# DuPont Global Logistics — Hazardous Materials Safety Interpretation

**Citation:** 08-0214  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2008-11-19

08-0214 response to DuPont Global Logistics concerning 173.124.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous Materials
Safety Administration
1200 New Jersey Ave., SE
Washington, DC 20590
Mr. Kevin Greene
Hazardous Materials Distribution Consultant
DuPont Global Logistics
12650 Highway 43 North
Axis, AL 36505
Ref. No. 08-02 14
Dear Mr. Greene:
This responds to your letter dated August 22,2008 regarding classification of Division 4.2
self heating substances under the Hazardous Materials Regulations (HMR; 49 Parts 171 -
180). Specifically you asked for our concurrence concerning the technical merit of an
alternative to the testing method described in the UN Manual of Tests and Criteria, 4th
revised edition (UN Manual). The specific requirements you address are contained in section
33.3 of the UN Manual and are implemented through the provisions of 5 173.124 of the
HMR.
The UN Manual describes a Division 4.2 self-heating material as a material that, when in
contact with air and without an energy supply, is liable to self-heat. A material of this type
exhibits spontaneous ignition or experiences dangerous self heating described by a 60 OC rise
in temperature over the oven temperature within 24 hours. The UN Manual specifies that
substances with a temperature of spontaneous combustion higher than 50 "C for a volume of
27 m3 should not be assigned to Division 4.2.
The method described in the UN Manual requires testing of samples in 25 mm and 100 mm
cubes at discrete temperatures to establish whether a material meets the definition of a
Division 4.2 self heating material and to determine the packing group. Your alternative
method utilizes a simplified self heating-model based on Frank-Karnenetskii ignition theory
to extrapolate from experimentally obtained, small scale data the spontaneous ignition
temperature of a given substance at a 27 m3 mass.

<<<PAGE 2>>>

We have reviewed the information provided with your letter and we agree that the alternative
test method you propose will accurately establish the self-ignition temperature of a solid
material of a given mass consistent with the guidance provided in the UN Manual.
I hope this satisfies your inquiry. If we can be of further assistance, please contact us.
Sincerely,
/
Susan Gorsky
Acting chief, Standards Development
Office of Hazardous Materials Standards

<<<PAGE 3>>>

DuPont Global Logistics 2 / I
12650 Hidway 43
Axis, ~ l a b a m a 36505
DuPont Global Logistics
August 22,2008
Mr. Edward T. Mazzullo
Director, Office of Hazardous Materials Standards
U.S. DOTIPHMSA (PHH-10)
1200 New Jersey Avenue, SE East Bldg., 2nd Floor
Washington, DC 20590-0001
Dear Mr. MazzuIIo:
Subiecf: Request concurrence that extrapolated small-scale data may be used to establish whether a solid material
should be classified as a Division 4.2 self-heating substance, defmed as having a critical temperature of 50' C or
less for a 27 m3 cubic mass.
Statement of Issue
49 CFR 173.124@)(2) specifies that criteria found in Test Method N.4, Section 33.3.1.6 of the United Nations
Recommendations on the Transport qfDan~erous Goods, Manual o f Tests and Criteria, 4' revised edition, be
used to determine whether a solid-phase substance should be classified as a Division 4.2 self-heating hazard.
However, this test method may not always result in a correct classification. It is suggested that in many such
situations the application of self-ignition theory coupled with isothermal oven tests may be more appropriate to
classify a substance as self-heating, which in the context of the UNRecornmendations means that a test substance
exhibits a self-ignition temperature of 50' C or less for a 27 m3 mass.
Discussion
Background
Many organic solids will oxidize when exposed to air. For a given mass the heat generated from these exothermic
reactions at low temperatures will most likely be safely dissipated to the environment and very little if any
increase in material temperature will occur. However, as the air temperature surrounding the material increases
the oxidation reaction rate and attendant rate of heat generation also increase until a point is reached where all the
heat generated cannot be dissipated and material temperature will begin to equilibrate above that of the
surrounding air. As the surrounding air temperature is raised further the oxidation rate will continue to rise until a
condition is reached where heat accumulated in the solids reaches a 'point of no return' and the sample exotherms
to its ignition point. This temperature, referred to as the critical temperature (T,), is highly dependent upon
reaction kinetics, physical and thermal characteristics of the solid, and surface area-to-volume ratio and geometry
of the mass. Larger material masses of a given geometry will exhibit lower critical temperatures since they are

<<<PAGE 4>>>

less able to dissipate heat due to their lower surface arealvolume ratio. For the same reason different geometries
of a given mass of material will show different critical temperatures. It is therefore impossible to speak of a single
'critical temperature' for a given material since this value will be situation-specific. A simplified self-heating
model based on Frank-Kamenetskii ignition theory was developed by Gray and ~ e e ' and further refined by
~owes' to deal with this problem and has been widely applied to the evaluation of self-heating hazards in
industry. This model assumes that one chemical reaction is responsible for self-heating over the temperature
range of interest and that the solids temperature rise above the surrounding air temperature is small in comparison
to the ratio of activation energy to the universal gas constant. It is also assumed that rate of heat loss is governed
by heat conduction through the solids as opposed to convective heat transfer rate at the surface (i.e., Biot number
>30). A good abbreviated description of this method is given by rag and Grossel and zaolsh4. Based on this
model boundary conditions for criticality are defined by the equation:
In (G,T;/?) = M + (N/TJ (Equation I )
where:
6, = Georneby Dependent Constant (2.52for cube)
T, = Absolute Critical Temperature for Exothemic Runaway
r, = Characteristic Length (half-length ofa sidefor a cube)
Parameters M and N are defined as:
Where:
EA =Activation Energy
Q = Heat of Reaction
p = Solids Bulk Density
A = Pre-exponentialfactor in the Arrhenius reaction rate equation
R = Universal Gas Constant
k = Solids ~ e n n a l Conductivity
Practical application of the model involves fust conducting isothermal tests in a forced convection oven to
determine critical temperature for material housed in open mesh containers of a given geometry (e.g., cubes
fabricated £corn screen) at different volumes. The experimentally determined critical temperatures are then used
to construct a plot of reciprocal absolute temperature (IK) vs. In &T:/?). A linear regression on these data
yields a line of slope N and intercept M. These values may then be used with Equation 1 to determine the critical
temperature for other volumes and geometries, or alternatively the critical volume for different geometries at a
given critical temperature.
Relevance to United Nations Test Method N.4
Test Method N.4 as described in the UN ~ecommendations~ requires testing of samples in 25 and 100 nun cubes
at discrete temperatures to establish whether a substance must be classified as a Division 4.2 self-heating hazard
and if so to determine the appropriate packing group. Tests are based on the self-heating behavior of charcoal,
which has a critical temperature of 50" C for a 27 m3 cubic mass. Charcoal has been found to follow the
simplified self-heating model described in the previous section (figure 1). Since tests on 27 m3 masses are
impractical another point on the self-heating curve, 140" C at a 1000 cm3 cubic volume, was selected as an
'equivalent' test. If an initial test on a test substance at this condition proves positive, defined as a temperature
rise of >60° C at the center of the mass for a 24-hour test period, the self-heating behavior of the sample is
determined to be equivalent to or worse than that of charcoal and the material is classified as Division 4.2. This
decision is based on the assumption that the self-heating behavior of the test substance is similar to that of
charcoal, which may not always be the case. Figure 2 shows a situation in which a substance which failed the

<<<PAGE 5>>>

initial test at 140' C in the 1000 cm3 cube was tested in cubes of various sizes to establish a self-heating curve.
For this case all of the assumptions of the simplified self-heating model were satisfied and an extrapolated self-
ignition temperature of 57.8" C was determined for a 27 m3 cubic mass. The difference in the thermal response of
the test material from the behavior of charcoal is explained by the much higher activation energy of the test
substance as shown by the higher value of the self-heating curve slope, which is the ratio of activation energy to
universal gas constant (parameter N in Equation 1 above). Based on this analysis the substance should not be
classified as Division 4.2 per Section 33.3.1.3.3 oFthe UV Recommendations which states that:
" ... Substances with a temperature of spontaneous combustion higher than 50" Cfor a
volume of 27m3 should not be assigned to Division 4.2."
A recent seminar on the UN self-heating protocol presented at the International Group of Experts on the
Explosion Risks of Unstable Substances (IGUS)~ reached conclusions essentially identical to those discussed in
this document.
It is proposed that extrapolated small-scale data may be used to establish whether a solid material should be
classified as a Division 4.2 self-heating substance, defined as having a critical temperature of 50" C or less for a
27 m3 cubic mass. This method is limited to conditions for which the assumptions in the simplified Frank-
Kamanetskii self-heating model are valid. We would appreciate PHMSA/DOTYs concurrence in the technical
merit of our approach to Division 4.2 classification and our position that this method is consistent with guidance
provided in the UN Recommendations.
Please direct technical questions regarding this document to Robert L. Gravel1 and direct PHMSA/DOT's
final response to Kevin M. Greene at the address provided.
Robe~.t L. Gravel1
Principal Process Sqfeiy Consultant
E.I. DuPont de Nemours & Co., Inc.
Explosion Hazard Laborato y
Phone: (856) 540.2425
Fax:(856) 540.2296
Robert.L.Gravell@,usa.dupont.com
Kevin M Greene
Hazardous Materials Distribution Consultant
DuPont Global Logistics
12650 Highway 43 North
Axis, Alabama 36505
Phone: (251)679.5330
Fax: (302) 355.2888
Kevin.M.Greene(ii,usa.du~ont.com

<<<PAGE 6>>>

References
1. 2. 3. 4. 5. Oxidation and Combustion Review, Vol. 2, P . Gray and P. Lee, Elsevier, 1967
Bowes, P.C., Self-Heating: Evaluatinp and Controllina the Hazards, Elsevier Press, Oxford, 1984
SFPE Handbook ofFire Protection Engineering 3rd edition, NFPA, Quincy, 2002
Grossel, S.S and Zalosb, R.G., Guidelines for Safe Handling of Powders and Bulk Solids, AIChE Press,
New York, 2005
Recommendations on the Transport ofDanaerous Goods. Manual o f Tests and Criteria, 4" revised
edition, United Nations, 2003
6. Wildner, W., "Anomalous Self-Heating Behavior: A Serious Gap in the Regularions, " IGUS-EOS
Meeting, May 2008

<<<PAGE 7>>>

Figure 1
Charcoal SeIf-Heating Curve per UN Recommendations
Iv'ole. Based on criflcul lemperulrrres of 140° C und 50' C: for czrhes 0.1 und 1.5 rn
on o s~de, rc.~pectiv~l~~

<<<PAGE 8>>>

Critical Zgntion Data for Test Substarzce vs. Charcoal

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2008/080214.pdf>
- Source ID: `phmsa`
- SHA-256: `046398c8b0e5873311293aed137f15b67bd8a6a0a26a453ee99c9658e009c53d`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-22T12:53:34.244Z
- Document slug: `phmsa-interpretation-08-0214`

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