# Swatch Group — Hazardous Materials Safety Interpretation

**Citation:** 10-0080  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2011-02-23

10-0080 response to Swatch Group concerning 173.185.

## Document text

<<<PAGE 1>>>

U.S. Department of Transportation Pipeline and Hazardous Materials
Safety Administration
1 200 New Jersey Ave, SE
Washington, D.C. 20590
FEB 23 2011
Mr. Thomas Affolter
Swatch Group
Bozingenstrasse 9
CH-2502 Biel
Ref. No.: 10-0080
Dear Mr. Affolter:
This is in response to your letter dated March 18, 2010 concerning the aircraft quantity limitations
ofthe Hazardous Material Regulations (HMR; 49 CFR Parts 171-180) applicable to small
primary (non-rechargeable) lithium batteries contained in equipment. In your letter, you made
several references to a document produced by the Pipeline and Hazardous Materials Safety
Administration titled "Shipping Batteries Safely by Air; What you need to know" (the attached
guide). Your questions have been paraphrased and answered as follows:
Q1. You referenced an excerpt from page 11 ofthe guide that reads "Primary (non-rechargeable)
lithium cells and batteries are forbidden for transport aboard passenger carrying aircraft." May
primary lithium cells and batteries that conform to § 172.1 02{c), Special Provision 188 be
transported as cargo aboard passenger carrying aircraft without additional markings or labels
provided the packages contain less than 5 kg net weight of lithium batteries?
A1. The statement on page 11 ofthe guide refers to primary lithium cells and batteries packaged
without equipment as illustrated on page 10 ofthe guide. Primary lithium cells and batteries are
forbidden for transport aboard passenger carrying aircraft regardless of quantity.
Primary lithium cells or batteries packed with or contained in equipment are permitted for
transport aboard a passenger carrying aircraft provided the equipment and the cell{s) or
battery{ies) conform to the following provisions and the package contains no more than the
number of lithium cells or batteries necessary to power the intended piece of equipment:
1. 2. 3. The lithium content ofeach cell, when fully charged, is not more than 5 grams.
The aggregate lithium content ofthe anode ofeach battery, when fully charged, is not
more than 25 grams.
The net weight oflithium batteries does not exceed 5 kg (11 lbs).
Q2. An excerpt from page 23 of the guide reads "Batteries packed in equipment may not exceed
certain weight limits: Lithium batteries in equipment: 5 kg net (passenger air/rail), 35 kg net

<<<PAGE 2>>>

(cargo air)." Do the HMR impose aircraft quantity limits for lithium cells or batteries contained
in equipment prepared for transport in accordance with the applicable provisionS of Special
Provision 188?
A2. The quantity limits specified on page 23 of the guide refer to packages containing lithium
cells and batteries that are not prepared in accordance with the applicable provisions of Special
Provision 188. Quantity and weight limits for packages prepared in accordance with Special
Provision 188 are imposed as a condition of the exception. For example, packages containing
primary lithium batteries contained in equipment are excepted from certain marking requirements
provided the package contains 5 kg (11 lb) net weight or less of lithium cells or batteries and the
package contains no more than the number of lithium cells or batteries necessary to power the
piece of equipment.
I hope this answers your inquiry. If you have further questions, please do not hesitate to contact
this office.
Sincerely,
gV'~~
BenSupko
Acting Chief, Standards Development Branch
Standards and Rulemaking Division
Enclosure

<<<PAGE 3>>>

Lea.ru
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SWATCH GROUP 43 173,19-:;,
'S>172..· 1(J2 sf/~8
L.i~ H-¥f! i3a Hef'"tes
Office of Hazardous Materials Standards 10 . 008 0
Pipeline and Hazardous Materials Safety Administration
Attn: PHH10
U.S. Department of Transportation
East Building, 2nd Floor
1200 New Jersey Ave., SE
Washington, DC 20590
Bienne, 18th of March 2010
Dear Madam, dear Sir,
In accordance with 49 CFR 105.20, we kindly ask for a DOT formal guidance regarding the
transport of small lithium cells on their own or contained in equipment (in our case: wrist watches).
After consulting the DOT Safe Travel information document "Shipping batteries safely by air" that is
available on PHMSA internet site (no date on the document, but the reference PHH50-0107-0109
on its last page), we need the following two clarifications on this document:
Question 1. Page 11: "Primary (non-rechargeable) lithium batteries and cells are forbidden for
transport aboard passenger carrying aircraft as cargo."
From our understanding, this is not completely true because according to Special Provision 188 of
CFR 49, 172.02, it is indicated under (a)(2) that:
"The provisions of paragraph (a)(1) do not apply to packages that contain 5 kg (11 pounds) net
weight or less of primary lithium batteries ..."
We understand that "Small lithium cells and batteries" conforming to all provisions of Special
Provision 188 can be transported as cargo in passenger carrying aircrafts, provided that the
packages contain less than 5 kg net weight of lithium batteries. Furthermore these packages of
course do not need the label "PRIMARY LITHIUM BATTERIES-FORBIDDEN FOR TRANSPORT
ABOARD PASSENGER AIRCRAFT".
Can you please confirm that our understanding is correct?
Question 2. Page 23: "Batteries packed in equipment may not exceed certain weight limits:
Lithium batteries in equipment: 5kg net (passenger air/rail), 35kg net (cargo air)."
From our understanding, these two limits (except for rail) are drawn from the packing instruction PI
970 from lATA 51st edition, 2010, for fully regulated (Section I of PI 970) lithium batteries or cells
contained in equipment.
However it is not explained in your document that the 35 kg net limit for cargo air is not applicable
for excepted lithium batteries, i.e. for batteries shipped in conformity with Section II of PI 970.
From our understanding, small "excepted" lithium cells contained in equipment are not forbidden
when transported as cargo in passenger aircraft in the US and there is no weight limit in this case
or in the case of transport by air cargo for these cells .
..... IIAI I~ I\IIAI\.IA,....~I\.II~I\.I"T"

<<<PAGE 4>>>

• • c ()
SWATCH GRDUP
Can you please confirm that our understanding is correct?
Thank you for your time and consideration.
Best regards,
ter
division of The Swatch Group
Management Services Ltd
Bozingenstrasse 9
CH - 2502 Biel/Bienne
phone: + 41 (0)32 343 88 09
fax: + 41 (0)323439462
thomas.affolter@qm.swatchgroup.com
.....1. AI ,"'"", ftliA 1\1 A,....-ftAI""A ...

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretations/2010/100080.pdf>
- Source ID: `phmsa`
- SHA-256: `f3d430a46fb3c0b5cf2a381c7864536725959def220269a11e40979f4a74912d`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T09:06:38.061Z
- Document slug: `phmsa-interpretation-10-0080`

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