# Washington Closure Hanford — Hazardous Materials Safety Interpretation

**Citation:** 08-0079  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2008-07-09

08-0079 response to Washington Closure Hanford concerning 173.427, 173.441.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Ave.. S.E
Washington. DC 20590
JUL 19 2DO8
Mr. G.J. Borden
Washington Closure Hanford
2620 Fermi Avenue
Richland, WA 99354
Ref. No.: 08-0079
Dear Mr. Borden:
This responds to your letter dated February 26,2008 requesting clarification of the
Hazardous Materials Regulations (HMR; Parts 171 - 1 80). Specifically, you ask for
clarification on describing Class 7 (radioactive) material as Low Specific Activity (LSA)
material. Your questions are paraphrased and answered as follows:
Q1. Is it appropriate to mix LSA types and classify the aggregate as the highest
. class of material?
Al. It is acceptable to mix LSA types and to classify the aggregate at the highest
classification of material, provided (emphasis added) that the individual types are
properly classified. Each constituent must meet the appropriate LSA material
definition and meet the regulatory requirements for that classification. Also, since
you are dealing with items with varying dose rates, when commingling these
material types, care must be taken to ensure compliance with the requirement in
§ 173.4 1 1 that there be no significant increase in the radiation levels at the
external surfaces of the package under routine conditions of transport.
In your second example, it is not clear why you would choose to return items
classified as LSA-I1 material to the soil mixture when they could be shipped
separately in an Industrial Package Type 2 (IP-2) and the soil could then be
transported in an Industrial Package Type 1 (IP-1).
In your third example, you indicate that the metal items in the soil have high dose
rates (several orders of magnitude higher than the soil). In order for these high
dose rate items to be shipped as LSA-I1 material, not only must they meet the
LSA-I1 material definition with an average specific activity of less than 1 A2 /g,
but also the external radiation level from the unshielded material (the metal items)

<<<PAGE 2>>>

42: A2: must not exceed 10 mSv/h (1 remh) at 3 meters fiom the unshielded material (see
5 173.427(a)(I)). Compliance with this requirement does not allow a person to
take credit for shielding provided by the packaging or the soil. The inherent
property of the material must be limited so that even without any shielding, the
dose rate would not exceed the limit.
As there may be multiple high dose rate items in some of your packages, you
should show that if all the high dose rate items that might be in a single package
were aggregated into the worst-case configuration (such that it would result in the
highest dose rate at 3 meters), the resulting configuration would not exceed 10
mSv/h (1 rem/h) at 3 meters-fiom the unshielded material, without taking any
credit for shielding provided by the soil or packaging.
For those items that do qualitjl as LSA-I1 material, they must be properly secured
such that the package limits are still met and there is not a significant (20%)
increase at any external surface of the package during routine conditions of
transport (see 5 173.41 1).
Is it acceptable to use the criteria in NUREG1608 Section 4.2.3 to determine
if a material has the radioactivity distributed throughout for material that
may have significant variations in dose?
The approach given in NUREG-1 608 section 4.2.3, while generally appropriate,
may not be appropriate when there are significant variations in dose. Since your
examples deal with a mixture of soil and activated metal items, section 4.2.;4 of
NUREG-1 608, which addresses mixtures of materials, should be considered. That
section notes that materials which the Nuclear Regulatory Commission (NRC)
"Branch Technical Position on Concentration Averaging and Encapsulation"
recommends should be considered as discrete items for low-level radioactive
waste (LLW) classification should also be considered discrete items and be
evaluated individually against the LSA definitions, as appropriate. Section 3.3.1
of the Branch Technical Position states that a mixture of activated metal items
containing primary gamma-emitters (such as Co-60 that you cited as the primary
isotope of concern) should be averaged only if the individual items are within 1.5
of the respective averaged concentration value for each nuclide.
Your first two examples of localized "hot spots" would indicate the need for a
closer examination of the situation to determine how the activity is distributed
throughout the material. The analysis that shows less than a factor of 10
differences between sections that are no greater than 0.1 m3 should be
supplemented with consideration of the activity distribution of the activated
metal. As the metal items are known discrete pieces, they should be considered
separately from the soil and not averaged over a 0.lm3 volume (which would have
the soil composing more than 3 ft3 of the 3.5 ft3). The potential for multiple metal
items in close proximity must also be considered.

<<<PAGE 3>>>

Q3: A3: Q4: A4: Your third example relies on the soil to provide shielding around the activated
metal items in order to meet the limits of Q 173.41 1. This is only appropriate if
the resulting package can be shown to meet all of the applicable requirements.
First, as discussed above, the metal items in a package must have an aggregate
unshielded dose rate that does not exceed 10 mSv/h (1 r e d ) at 3 meters. Also,
as stated in Q 173.41 1(b)(2) for an IP-2 package, there should be no significant
increase in the radiation levels when subjected to normal conditions of transport
(see Q 173.410(f)) or the free drop test of Q 173.465(c). It is not clear if the metal
items would qualify as LSA-I1 material or if the package arrangement you
describe would meet these requirements.
If dose rate is a determining factor in "distributed throughout", what is the
applicable guidance? Is the factor of 10 in NUREG-1608 for specific activity
also applicable to dose rate? Or is meeting the limitations of 8 173.441 the
only concern regarding dose rates?
Dose rate is not a specific determining factor in "distributed throughout," except
that it should be used to inform the analysis of the distribution of specific activity
as described above.
In addition to Q 173.441 regarding dose rates, as discussed above, 8 173.427(a)
requires a limit of 10 mSv/h (1 r e d ) at 3 m from unshielded LSA material.
Also, as discussed above, for an IP-2 package, Q 173.41 l(b)(2)(ii) requires that
there not be a significant increase in the radiation levels during routine conditions
of transport.
Can a determination of "distributed throughout" (assessed through
measurements, calculations or process knowledge) is identified in NUREG-
1608 Section 4.2.3 be made on a "bounding case" based on a worst case
scenario from the same waste stream covering multiple shipments, or does a
separate evaluation need to be made for each individual shipment?
It is the shipper's responsibility to properly class and describe a hazardous
material in accordance with the HMR for each shipment. A "bounding case"
evaluation may be sufficient, provided the determination is adequately justified as
being applicable to the individual shipments. Sufficient information would be
needed to assure that the waste stream is uniform enough such that each
individual shipment fits the bounding conditions.
In the example you provided, it is not clear what knowledge you would have
about the distribution of metal pieces within the soil to be able to bound the
number of pieces per package. Nor is it clear how uniformity of the soil or the
metal items can be assumed.
Your questions reference the document NUREG- 1608. Note that NUREG- 1608
(RAMREG-003) was intended as general guidance to assist in applying the regulatory

<<<PAGE 4>>>

requirements for LSA material and SCOs that were introduced in 1996. However, no
single document can address all issues related to the transport of these materials and
objects. Furthermore, nothing in that document should be construed as having the force
and effect of DOT regulations, or as relieving any shipper from compliance with the
requirements of 49 CFR Part 173 or any other applicable regulation.
Also, please note that if any fissile nuclides are present, any shipments of this material
must meet at least one of the paragraphs (a) through (f) of 5 173.453, as non-excepted
fissile material is not permitted to be shipped as LSA material.
I hope this information is helpful. Please contact us if you require additional assistance.
Sincerely,
.-- f,'
Susan Gorsky
Acting Chief, Standards Development
Office of Hazardous Materials Standards

<<<PAGE 5>>>

FEB 2 6 2008
U.S. Department of Transportation
Office of Hazardous Materials Standards (PHH-10)
Office of Hazardous Materials Safety
Pipeline and Hazardous Materials Safety Administration
Mr. John Gale
Chief, Standards Development
East Building, 2nd Floor
1200 New Jersey Avenue, SE
Washington, DC 20590-0001
Subject: LOW SPECIFIC ACTIVITY SHIPMENT CLARIFICATION
Dear Mr. Gale:
Washington Closure Hanford LLC (WCH) is performing remediation activities at radioactive
waste burial grounds. This remediation involves excavating contaminated soil and miscellaneous
debris from the burial grounds and packaging the waste for shipment. The waste consists
primarily of soil contaminated with activation and fission products meeting the definition of Low
Specific Activity (LSA)-I or LSA-11, as well as some activated metal meeting the definition of
LSA-I1 material. Due to the presence of fission products in the soil, the activated metal can have
a significantly higher dose rate than the soil for a similar specific activity. The activated metal
pieces are usually small steel or aluminum components less than 0.5 it3 and approximately 2
pounds (e.g., hollow perforated pipe 6" x IS"), and the primary shipment method is transported
in a 2 0 - ~ d ~ meeting all applicable packaging requirements. The packaging system is made of
carbon steel with no added shielding material. The primary isotope of concern is Colbalt-60.
The aggregate load may exceed an A2 value. Currently this practice takes place on a closed
government installation to which the public does not have access. However, WCH will soon be
applying these same practices to "in commerce" shipments and would like the U. S. Department
of Transportation clarification regarding the following questions prior to proceeding:
1. Is it appropriate to mix LSA types and classify the aggregate as the highest classification
of material?
Example 1:
Soil that meets the definition of LSA-I is co-mingled with pieces of activated metal that meet
the definition of LSA-I1 material. Rather than attempting to remove the activated metal, the
entire mass is classified'as LSA-11.
Washington Clos~~re Hanford 2620 Ferrni Avenue
Richland, WA 99354
tel (509) 375- 4640
fax (509) 375- 4644

<<<PAGE 6>>>

Mr. Gale
Page 2 FEB 2 6 2008
Example 2:
Activated metal items are removed from soil that meets the criteria for LSA-I for
characterization. The activated metal items are characterized as LSA-I1 material, returned to
the soil, and the entire mass is classified as LSA-11.
Example 3:
Activated metal items are removed from soil that meets the criteria for LSA-I for
characterization. These removed metal items were identified due to high dose rate thus
activities of these metal items can be several orders magnitude higher than the contaminated
soil. The activated metal items are characterized as LSA-11 material, returned to the soil, and
the entire mass is classified as LSA-11.
It is WCH's understanding that these examples would be acceptable based on the following:
Attached e-mail from Fred Ferate to Greg Borden dated June 12,2007,
NUREG-1608 Section 4.2.3, which allows the use of the U.S. Nuclear Regulatory
Commission branch Technical Position, which states in Section 3.3, ". .. in determining the
classification of such a mixture, it is always permissible to conservatively base the mixture
classification on the highest classification associated with any piece, section, or component
within a disposal container or liner."
2. Is it acceptable to use the criteria in NUREG-1608 Section 4.2.3 to determine if a material
has the radioactivity distributed throughout for material that may have significant
variations in dose?
Example 1:
Soil and activated metal are co-mingled in a package for disposal. When the container is
divided into sections no greater than 0.1 m3, no two sections have a difference in specific
activity that is greater than a factor of 10. However, the pieces of activated metal may create
localized "hot spots" where the dose rate is greater than a factor of 10 more than areas with
no activated metal.
Example 2:
Soil and activated metal are co-mingled in a burial ground. When excavated, the activated
metal is separated for characterization (this activated metal is identified by their significant
higher dose rate), and once characterized, the activated metal is returned to the soil. When
the container is divided into sections no greater than 0.1 m3, no two sections have a difference
in specific activity that is greater than a factor of 10. However, the activated metal has a dose
rate that is greater than a factor of 10 more than the soil.
Example 3:
Soil and activated metal are co-mingled in a burial ground. When excavated, the activated
metal is separated for characterization, and once characterized, the activated metal is returned
to the soil. The activated metal has a dose rate which if placed directly against the side of the
packaging would result in a dose rate greater than 200 mremlh on contact. To meet the dose
rate limits, the item is strategically placed in the center of the soil so it is shielded and the
resulting dose rate meets all of the limitations of 49 CFR 173.441. When the container is

<<<PAGE 7>>>

FEB 2 6 2008
Mr. Gale
Page 3
divided into sections no greater than 0.1 m3, no two sections have a difference in specific
activity that is greater than a factor of 10. However, the activated metal has a dose rate that is
greater than a factor of 10 more than the soil.
It is WCHs understanding that these examples would be acceptable based on the following:
The language in NUREG-1608 Section 4.2.3, in which the determination of "distributed
throughout" is based on specific activity and not dose, and
The language in TS-G-1.1 section 226.7, which states:
"In addition, LSA-I1 could include many items of activated equipment from the
decommissioning of nuclear plants. Since LSA-11 materials could be available for
human intake after an accident, the specific activity limit is based upon an assumed
uptake by an individual of 10 mg. Since the LSA-I1 materials are recognized as being
clearly not uniformly distributed (e.g., scintillation vials, hospital and biological
wastes, and decommissioning wastes), the allowed specific activity is significantly
lower than that of LSA-III. The factor of 20 lower allowed specific activity as
compared with the limit for LSA-111 compensates for localized concentration effects
of the non-uniformly distributed material."
This would indicate that the potential for some discrepancy in material was accounted for in
the development of the limits for LSA-I1 material.
4
3. If dose rate is a determining factor in "distributed throughout", what is the applicable
guidance. Is the factor of 10 in NUREG-1608 for specific activity also applicable to dose
rate? Or is meeting the limitations of 49 CFR 173.441 the only concern regarding dose
rates?
4. Can a determination of "distributed throughout" (assessed through measurements,
calculations, or process knowledge) as identified in NUREG-1608 Section 4.2.3 be made
on a "bounding case" based on a worst case scenario from the same waste stream
covering multiple shipments, or does a separate evaluation need to be made for each
individual shipment?
Example:
Based on available data, a piece of activated metal with the highest activity is evaluated with
the activity of the soil in accordance with Section 4.2.3. If these are within a factor of 10, all
shipments are considered to be distributed throughout, until or unless data are obtained that

<<<PAGE 8>>>

FEB 2 6 2008
Mr. Gale
Page 4
would change that assumption (e.g., a piece of activated metal is found that is "hotter" than
the bounding case evaluated).
If you have any questions regarding this inquiry, please feel free to contact me at (509) 528-3139.
Sincerely,
G. J. B den, ubject Matter Expert s
Waste ~Zrvices/Environrnental protection
Attachment: e-mail from Fred Ferate to Greg Borden dated 06- 12-2007
cc: J. J. Waring (RL) L1-02, wla
D. W. Claussen (RL) A5-17, w/a

<<<PAGE 9>>>

Attachment
e-mailfiom Fred Ferate to Greg Borden, dated June 12,2007

<<<PAGE 10>>>

Bickford. Joan A
From: Borden, Gregory J
Sent: Monday, February 25,2008 2:14 PM
To: Bickford, Joan A
Subject: FW: Information Center Comments/Questions
Attachments: IVUREG 1608 Chapter Apdf
NUREG 1608
apter 4.pdf (1 ME
----- Original Message-----
From: fred.ferate@dot.gov [mailto:fred.ferate@dot.gov]
Sent: Tuesday, June 12, 2007 3:09 PM
To: Borden, Gregory J
Cc: erin.jarman@dot.gov
Subject: FW: Information Center Comments/Questions
Hello Mr. Borden,
Some of the sources I would look to for information to answer your questions are
a) the definitions of LSA-I and LSA-11;
b) explanatory material in TS-G-1.1, "Advisory Material for the IAEA Regulations for the
Safe Transport of Radioactive Material"
(downloadable at
http://www-pub.iaea.org/MTCD/publications/PDF/PubllO9~scr.pdf).
c) the somewhat out-of date NUREG-1608, "Categorizing and Transporting Low Specific
Activity Materials and Surface Contaminated Objects" (I have attached a pdf copy of
Chapter 4). NUREG-1608 was published jointly by the NRC and DOT in 1997.
You say that separately the soil can be classified as LSA-I and the activated metal as
LSA-11. You also say that in some cases the specific activity for the activated metal may
exceed an order of magnitude difference (which I take to mean a factor of 10) in activity
from the specific activity of the soil, and the activated metal (reactor
components) are randomly distributed in the soil.
Paragraph 226.13 of TS-G-1.1 claims that the use of the phrase "distributed throughoutn
(found in the definitions of LSA-I (up to 30 times the exemption activity concentrations)
and LSA-11) "puts no requirement on how the activity is distributed throughout the
material."
It goes on to say that it is still important to note that the concept of LSA is not very
meaningful if the activity is confined to a small portion of the total volume.
From your description it appears that the activity in your shipments is not confined to a
small portion of the total volume, even though within that volume there will be sometimes
be spikes in the local specific activity, so I would say that conceptually you are still
clearly within the intended realm of low specific activity material.
1. You ask whether it is permissible to utilize the total mass and activity of the
container including both the soil and activated components to determine the LSA
classification as long as the individual items all meet the definition of LSA.
Generally the mass of the packaging is not to be included when calculating the average
specific activity (although I don't think this is what you were asking).
I think you are saying "Can I put everything - soil and whatever activated components are
present - in the container, add up the total activity, determine the total mass of the
contents of the container, and divide the former by the latter to determine an average
1

<<<PAGE 11>>>

activity per unit mass, and then see what LSA category that falls in?" Assuming that that
is your question, I will try to answer that below:
Paragraphs 226.14 and 226.15 of TS-G-1.1 suggest a method for assessing the average
[specific] activity of LSA material. That is to imagine the material in the container
divided into ten parts of equal size and to compare specific activities of the parts; if
the average specific activities of the parts differ by no more than a factor of 10, they
suggest, this "would cause no concern." I take this to mean that in that case you could
just average the averages for the ten parts to determine the average specific activity for
the entire contents of the container, and from there select the LSA category.
Additional guidance is found in paragraph 4.2.3 of NUREG-1608. There it says that it is
permissible to apply qualitative techniques for LSA materials in quantities less than 1
A2, and to apply more quantitative techniques if you have more than 1 A2. It goes on to
say that "if it is known that the material has a highly-stratified or significantly
non-uniform distribution, . . . , a more rigorous assessment will
be required." It goes on to describe a technique, if you have more
than an A2 quantity, similar to, but somewhat more restrictive, than that described in TS-
G-1.1 to determine the average specific activity of the material in the container. The
NUREG-1608 criterion (which is essentially our DOT criterion) is to conceptually divide
your material into AT LEAST ten parts, with each part having a volume NO GREATER THAN
O.lm3. To be "distributed throughout," specific activity differences between any two
volumes should not vary by more than a factor of 10.
It sounds to me like you can't always be sure that the average specific activities of the
ten parts will never differ by more than a factor of 10. In this case I suggest that the
more conservative and more appropriate path would be to ship all the material as LSA-11.
2. I think my last statement answers your question 2. We at DOT have no objection to
your shipping a hazardous material in such a way as to offer a greater level of safety.
It is true that in some cases your activity is still not "distributed throughout," in the
quantitative sense described above (and so could not be called LSA-I or LSA-11); however,
I think that it would less dangerous to ship all the material as LSA-I1 than to ship part
as LSA-I and part as LSA-11. Thus my suggestion is that, unless you can show that a
particular shipment is definitely LSA-I, it would be better to ship it as LSA-11.
3. You ask if the answers to your other questions are dependent on the relationship to an
A2 value.
The A2 value plays an important role in determining the type of package you must use to
ship the material. 49 CFR 173.427(b)(4) allows you to ship domestically less than an A2
quantity of LSA material (under exclusive use) in a packaging which meets the requirements
of 173.24, 173.24a, and 173.410. If you have an A2 quantity or greater, LSA-I1 must now
be shipped (see 173.427(b)(1) and the corresponding Table 6) in a Type IP-2 packaging.
According to 173.411(b) (2), an IP-2 packaging must be such that the loaded package
satisfies the performance requirements in 173.465(c) and (d); i.e., the Type A package
drop test and stacking test.
(Note, however, that 173.411(b) (6) allows the use of an appropriate IS0 freight container,
and 173 -411 (b) (7) allows the use of an. appropriate IS0 IBC, as a Type IP-2 packaging.
This comes with the caveat of 173.41l(c), which requires the availability of documentation
showing that the packaging being used satisfies the stated performance
standards.)
What I have given you is my opinion, based on what you have told me, and my interpretation
of the regulations. There is leeway for differences in judgment, and you are more
familiar with your operations than I.
I hope this helps.
Sincerely,
Fred Ferate, Ph.D., CHP
PHMSA/Radioactive Materials Branch
U.S. Department of Transportation
East Building, 2nd Floor, PHH-23
1200 New Jersey Avenue, S.E.

<<<PAGE 12>>>

Washington, D.C. 20590-0001
Phone: 202-366-4498
Fax : 202-366-3753
- - - - - Original Message-----
From: INFOCNTR <PHMSA>
Sent: Tuesday, June 12, 2007 11:24 AM
To: Ferate, Fred <PHMSA>
Subject: FW: Information Center Comments/Questions
Fred,
Do you think there is any chance that you could look at this e-mail and see if you can
assist this gentleman? Several of us have looked at what he is asking and this is so far
into RAM that we think it is a little over our heads. So, I figured I would get your
input. I don't mean to dump this on you, but these questions seem a little more technical
than what we typically handle with radioactives over here. Let me know if you are too
busy or cannot help and I will bark up another tree. Thank you so much for looking at it.
Erin Jarman
HMIC
----- Original Message-----
From: gjbordenewch-rcc-com [mailto:gjborden@wch-rcc.com]
Sent: Monday, June 11, 2007 12:26 PM
TO: INFOCNTR <PHMSA>
Subject: Information Center Comments/Questions
Below is the result of your feedback form. It was submitted by Greg Borden (gjborden@wch-
rcc.com) on Monday, June 11, 2007 at 12:26:06.
Email : g j borden@wch-rcc . com
Name: Greg Borden
Category: Shippers-General Requirements for Shipments and Packagings (Sections 173.1 -
173.476)
Organization: Washington Closure, LLC
Street: 2620 Fermi Avenue
City: Richland
State: Washington
Zip Code: 99354
Phone: 509 531 0750
Fax: 509 373 4130
Comments: My company is involved in the remediation of past practice radioactive waste
burial grounds. The waste being shipped is generally soil, with activated reactor
components randomly distributed in the soil. The specific activity of the soil is
relatively consistent (deviations are well less than an order of magnitude). Generally
the material is excavated and shipped together without any segregation in large (15-25
cubic yard) containers.
The soil meets all of the definitional and other requirements for classification as LSA 1
material.
The activated metal meets all of the definitional and other requirements for
3

<<<PAGE 13>>>

classification as LSA 2 material.
In some cases the specific activity for the activated metal may exceed an order of
magnitude difference in activity from the specific activity of the soil.
The total activity of the containers is usually (-85-9088 of the time) less than an A2
quantity.
1 have the following three cpestions regarding the classification of these shipments:
1) Is it permissible to utilize the total mass and activity of the container including
both the soil and activated components to determine the LSA classification as long as the
individual items all meet the definition of LSA?
2) Is it permissible to classify the combined load in accordance with the highest
classification of any individual item (i.e., if the soil was
LSA-1 and the activated metal LSA-2, the total load would be classified as LSA-2).
3) Are the answers to these questions dependent on the relationship to an A2 value?
If you could please respond in an e-mail, I would appreciate it
Thanks for the assistance.

<<<PAGE 14>>>

4 .LOW SPECIFIC ACTIVITY MATERIAL
The previous regulations contained provisions for shipment of LSA material. While the specific
activity limit allowed in LSA material was significantly lower for essentially all radionuclides,
there was no upper limit to the amount of LSA material that could be shipped in a non-accident
resistant package. The LSA limits in the previous rules were basically: 0.1 pCi/g for nuclides
with an A, 5 0.05 Ci (most alpha emitters); 5 pCi/g if 0.05 < A, 5 1 Ci (i.e., mixed fission
products, Sr-90, Cm-242, Pb-2 10, Po-2 10, Pu-24 1, Ra 223, Ra-224, and uranium isotopes); or
0.3 mCi1g for nuclides with an A, greater than 1 Ci (most gamma emitters).
The new limits are tied, on a nuclide-specific basis, to the A, values. In addition, the permissible
concentration for almost all nuclides has more than doubled under the widely-applicable LSA-I1
solids limit of lo4 AJg. For example, the previous limit for Co-60 was 0.3 mCi/g, whereas the
LSA-I1 limit is now 1.08 mCi1g'. Similarly, the previous limit for Sr-90 was 5 pCi/g, whereas the
LSA-I1 limit is now 270 pCiIg. And the previous limit for Pu-239 was 0.1 pCi/g, whereas the
LSA-I1 limit is now 0.54 pCi/g.
.LSA material has been divided into groups in the 1996 domestic regulations (DOT, 1996; NRC,
1996a). It has retained its own proper shipping name and United Nations identification number,
UN2912, in the hazardous material table [49 CFR 172.101 (DOT, 1996)l. Specific activity
limits for the LSA material category are now specified for three different subcategories (i.e.,
LSA-1;'LSA-11, and LSA-111), which are explicitly related to the 4 of the material involved.
Finally, the LSA definitions now distinguish between two types of distribution of activity in the
material, essentially uniformly distributed (used in the definitions of LSA-I and LSA-111) and
distributed throughout (used in LSA-I1 and LSA-111).
Section 4.1 provides guidance on grouping materials as LSA-I, LSA-11, or LSA-111. Section 4.2
clarifies some of the technical terms used in the LSA definitions, including specific guidance for
complying with the distribution of radioactivity in the LSA material.
4.1 Categorizing a Class 7 (Radioactive) Material as LSA
Shipping a Class 7 (radioactive) material as LSA material is an option to shipping the material as
"Radioactive material, n.o.s.," with identification number "UN 2982." LSA packaging
requirements and communications requirements provide for some relief from the corresponding
requirements for "Radioactive material, n.0.s." This relief is based primarily on the inherently
safe nature of the quantity and distribution of activity in the LSA material.
As in the past, LLW which have the activity incorporated into the waste matrix are the materials
which will most likely satisfy the LSA material definitions. However, any radioactive material
which can be demonstrated to satisfy the LSA definitions and the unshielded dose rate could be
categorized as LSA and shipped in accordance with 49 CFR 173.427 (DOT, 1996). To be
categorized as such, it must either be nonfissile or fissile excepted (49 CFR 173.427(a)(3).

<<<PAGE 15>>>

Low Specific Activity Material
Note that any radioactive material which meets the requirements in 49 CFR 173.421, for
excepted packages of limited quantities of Class 7 (radioactive) materials, can be shipped as
"Radioactive Material, excepted package, limited quantity of material," with an identification
number of "UN2910." The.activity per package in a normal fohn exce ted package shipment
P
(such as an activated or a contaminated object) would be limited to 10- A, as given by Table 7 of
49 CFR 173.425 (DOT, 1996). In such cases,there is no need to evaluate for compliance with
the LSA definitions.
It is expected that much the of waste fiom nuclear power plant operations will be categorized as
LSA-I1 material. Examples of candidate LSA-I1 materials fiom process waste streams would be
dewatered ion exchange media (i.e., resins), evaporator bottoms, mechanical filters and filter
media, absorbed liquids, and other similar process waste types. Other examples of LSA-I1 would
be demolition rubble which exceeds LSA-I limits, activated metals, organic liquids (e.g.,
scintillation fluids or oils), removed paint, and biological wastes. Thus, the great majority of
material that has previously been shipped as LSA material can continue to be shipped as LSA-I1
material under the revised regulations.
Compactable and noncompactable trash (e.g., dry active wastes, or "DAW') is an ambiguous
category, possibly candidate for categorization as either LSA material or SCOs. For example,
materials that absorb or incorporate the radioactivity (e.g., towels, rags, labwipes, clay for
absorbing spills, or tape) would be candidate LSA material. Contaminated objects (e.g.,
discarded gloves, tools, hardware, labware and glassware) might more appropriately be
considered as candidate SCOs. However, it is not the intent of the transportation regulations to
require segregation of these materials solely for purposes categorization as LSA material or
SCOs. If qualitative judgement and experience indicates that there is no reason to believe that
the SCO contamination limits on objects would be exceeded (this experience would be gained
through operations knowledge and periodic health physics surveillance), then the objects could
be mixed in a single package, along with materials which are clearly categorized LSA material by
their nature (e.g., DAW or even LSA waste materials) and shipped according to the requirements
of 49 CFR 173.427, as "Radioactive material, LSA, n.0.s." with identification number
"UN2912." This practice is generally acceptable provided the LSA-I1 definition is otherwise
satisfied, and the package contains less than 1 A, quantity (the great majority of DAW packages).
In greater quantities, the practice may also be justified on a case-by-case basis. See section 6.1.1
for further details.
The current regulations do not place limits on contamination for LSA material. Therefore, there
is no requirement to comply withthe SCO surface contamination limits for LSA material. A
contaminated, activated object may be categorized as LSA material insofar as it otherwise meets
the requirements of the applicable LSA definition; however, an activated object may not be
categorized as an SCO. Any contamination on the surfaces of LSA material must be accounted
for in characterizing the material or object as LSA, and in determining the nuclides present in the
package in accordance with 49 CFR $9 173.433 and 173.435 (i.e., the "95% A, sum of fractions
rule), to be reported on shipping papers and labels (if not excepted from labeling). Also, since
the contamination on the surface of LSA material may be from a different waste stream than the
waste's (or object's) contained activity, it may not be accounted for in the sample data base used

<<<PAGE 16>>>

Low Specific Activity Material
to estimate nuclide concentrations. In this event, any such contamination should be identified
and properly accounted for in categorizing the material for shipment.
The proper shipping name in these cases is "Radioactive material, n.0.s." with the identification
number of "UN2982" and, with one exception described below, a Type B package is required
due to the quantity of material. If a material can otherwise satisfl the LSA requirements, but the
10 mSv/hr (1 rernthr) at 3 m (9.9 ft) unshielded dose rate limit is exceeded, then the material no
longer meets the intent of the LSA material regulations justifling the use of less robust packaging
that would otherwise be required for Type B quantities of material. Also, Type B packages are
not excepted fiom DOT marking and labeling requirements, as other packages for LSA
sometimes are [49 CFR 173.427 (DOT, 1996)l.
NRC regulations [lo CFR 7 1.52 (NRC, 1996a)l allow that previously-certified NRC packages
for LSA materials (i.e., NRC Type A-LSA packages) may continue to be used for LSA and SCO
shipments until April 1, 1999. The "Directory of Certificates of Compliance for Radioactive
Materials Packages," NUREG-0383 (NRC, 1996d) provides a compiled list of NRC certified
package designs. These package designs can continue to be used as under previous regulations
(see section 6.3.4), provided the conditions in the certificate of compliance (CoC) are complied
with. They can be used for LSA material exceeding the 10 m S v h (1 re*) at 3 m (9.9 A)
unshielded dose rate limit. The proper shipping name for LSA material shipped using these
packages is "Radioactive material, LSA, n.o.s." with identification number "UN2912," and the
packages are exempted from DOT marking and labeling requirements as specified in
49 CFR 173.427(a)(6)(vi) and (b)(4)'.
NRC and DOT staff believe that the best approach to the small contaminated object issue is to
simplify the process for their categorization as SCOs, rather than to classify them as LSA
material. Nonradioactive objects whose surfaces are contaminated with radioactivity are clearly
candidate SCOs, not LSA material, regardless of size. Accordingly, when possible, the method
described in Section 3.3.1 should be used to categorize collections of small objects as SCO. The
contamination on each small object is not required to be measured. Rather, a representative
sample of the smdl objects can be assessed, and the activity and surface contamination in the
entire collection can then be estimated. Unless evidence suggests otherwise, it is generally
acceptable to assume uniform contamination over the surfaces of collections of these small
objects. If successfblly characterized as SCO-I or SCO-11, the objects should be shipped using
the proper shipping name, "Radioactive material, SCO" with identification number "UN29 13."
See also section 6.1 for guidance on the mixing of LSA materials with SCOs.
'Note: 49 CFR 173.427(b)(4) was issued in the corrections rule (61 FR 20747) to the initial rule (60 FR 50292).
4-3 NUREG- 1608

<<<PAGE 17>>>

. Low Specific Activity Material
There are no restrictions which prohibit categorizing solidified, absorbed, or activated metal
radioactive material as LSA-11, provided the definition is otherwise satisfied (i.e., specific
activity limits, distribution requirement, and dose rate limits are met). Inclusion of the term solid
compact binding agent in the LSA-I11 definition was not intended to preclude categorizing these
materials as LSA-11. Similarly, activated metals are suitable for evaluation as possible LSA-I1
material, even though the tenn is explicitly cited as an example of a possible LSA-111 material in
10 CFR 7 1.4 and 49 CFR 173.403.
Also, materials such as decommissioning wastes which exceed the LSA-I average specific
activity limit, can also be evaluated as a possible LSA-I1 material.
In order to be considered in the determination of the average specific activity, or in the
determination of unshielded dose rates, the radioactive material must be incorporated into the.
grout or binding agents.
If grout is used as shielding, structural support, or encapsulating material (i.e, the object or
radioactive material is not incorporated into the grout), the grout should not be included in the
LSA determinations. This situation would not meet the applicable LSA material definition's
activity distribution requirement.
The LSA-I11 leach test is specified in 49 CFR 173.468 and 10 CFR 7 1.77 (DOT, 1996; NRC,
1996a). Radioactive waste forms that contain less than 1 A, quantity of radioactive material can
be presumed to satisfy the LSA-I11 leach test requirements if they have been prepared under a
process control plan (PCP) associated with an approved waste solidification recipe in accordance
with NRC's Technical Position (TP) on Waste Form, Rev. 1 (NRC, 1991). However, since the
TP on waste form only addresses Class B and Class C LLW, only LLW which is stabilized by
solidification in order to satisfy the 10 CFR 6 1 (NRC, 1996c), in compliance with the TP, can
use this method for satisfying the leach test requirement for LSA-I11 shipments.
Yes, although the LSA-111 leach test [49 CFR 173.468 and 10 CFR 71.77 (DOT, 1996; NRC,
1996a)l states that, "the specimen, representing no less than the entire contents of the package,
must be immersed for 7 days in water at ambient temperature; ....", the wording is not intended to
imply or require that the contents of each packaging being characterized must be leach-tested
NUREG- 1 608 4-4

<<<PAGE 18>>>

Low Specific Activity Material
prior to transport. Also, the requirement is not meant to imply that Ill-scale.tests are necessary
to comply with the regulations. If frequent LSA-111 shipments are expected, use of a process
control program (PCP), similar to that used for compliance with the TP on waste form (Rev. 1)
(see section 4.1.7 above), is one acceptable means of demonstrating compliance with the LSA-I11
leach test. At a minimum, such a program would include periodic sampling (i.e., control
specimens), address waste stream consistency, and correlate lab-scale test results to full-scale test
results.
Activated. metals are a likely candidates for categorization as LSA-111 material. They typically
will be inherently leach resistant. However, their surfaces could be contaminated.
If the activated metals are not surface contaminated, then they will not leach and completion of a
leach test is not necessary.
Contaminated, activated metals will need to be assessed to determine their leach resistance. A
simple assessment, which would not require the performance of tests, could assume that all
surface contamination is leached and, based upon this assumption, determine whether the
material satisfies the leach test requirements. If this assessment does not provide a satisfactory
result, then the shipper should consider either decontaminating the material or conducting a leach
test for LSA-I11 categorization.
4.2 Clarification of Terms Used in the LSA Definitions
The definitions of LSA-I, LSA-11, and LSA-I11 in 49 CFR 173.403 and 10 CFR 71.4 (DOT, 1996;
NRC 1996a) contain several technical terms which are not explicitly defined. There is some
guidance in the IAEA advisory material, 'Safety Series No 37 (IAEA, 1990~). This section
provides additional clarification of the intent and meaning of these terms as used in the
regulatory definitions. The terms include: other debris and activated material in the LSA-I
definition, distributed throughout as used in the LSA-I1 and LSA-111 definitions, and essentially
uniformly distributed as used in the LSA-I and LSA-111 definitions. The IAEA advisory material
is used for clarification of the terms distributed throughout and essentially uniformly distributed.
The definition states that LSA-I consists of, among other things, "mill tailings, contaminated
earth, concrete, rubble, other debris, and activated material in which the Class 7 (radioactive)
material is essentially uniformly distributed and the average specific activity does not exceed 10"
A, per gram of material." This part of the LSA-I definition is an area where domestic regulations
are not compatible with the international regulations (IAEA, 1990a). This text was included in
domestic regulations based on comments received on the proposed rules. A discussion of the
changes appears in the statement of considerations for 10 CFR Part 7 1 (NRC, 1995b) ..

<<<PAGE 19>>>

.... Low Specific Activity Material
The phrasing, "other debris, and activated material in which ... the average specific activity does
not &ked 1 0 4 ~ * per gram," is somewhat ambiguous and can be misinterpreted to mean that
many materials, including process wastes, could be placed in the LSA-I group. Based on the
statement of considerations, LSA-I material should not include day-to-day wastes fiom plant
operations. The LSA-I category is primarily intended for use with wastes fiom decommissioning
activities.
Examples of rubble, other debris and activated material are: small fiagments of mortar or
broken concrete block or bricks; chipped or scabbled concrete vacuumed or swept into storage or
handling receptacles; floor sweepings of small size; activated and contaminated vinyl or linoleum
flooring or carpeting stripped from laboratories, work areas or other locations; or activated non-
masonry building materials (e.g., lumber, glass, metal, and sheetrock) including fasteners (e.g.,
nails, screws, and rivets).
Examples of material that would not be rubble, other debris and activated material are:
processed wastes or product streams; sludge; evaporator bottoms; contaminated building
materials (lumber, panels, flooring, sheetrock, structural steel or aluminum, etc., that are more
appropriately SCOs); and dry-active wastes including absorbent cloths, and protective clothing.
1 Essentially uniformly distributed is intended to be more restrictive than distributed thrdughout.
However, using the guidance in Section 4.2.3, this difference only becomes important for LSA
i material in packages with radioactivity exceeding a quantity of 1 4. The terms, essentially
I uniformly distributed and distributed throughout, are both intended to disallow categorization of
material as LSA in a situation during which a small volume of very high radioactivity is placed
within a large quantity of nonradioactive or slightly radioactive material, thereby reducing the
average concentration to within specified limits. If, in such a case, the packaging were destroyed
during transport and the highly radioactive portion were separated fiom the nonradioactive or
slightly radioactive portion, it could cause substantial radiation exposure, either fiom direct
radiation or through a pathway (e.g., inhalation or ingestion). The IAEA models justifying the
less restrictive rules applied to LSA shipments (as compared to other radioactive materials
shipments) assume uniform distribution of any LSA material released fiom the package.
It is permissible to apply qualitative techniques for LSA materials having radioactive materials in
quantities less than 1 A,, and to apply the more quantitative techniques in the IAEA's advisory
material (IAEA, 1 990c) for LS A materials having radioactive materials in quantities exceeding
1 A2.
NUREG- 1608 4-6
-

<<<PAGE 20>>>

Low Specific Activity Material
There is no need to quantitatively address the distribution of the nuclides in the LSA material for
packages with radioactivity less than 1 A, in quantity. In this case, shippers may determine that
the activity is adequately distributed within the material based upon a criterion that a large
amount of non- or slightly-radioactive material has not been used in the specific activity
determination with the radioactive material. If it is known that the material has a highly-stratified
or significantly non-uniform distribution, then this criterion cannot be used, and a more rigorous
assessment will be required. For example, most LLW packaged for disposal would typically
have the radioactivity distributed within the package to an acceptable extent.
When a quantity of material has radioactivity exceeding 1 4, and a dose. rate less than 10 mSv/hr
(1 re&) at 3 m (9.9 ft) from the unshielded surface of the material, a more quantitative
determination of the distribution of activity is needed. This determination can be made through
reasoned argument, reference, calculation, or measurement. The following, based upon the
IAEA's advisory material (IAEA, 1999c), may be used:
For distributed throughout, the material can be divided into ten or more equal volumes.
The volume of each portion should be no greater than 0.1 m3. The specific activity of
each volume should then be assessed (through measurements, calculations, or process
knowledge) and compared. Specific activity differences between any two volumes
should not vary by more than a factor of 10.
For essentially uniformly distributed, the material can be divided into ten or more equal
volumes. The volume of each portion should be no greater than 0.1 m3. The specific
activity of each volume should then be assessed (through measurements, calculations, or
process knowledge) and compared. Specific activity differences between any two
volumes should not vary by more than a factor of 3.
For small (i.e., smaller than 0.2 m3 (7.5 A3), or a 55 gal. d m ) LSA material packages, the IAEA
Safety Series No. 37 method described above should not be applied.
Mixtures of LLW types or streams which meet the January .17, 1995, "Branch Technical Position
on Concentration Averaging and Encapsulation," (NRC, 1995a) can be assumed to be either
distributed throughout or essentially uniformly distributed, as applicable. This determination can
be used in place of the determination described in Section 4.2.3, irrespective of the size of the
container in which it is packaged for transport. Further, if averaging over the volume or mass of
the waste is permitted by the concentration averaging Technical Position (TP) for disposal
classification purposes, similar averaging over the mass of the waste is generally acceptable for
LSA specific activity determinations. However, materials which the TP recommends should be
considered discrete items for LLW classification should also be considered discrete items and be
evaluated individually against the LSA definitions, as appropriate. Further, it is assumed that
nuclides important to transportation are distributed in the waste to the same degree as those

<<<PAGE 21>>>

Low Specific Activity Material
important to waste classification. If it is believed that this assumption does not hold, a more
detailed analysis would be expected by DOT and NRC.
Note that the TP contains guidance for classification and averaging of some materials
(i.e., contaminated materials, encapsulated materials, and sealed sources), that should not
be applied for LSA material determinations. Specifically:
Nomdioactitre, contaminated objects must be classed as SCO (see section 3).
Encapsulated wastes should not be averaged over the weight of the solidified mass
for determination of the material's average specific activity (as is allowed for
LLW classification).
Sealed sources cannot be considered LSA material unless the source itself meets
the LSA definition (specific activity limit and distribution); although the TP .
allows averaging the sealed source activity,over the entire waste form for LLW
classification, this practice is not acceptable for LSA material determinations for
transport.
. 1.;. : .< 8 ,
The meaning of combustible solid only becomes important for LSA-I1 and LSA-I11 material when
the quantity on a conveyance exceeds 100 A, quantities [i.e., the conveyance activity limit in
Table 9 of 49 CFR 173.427 (DOT, 1996)l. LSA-I1 and LSA-I11 noncombustible solids do not
have a conveyance activity limit.
The National Fire Protection Association (NFPA) has published a standard which provides a
guide on quantifying combustible hazards of materials, which can be used for characterizing
combustibility of LSA material (NFPA, 1990). Based upon this standard, combustible LSA
solids may be defined as follows:
Combustible solid LSA materials are LSA-I1 and LSA-I11 materials in solid form
which, under conditions encountered in transport, may cause or contribute to fue
or are capable of sustaining combustion on their own.or in a fire. The solid is
combustible if the material has a flammability hazard ranking of 1 or 2 according
to the test method in NFPA 704 (NFPA, 1990). Solid materials which have a
flammability hazard ranking of O.(zero) according to NFPA 704 are
noncombustible.
In assessing combustibility of a mixture of materials, the amount of material which is
combustible will determine whether the entire mixture is combustible (i.e., capable of causing or
contributing to fue or are capable of sustaining combustion on their own or in a fire). It is
permissible, for conveyance quantities greater than 100 A,, to have a small amount of
combustible solid intermixed with noncombustible solids. If combustible solids do not exceed
one percent, by mass, of the total material, the mixture shall bedeemed to be noncombustible.

<<<PAGE 22>>>

Low Specific Activity Material
Examples of combustible solid materials are: insulating materials; building materials lpolyvinyl
chloride (PVC), plastic, wood, etc.]; filtering materials (charcoal, fiberglass, etc.); ion-exchange
resins; cleaners; paints; personal protective equipment (PPE) such as clothing, booties, and
cartridges; or other materials that would be assigned a flammability hazard ranking of 1 or 2
using NFPA 704 (NFPA, 1990). Examples of non-combustible solids are: cement building
materials, metal components, or other materials assigned a flammability hazard ranking of 0
("zeroy') using the definitions in NFPA 704.
Two misprints appear in both the NRC Final Rule Federal Register notice (NRC, 1995b) and the
DOT notice (DOT, 1995), regarding the definitions of LSA-I1 solids and LSA-111 objects that are
not solidified in a binder. The use of the phrase "essentially uniformly distributed" in Item (2)(ii)
of the LSA-I1 definition, is incorrect, and has been replaced with the term "distributed
throughout." The phrase "esssentially uniformly distributed throughout" in item (3)(I) of the
LSA-I11 definition is incorrect, and has been replaced with the term "distributed throughout".
The use of the phrase "essentially uniformly distributed" in the LSA-I definition, and in the
definition for LSA-I11 materials solidified in a binding agent, is correct as it appears in the
regulations. The 1995 bound Title 49 Code of Federal Regulations (CFR) volume, and the 1996
bound Title 10 CFR, also contain the errors from the original Federal Register notice. NRC and
DOT have since issued corrections notices (61 FR 28723 and 61 FR 20747) which clarifj. these and other misprints in the original notices.
. I .

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2008/080079.pdf>
- Source ID: `phmsa`
- SHA-256: `d2c1fd4594212e215dc799c72a4a387870ce300dd0391758fcf6effaa8357455`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T13:52:12.271Z
- Document slug: `phmsa-interpretation-08-0079`

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