# Mr. Mark B. Hawk — Hazardous Materials Safety Interpretation

**Citation:** 13-0217  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2014-03-12

13-0217 concerning 173.465.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, D.C. 20590
MAR 1 2 2014
Mr. Mark B. Hawk
Hazardous Materials Consultant
49 Palisades Parkway
Oak Ridge, TN 37830
Reference No. 13-0217
Dear Mr. Hawk:
This is in response to your November 12,2013, and November 21,2013 e-mails asking when
the free drop test prescribed in§ 173.465(c)(2) of the Hazardous Materials Regulations
(HMR; 49 CFR Parts 171-180) is required for packages containing Type A, fissile Class 7
(radioactive) material. We have paraphrased your questions and answered them in the order
you provided.
Ql. Is my understanding correct that the free drop test prescribed in§ 173.465(c)(2) is
required for Class 7 fissile materials that are subject to the Nuclear Regulatory
Commission's (NRC's) 10 CFR Part 71, Packaging and Transportation of Radioactive
Material, Subpart C, General Licenses? Also, is my understanding correct that 10
CFR Part 71 states a Type A package prescribed in§ 173.417(a) is required for Class
7 fissile material?
Al. Your understanding is incorrect. Section 173.465(c)(2) states all materials that meet
the definition of a fissile material in § 173.403 must be placed in a packaging intended
to contain Type A fissile material. In addition, this packaging must be capable of
successfully withstanding a free drop test from a height of 0.3 m (1 foot) on each
comer, or in the case of cylindrical packages, onto each of the quarters of each rim,
and then must demonstrate that it is capable of successfully withstanding the free drop
test prescribed in§ 173.465(c)(1). The NRC is the federal agency authorized to
interpret the requirements prescribed in 10 CFR Part 71. To obtain a clarification on
these regulations, you may wish to contact the NRC's Office of Public Affairs, 11555
Rockville Pike, Rockville, MD 20852, (301) 415-8200.
Q2. Is my understanding correct that no other fissile Class 7 materials subject to
Department of Transportation (DOT) regulations other than Type A are required to
comply with the free drop test for Type A packagings prescribed in§ 173.465(c)(2)?
A2. Your understanding is correct. Under the 1979 Memorandum ofUnderstanding
between the DOT and the NRC (that can be downloaded from this website location:
http://www.phmsa.dot.gov/staticfiles/PHMSA/DownloadableFiles/Files/Hazmat/moun

<<<PAGE 2>>>

Q3. A3. rcdot.pdf), DOT has the primary responsibility for regulating Type A quantities of
Class 7 materials and their packagings. The HMR require that a Type A inner
packaging must satisfy the requirements of the free drop test specified in§ 173.465(c)
and the initial drop test requirements for fissile material specified in § 173 .465( c )(2).
Is it correct that fissile materials that qualify for the exceptions prescribed in§ 173.453
do not have to comply with the free drop test prescribed in§ 173.465(c)(2)?
The answer is yes. Packagings authorized for fissile materials that comply with the
exceptions prescribed in§ 173.453 do not have to comply with the requirements for
fissile materials prescribed in 49 CFR Part 173, except as specifically noted, and are
excepted from having to comply with the free drop test for fissile material packagings
prescribed in§ 173.465(c)(2).
I hope this satisfies your request.
Sincerely,
/-¢7V?U~-
T. Glenn Foster
Chief, Regulatory Review and Reinvention Branch
Standards and Rulemaking Division
2

<<<PAGE 3>>>

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--r-esh~ o-P Pu~Q8 es
13-0~17
Mr. Charles Betts, Director
Standards and Rulemaking Division,
Pipeline and Hazardous Materials Safety Administration
Attn: PHH-10,
U.S. Department of Transportation
East Building
1200 New Jersey Avenue, SE
Washington, DC 20590-0001
Subject: Clarification of the Package Testing for fissile materials - 49 CFR 173. 465( c )(2)
Dear Mr. Betts:
The purpose of this letter is to request a clarification as to when the testing stipulated in 49 CFR
173 .465( c )(2) is required. Also requested is a clarification as to the classification and amount of fissile
material referenced in the phrase "containing fissile material" in the above cited paragraph.
After review of the regulations and a previous U.S. Department of Transportation (DOT) Letter of
Interpretation, dated May 18, 2005 (Reference no. 05-0093 ), it is clear the testing in 49 CFR
173.465( c )(2) is required for fissile materials under the General Licensing requirements for fissile
materials of 10 CFR Part 71, Subpart C, that requires Type A packages in accordance with 49 CFR
173.417(a).
It is also my determination that there are no other fissile material(s) within DOT jurisdiction which
would require compliance with additional testing ofType A package in accordance with 173.465(c)(2).
Is this determination correct?
Additionally, it is commonly accepted that the testing in 49 CFR 173 .465( c )(2) is not appJ icable to
fissile materials that meet the fissile materials exceptions in 49 CFR 173.453. Is that determination
correct?
Thank you in advance for your prompt consideration of this request. If you require additional
information, please contact me at (865) 250-3300, or by e-mail.
Sincerely,
j1(cz~yj,.l~
Mark B. Hawk
Hazardous Materials Consultant

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2013/130217.pdf>
- Source ID: `phmsa`
- SHA-256: `5536a64842c9c3355e570cbfc1aab095ecf8644177099dbea6576a96e5c74b6e`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T02:27:55.232Z
- Document slug: `phmsa-interpretation-13-0217`

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