# Mr. Adrian Shipman — Hazardous Materials Safety Interpretation

**Citation:** 14-0012  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2014-03-12

14-0012 concerning 173.185.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, D.C. 20590
MAR 1 2 2014
Adrian Shipman
809 E. Moneta A venue
Peoria Heights, IL 61616
Ref. No. 14-0012
Dear Adrian Shipman:
This responds to your December 4, 2013 request for clarification of shipping lithium batteries
under the Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180) and the
International Civil Aviation Organization Technical Instructions for the Safe Transport of
Dangerous Goods by Air. You indicate you have a tablet computer powered by a lithium ion
battery. Additionally, you indicate the tablet containing a lithium ion battery is packaged in
the original packaging from the manufacturer and is shrink-wrapped. You also indicate that
the package meets packaging requirements in subpartB of part 173 ofthe HMR and it is your
understanding that marking or labeling requirements do not apply. Your questions are
paraphrased and answered as follows:
Ql. May the proper shipping name and UN identification number "Lithium ion
batteries contained in equipment, UN3481" be used for ground shipment of this
material?
A1. The answer is yes. The proper shipping name and UN identification number,
"Lithium ion batteries in contained in equipment, UN 3481" is authorized for ground
shipments in the United States. Notice No. 09-04 [74 FR 42952], published August
25, 2009, provides approval to all shippers to use this international shipping name
domestically.
Q2. Can the manufacturer's packaging be considered the outside packaging if it has
the manufacturer's logo and picture of the tablet on the outside?
A2. The answer is yes. The original manufacturer's packaging may be used as the
outside packaging for transport provided the packaging meets the packaging
requirements in subpart B of part 173. The packaging must be designed and

<<<PAGE 2>>>

constructed so that the packaging can withstand normal conditions of transportation.
Additionally, it should be noted that if your batteries meet the size conditions for small
lithium ion batteries contained in equipment and comply with the applicable
provisions in§ 172.102(c), Special Provision 188, the tablet computer described in
your letter would not be subject to any other requirements of the HMR.
I hope this answers your inquiry. If you need additional assistance, please contact this office
at (202) 366-8553.
Sincerely,
Robert Benedict
Chief, Regulations Development Branch
Standards and Rulemaking Division

<<<PAGE 3>>>

Drakeford, Carolyn (PHMSA)
From: INFOCNTR (PHMSA)
Sent: Tuesday, January 14, 2014 1:23 PM
To: Drakeford, Carolyn (PHMSA)
Subject: FW: Feedback: General Questions/Comments Regarding the PHMSA Enforcement Program
Hi Carolyn,
Did this letter get logged?
Thanks,
Victoria
-----Original Message-----
From: INFOCNTR (PHMSA)
Sent: Wednesday, December 04, 2013 3:25 PM
To: Drakeford, Carolyn (PHMSA)
Subject: FW: Feedback: General Questions/Comments Regarding the PHMSA Enforcement Program
Hi Carolyn,
This caller requested we submit this e-mail as a formal letter of interpretation. This caller spoke with Mike Ciccarone in
the HMIC on 12/4/13 and was referred Notice No. 09-4 published 8/25/2009.
Thanks,
Victoria
-----Original Message-----
From: Wilson, LeAndrew (PHMSA) On Behalf Of HM-Enforcement (PHMSA)
Sent: Wednesday, December 04, 2013 12:53 PM
To: INFOCNTR (PHMSA)
Subject: FW: Feedback: General Questions/Comments Regarding the PHMSA Enforcement Program
-----Original Message-----
From: PHMSA Webmaster
Sent: Wednesday, December 04, 2013 12:48 PM
To: HM-Enforcement (PHMSA); PHMSA Webmaster
Subject: Feedback: General Questions/Comments Regarding the PHMSA Enforcement Program
Scenario:
I have a tablet, lithium ion battery contained in equipment. It is packaged in its original packaging from the manufacturer
and it is shrink wrap and meets strong outer packaging, there is no marking or labeling requirements.
Question 1. If this was a fully regulated ground shipment could I use the ICAO Proper Shipping Name and UN number,
UN3481, Lithium lon Batteries contained in equipment?
Question 2. Can the manufacturer's packaging be considered as outside packaging if it has the manufactures logo's and
picture of the tablet on the outside?
1

<<<PAGE 4>>>

Name: Adrian Shipman
Organization:
Email: shipmanjerrya@comcast.net
Address: 809 E Moneta Ave
City: Peoria Heights
Zip Code: 61616
Phone:3096699000
FAX:
2

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2014/140012.pdf>
- Source ID: `phmsa`
- SHA-256: `b804cd42fc9a79dc4c36760a3d7d35634ad8e7fe94cfbd6abdd045bedb6f4d86`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T02:27:33.068Z
- Document slug: `phmsa-interpretation-14-0012`

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