
SUBJECT: Clarification of the Contamination Limits of 49 CFR 173.403 anti 173.443
Dear Mr. Mazzullo,
This letter requests clarification of the limits on radioactive coi~tamination limits for
packages and conveyances as described in the definition of contamination in L!9 CFR
173.403, and in the contamination control provisions of 49 CFR 173.443.
BACKGROUND
We cite the following information in this request for clarification (attached):
a. DOT Interpretation Reference 00-0304: Indicates that ii railcar used t c ~ transport
radioactive materials can be released for general use if the contamination limits of
173.443(c) are met {less than 0.5 mrern/hour and less than 4 ~ ~ l c m ' beta-gamma
and low-toxicity alpha, 0.4 ~ ~ l c r n ' other alpha).
b. Page 3643 of the January 26, 2004 Federal Register, preamble to the
Harmonization Rules: States that a conveyance must be released and surveyed in
accordance with 173.443(c) prior to unrestricted release.
c. DOT Interpretation Reference 05-0094: States that (A6) an empty container
contaminated above the limit of 173.403 {4 ~ c j l c m ~ beta-gamma and low-toxicity
alpha, 0.4 ~ ~ l c m ~ other alpha) must be transported in accordance with 173.428.

<<<PAGE 5>>>

The cited information [c.] suggests that an empty container contaminated above the limits
of 173.403 must either be considered a surface contaminated object or be shipped as
empty in accordance with 173.428. That is, a contaminated (above 173.403) empty
container is subject to the requirements of the hazardous materials regulations (HMR).
However, if the container is a conveyance (e.g. an intermodal, cargo container, or railcar)
it can be released for unrestricted use if contamination is up to 10 times the 173.403
contamination limit (and remains below the contamination anti dose limits of 173.443 as
indicated in a. and. 13.).
REQUESTED CLARIFICATIONS
Please confirm the following interpretation of the cited regulations:
I. An empty packaging is considered contaminated if survey readings exceed the
levels in the definition of contamination of 173.403, provided that the packaging
is not a conveyance.
2. An empty conveyance (e.g. a gondola railcar), or bulk packaging large enough to
be a conveyance (e.g. an intermodal or cargo container) is not considered
contaminated until the levels of 173.443 are reached, and is exempt from further
regulation by the HMR below those levels.
3. An empty gondola railcar, used to ship radioactive material packages is exempt
from further regulation under the HMR if contamination levels are cor~firmed to
be below those required by 173.443(c).
4. An empty gondola railcar used to ship radioactive materials within a liner serving
as the barrier to contamination (such as a Super Load wrapperTM) is exempt from
further regulation under the HMR if contamination levels are confirmed to be
below those required by 173.443(c).
5. Intermodal and cargo containers can be considered conveyances for the purposes
of choosing the appropriate contamination control limit, even if these containers
are transported on a railcar for all or part of their transportation.
6. The contamination limits of 173.443 apply to conveyances regardless of whether
the conveyance was used in an exclusive use shipment in accordance with
173.443(b) [an apparent prerequisite of 173.443(c)].
7. Compliance with the contamination requirements for a non-exclusive use
shipment is the shipper's responsibility. Post-shipment surveys of conveyances
used for general shipping [non-exclusive use, not utilizing the provisions of
173.443(b)] are not required, and may be performed at the consignee's discretion.

<<<PAGE 6>>>

8. Contamination levels in 173.403 and 173.443 are limits on contamination on the
surface of the package, empty packaging, or conveyance. The defaull factor for
determining non-fixed surface contamination is 10 times the level measured on
the wipe.
9. Contamination, as defined in 173.403, can be measured by a direct reading with
an appropriate instrument; separate fixed and non-fixed measurementa are not
required.
10. The terms "general use" and "unrestricted release" as used in references a. and b.
above both mean "for general use in commerce, exempt from further .regulation
under the HMR". Please confirm these terms do not mean "free from exclusive
use controls, but still subject to the requirements of the HMR".
In addition to the cited clarifications and references, a copy of a parallel request to the
NRC for clarification is also attached to this letter.
Please feel free to contact me at (724) 772-9800, ext. 5560 if you have any questions
about this request. Thank you for your assistance.
Respectfully submitted,
Kurt Colborn
Director, Technical Services
MHF Logistical Solutions
Envirocare of Utah: Jeff Gardner
US NRC: Dan Gillen, Dominic Orlando
US DOT PHMSA: Rick Boyle, Fred Ferate

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2006/060002.pdf>
- Source ID: `phmsa`
- SHA-256: `99c28982a1551473e839b6a1adf8b42b1502ce5942237f7eb50046341202f23e`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-22T13:49:53.081Z
- Document slug: `phmsa-interpretation-06-0002`

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