# Alliant Techsystems Inc. (ATK) — Hazardous Materials Safety Interpretation

**Citation:** 06-0174  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2006-09-11

06-0174 response to Alliant Techsystems Inc. (ATK) concerning 171.8.

## Document text

<<<PAGE 1>>>

of Transportation
U.S. Department
Washington, D.C. 20590
400 Seventh Street, S.W.
Pipeline and
Hazardous Materials Safety
Administration
SEP 11 2006
Mr. Christopher Widman
Alliant Techsystems Inc. (ATK)
Ref. No. 06-0174
Edina, MN 55436-1097
5050 Lincoln Drive
Dear Mr. Widman:
This responds to your July 31, 2006, letter requesting clarification of the applicability of
waste generator. Specifically, you ask if a hazardous waste generator can be a generator
the Hazardous Materials Regulations (HMR; 49 CFR Parts 100-185) to a hazardous
and not a shipper, and, how the registration requirements under §107.601 apply for a
facility that does not meet applicability requirements.
According to your letter, ATK is the owner of a facility that generates hazardous waste.
The type and amount of hazardous waste being transported does not meet applicability
requirements of $107.601 for DOT registration. You contract with a company to pack,
mark and label the hazardous waste, as well as prepare the hazardous waste manifest.
However, ATK provides the signature on the hazardous waste manifest, verifying
compliance with the HMR.
As defined in §171.8, an "offeror" is any person who performs or is responsible for
performing, any pre-transportation function required under the HMR for transportation of
the hazardous material in commerce, or tenders or makes a hazardous material available
to a carrier for transportation in commerce. Pre-transportation functions include: (1)
determining the hazard class or the material; (2) selecting a packaging; (3) filling the
the shipping paper; and (6) certifying that the hazardous material shipment is in proper
packaging and securing its closures; (4) marking and labeling the package; (5) preparing
condition for transportation in conformance with HMR requirements. Because ATK signs
the hazardous waste manifest to certify that the shipment conforms to all applicable HMR
requirements, ATK is an offeror for purposes of the HMR.
107.601
171.8
060174

<<<PAGE 2>>>

Under §107.601, a person who offers or transports hazardous materials in the amounts
transportation the amounts listed in §107.601, then ATK is not required to register.
listed must register. However, if ATK does not offer or transport hazardous materials for
I hope this answers your inquiry.
Sincerely,
Chief, Standards Development
Office of Hazardous Materials Standards

<<<PAGE 3>>>

Boothe
$/71.8
9172.205
ATK ›
$107,601
Applicabilty/
5050 Lincoln Drive
Definition
Edina, MN 55436-1097
06-0174
Date
31 July 2006
From
Chris Wid nan
Subject
DOT Ruling on§172.205
Organization
MS
Corporate Safety & Environment
MN01-4040
To
DOT Info Center
Telephone
Christopher. Widman @ATK.COM
Fax
952-351-5506
952-351-3028
Dear DOT Info Center
Alliant Techsystems Inc. (ATK) is requesting review and response to questions regarding 49CFR
$172.205 (Hazardous Waste Manifests) and the DOT definition of shipper (generator).
Specifically, can a person be a generator of Hazardous Waste, but not a shipper?
A copy of a standard Haz Waste Manifest (EPA Form 8700-22 (Rev. 3-05)) is submitted as a
separate electronic attachment for review.
ATK believes the below Sections of 49CFR may also be worthy of review:
§107.601; Registration Applicability's
§ 172.504 (c); Placarding Exceptions for less then 454KG
§ 171.8; Definitions; Haz Mat Employee
§ 171.8; Definitions; Person who offers or offerer
Background
ATK is the owner of a facility that generates Hazardous Waste (Haz Waste). The type and
amount of Haz Waste being transported do not meet the applicability requirements of §107.601,
(DOT Registration Requirements).
The facility contracts with an approved Hazardous Waste Disposal company (Clean Harbors).
i can a bars is tractip upon area team protes the lea
Proper Ship Name of the materials so they know what United Nations (UN) Packaging they need
to bring with them on their return visit.
Clean Harbors then returns with DOT trained personnel who pack, mark and label the Haz
Waste. Clean Harbors then generates the Haz Waste Manifest including identif cation of US
DOT Description (paragraphs 9-14 of EPA Form 8700-22).
AI-558PC

<<<PAGE 4>>>

The ATK contract requires Clean Harbors to be responsible for meeting all DOT packaging,
marking, labeling & shipping paper regulations. We also require that Clean Harbors identify and
supply their own Lab Packs or other required packaging.
Because ATK is required to provide a signature on the Haz Waste Manifest, we believe they are
›y definition, a person who meets the applicability requirements of a Haz Mat Employee §171.8
Is such, the ATK person who signs the manifest has completed all appropriate DOT Training
(paragraphs 9-14 of EPA Form 8700-22) and signs paragraph 15 of Haz Waste Manifest.
The ATK Haz Mat Employee verifies that Clean Harbors has met all applicable DOT regulations
Clean Harbors then loads the materials onto vehicles owned and operated by Clean Harbors, and
transport the materials to an approved disposal facility.
Summary
ATK understands that there are regulatory differences between the applicability requirements of
but not a shipper. We wish to determine if the same intent applies for generator (shipper)
shippers and carriers. A person may be a shipper, but not a carrier. Or, a person ray be a carrier,
Questions:
1) Can a person be a generator, but not a shipper?
to question #1 above is no, how does ATK obtain a DOT Registration ($107.601) for a facility
2) If the answer to question #1 above is yes, ATK will continue to operate as such. If the answer
that doesn't meet the applicability requirements?
Please do not hesitate to contact me with any questions regarding this request.
Regards,
Christopher f. Wilman
Christopher. Widman@ATK.COM
Chris Widman
Tele: 952.351.5506

<<<PAGE 5>>>

Please print or type: (Form designed for use on elite (12-pitch) lypewriter.)
• UNIFORM HAZARDOUS 1. Generalor iD Number
Form Approved. OMB No. 2050-0039
5. Generators Name and Mailing Address
WASTE MANIFEST
Generator's Site Address (if different than mailing address)
U.S. EPAID Num ser
7. Transporter 2 Company Name
U.S. EPAID Numiner
8. Designated Facility Name and Site Address
US ERATO NAmer
Facility's Phone:
HM
9a.
and Packing Group in inducing Proper Shipping Name, Hazard Class, 10 Number,
No.
10. Containers
Type
Quantity
11. Total
WL.Not.
12. Unit
13. Waste Codes
GENERATOR
14. Special Handling Instructions and Additional Information
15.
GENERATOR'S/OFFEROR'S CERTIFICATION: thereby declare that the contents of this consignment are fully and accurately described above by the proper shipping name, and are classified, packaged
Exporter, I certify that the contents of this consignment conform to the terms of the attached EPA Acknowledgment of Consent.
marked and labeled/placarded, and are in all respects in proper condition for transport according to applicable international and national governmental regulations. If ex sort shipment and l am the Primary
Generator's/Offeror's Printed/Typed Name
I certify that the waste minimization statement identified in 40 CFR 262.27(a) (if I am a large quantity generator) or (b) (if 1 am a small quantity generator) is true
Signature
Month
Day
Year
16. International Shipments
Transporter signature (for exports only)
Import to U.S.
• Exportfrom U.S.
Date leaving U.S.:
Port of entrylexit:
Transporter 1 Printed/Typed Name
17. Transporter Acknowledgment of Receipt of Materials
TRANSPORTER
Signature
Month
Day
Year
Transporter 2 Printed/Typed Name
Signature
Month
Day
Year
18. Discrepancy
18a. Discrepancy Indication Space
L Quantity
•туре
Residue
•Partial Rejection
•full Rejection
• 18b. Alternate Facility (or Generator)
Manifest Reference Number:
U.S. EPA ID Number
Facility's Phone:
18c. Signature of Alternate Facility (or Generator)
Month Day
Year
• Hazardous Hazardous Waste Report Management Method Codes (ie., codes for hazardous waste treatment, disposal, and recycling systems)
1.
13.
14.
Printed/Typed Name
20. Designated Facily Owner or Derator. Centication of receipt of hazardous materials covered by ine maniest except as noted in lem 18a.
Month
Day
Year
EPA Form 8700-22 (Rev, 3-05) Previous editions are obsolete.
DESIGNATED FACILITY TO DESTINATION STATE (IF REQUIRED)
-

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2006/060174.pdf>
- Source ID: `phmsa`
- SHA-256: `756b0d8bee962395efec6c52fde96ba6c15d350c413cd946ea98af55aa48d532`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T01:04:53.659Z
- Document slug: `phmsa-interpretation-06-0174`

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