# Thermo Fisher Scientific — Hazardous Materials Safety Interpretation

**Citation:** 08-0130  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2008-07-22

08-0130 response to Thermo Fisher Scientific concerning 173.306, 173.307.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, D.C. 20590
JUL 2 2 2008
Mr. Gene Sanders, DGSA
Dangerous Goods Transportation Specialist
Thermo Fisher Scientific
2000 Park Lane
Pittsburgh, PA 15275
Ref. No.: 08-0130
Dear Mr. Sanders:
This is in response to your May 7,2008 letter requesting clarification of the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171 - 180) applicable to refrigerating machines.
Your scenario involves the classification of a refrigerating machine containing two types of
refrigerant gases, one a Division 2.1, flammable gas and the other a Division 2.2, non-
flammable, non-poisonous gas, in separate compressors. Specifically, you ask for the most
appropriate description for the reffigerating machine specified above and how to determine
the applicability of the compressed gas exceptions for reffigerating machines in 9 173.307.
Under 5 173.22, it is the shipper's responsibility to properly class and prepare a hazardous
material for shipment. This Office does not perform that fbnction. However, based on the
information provided in your letter, it is the opinion of this Ofice that you may be able to take
advantage of the exception in 5 173.307(a)(4)(iii). When determining the applicability of
5 173.307(a)(4)(iii), the combined weight of both gases must be less than 12 kg (25 pounds).
Please note that the paragraph (a)(4)(iii) exception does not authorize air shipments.
If your refrigerating machine exceeds the 12 kg (25 pounds) gas limitation for the exception
in 5 173.307(a)(4)(iii), the machine may be shipped under the terms of a special permit or in
accordance with 5 173.306(e). Please refer to Part 107, Subpart B, 5 107.105 for procedures

<<<PAGE 2>>>

for applying for a special permit. If you are able to ship the refrigerating machine in
accordance with 5 173.306(e), you may describe it as "UN3358, Refrigerating machines, 2.1 ."
I hope this information is helpful. If you have further questions, please do not hesitate to
contact this office.
Sincerelv.
Hattie L. Mitchell
Chief, Regulatory Review and Reinvention
Office of Hazardous Materials Standards

<<<PAGE 3>>>

Precedence of Hazard for Refrigerating Machines
Drakeford, Carolyn <PHMSA>
w-"--"- m- ."--*b*-*- -. -"-- ----- - -- *---~-
From: Gorsky, Susan <PHMSA>
Sent: Wednesday, May 07,2008 3:09 PM
To: Drakeford. Carolvn <PHMSA>
- ~
Subject: FW: Precedence of Hazard for Refrigerating Machines
From: Sanders, Gene [mailto:gene.sanders@thermofisher.com]
Sent: Wednesday, May 07, 2008 2:56 PM
To: Gorsky, Susan <PHMSA>
Cc: Richard, Bob <PHMSA>; Richard, Bob <PHMSA>; Richard, Bob <PHMSA>; Mayfield, John
Subject: Precedence of Hazard for Refrigerating Machines
Hello Susan Gorsky,
A certain refrigerating machine (refrigerator) functions by cooling in multiple stages. The refrigerant gas in
each stage is separately and independently contained, so that there is no mixing between the refrigerant gases
from different stages. The refrigerant gas in one stage is non-flammable and non-toxic, while the refrigerant gas
in another stage is non-toxic but is flammable. This message seeks clarification of the proper transport
classification for the refrigerator as a whole. It is assumed that use of exceptions should not be considered until
the basic classification(s) has(have) been determined.
One argument that could be made is that the refrigerator is one discrete article. Thus, both refrigerant gases
would be inside one 'container', and the provisions of 49CFR 173,2a(a) could be used to determine that 2.1 is the
primary hazard. 49CFR 173.1 15(b)(2) would then dictate that there be no subsidiary 2.2 risk, and the one basic
description most appropriate for the refrigerator would probably be UN3358, Refrigerating machines, 2.1. This
doesn't make sense intuitively, though, because if the hazardous materials (gases) are kept separate then they
are probably separate hazardous materials requiring separate classification.
Another argument that could be made is that each compressor and associated tubing is a discrete inner
container, and that each stage's compressor is a refrigerating machine on its own. Thus, this refrigerator would
have two different basic descriptions, probably UN2857, Refrigerating machines, 2.2, and, UN3358, Refrigerating
machines, 2.1. Both descriptions would appear on the shipping paper, which may cause some confusion, as
those reading the shipping paper may expect to find two separate refrigerators. The refrigerator itself would have
to be 'dual-marked', and would bear both a 2.2 and 2.1 label. Having these two labels may cause confusion, as
173.1 15(b)(2) may appear to be applicable to those not familiar with the details of the inner workings of the
refrigerator. It also seems that adding UN2857 and 2.2 to existing UN3358 and 2.1 hazard communication would
not present any additional increase in safety.
A third argument could be made that a refrigerating machine classification is analogous to a Chemical Kit or
Consumer Commodity classification. That is, one or more 'base' classifications must be determined before the
alternative classification can be considered. Thus, the classification for the refrigerant gas in each different stage
must first be determined as if they were enclosed in gas cylinders, (e.g. UN1030, I ,I-Difluoroethane, 2.1, and,
UW1078, Refrigerant Gases, n.0.s. (xxx, yyy), 2.2). Then, because the gases are not contained in cylinders, but
in compressors in a larger article, reclassification into UN3358 or UN2857 can be considered. Obviously, if there
is only one stage, reclassification into UN3358 or UN2857 is simple. If there are multiple stages, and all the
stages include flammable gases, or if all the stages include non-flammable gases, then the reclassification is
simple.
Thermo Fisher believes that the third argument is the most sensible and reasonable. It avoids the 'common
sense' problems with the first argument, and avoids the confusing additional hazard communication of the second
argument. It is consistent with established "re-classification" procedures already in wide-spread use. The main
piece missing is clear regulatory guidance that UN3358 is an appropriate re-classification when the refrigerating

<<<PAGE 4>>>

Precedence of Hazard for Refrigerating Machines Page 2 of 2
machine contains both 2.1 and 2.2 gases in separate stages (or compressors). Minor revision to the wording of
173.307(a)(4) may also be desirable.
Do you agree that UN3358, Refrigerating machines, 2.1 is an appropriate transport classification for this
refrigerator without UN2857?
Assuming you agree to the preceding question, do you agree that the total quantity of all refrigerant gases in
the entire refrigerator should be used when considering the applicability of the 173.307(a)(4)(iii) exception to the
refrigerator?
Thank you for your assistance. If you would like a formal request for a rule-making to deal with this issue,
please let us know.
Cheers,
Gene Sanders, DGSA
Dangerous Goods Transportation Specialist
Thermo Fisher Scientific
2000 Park Lane
Pittsburgh, Pa. 15275 USA
Gene.Sanders@ThermoFisher.com
41 21490-8934, cell 41 21498-2458, fax 41 21490-8930
--- -- <
I ,

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2008/080130.pdf>
- Source ID: `phmsa`
- SHA-256: `764396b514a5282d81989846c7f9e266ac83f207adf04b0481739c8d4176002a`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T05:47:40.898Z
- Document slug: `phmsa-interpretation-08-0130`

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