# United Parcal Service — Hazardous Materials Safety Interpretation

**Citation:** 15-0021  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2015-08-12

15-0021 response to United Parcal Service concerning 173.185.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Washington. DC 20590
1200 New Jersey Avenue SE
Pipeline and Hazardous
Administration
Materials Safety
AUG 1 2 2015
Samuel S. Elkind
United Parcel Service
Corporate Regulated Goods Manager
55 Glenlake Parkway, NE
Atlanta, GA 30328-3474
Ref. No. 15-0021
Dear Mr. Elkind:
This responds to your January 27, 2015 letter requesting clarification of the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180). Specifically, you request
clarification on hazard communication requirements in § 173.185(c)(3)(ii) regarding
lithium cells or batteries.
Section 173.185(c)(3)(ii) requires that shipments of lithium cells or batteries in several
configurations must be accompanied by a document that contains information specified in
the regulations. You state that some customers suggest the provisions in § 173.185(c) (3)(ii)
may be satisfied by enclosing the document within the package containing the lithium cells
or batteries. You state that you are aware of the opinion voiced by PHMSA representatives
at public meetings that the document is intended to be used away from the package.
Finally, you state that you are aware that when you tender a shipment of lithium cells or
batteries to a commercial airline for transport to its final destination, the document must be
furnished to the interline air carrier. You seek clarification whether a document contained
inside a package would satisfy the requirements of § 173.185 (c)(3)(ii).
While not recommended by PHMSA, it is not prohibited to place the document in the
package in accordance with requirements in § 173.185(c)(3)(ii). This document may also
be transmitted attached to the package (for example, in an accessible pouch affixed to the
package) or may be transmitted separately to the carrier in a manner that permits the
information to be produced as a paper document without delay.
I hope this satisfies your inquiry. If you need additional assistance, please contact this
Office at 202-366-8553.
Sincerely,
irk Der Kindere
Acting Chief, Standards Development Branch
Standards and Rulemaking Division

<<<PAGE 2>>>

boothe
173185(0)(3)611
Lathium Cells & BatteRies
45 - 0021
55 Glenlake Parkway, NE
Atlanta, GA 30328-3474
Ups
January 27, 2015
Mr. Charles Betts
Pipeline and Hazardous Materials Safety Administration
U.S. Department of Transportation
1200 New Jersey Avenue, SE - PHH-10
• East Building, Second Floor
Washington, DC 20590
Re: Lithium Battery Documentation - 49 CFR 173.185(c) (3)(ii)
Dear Mr. Betts:
In accordance with 49 CFR 173.185(c)(3)(ii), shipments of lithium cells or batteries in several
configurations must be accompanied by a document that contains information specified in the
regulations. In discussions with some customers, UPS has become aware of a number of innovative
guidance.
suggestions for means of complying with this requirement and, for one in particular, UPS seeks PHMSA's
Some customers have suggested that the provisions of 49 CFR 173.185(c)(3)(ii) may be satisfied by
enclosing the document within the package containing the lithium cells or batteries. UPS is aware of the
• opinion voiced by PHMSA representatives at some public meetings that the document is intended to be
used away from the package. UPS is further aware that when UPS must tender a shipment of lithium cells
or batteries to a commercial airline for carriage to its final destination, the document must be furnished
to the interline air carrier. Accordingly, UPS seeks clarification whether a document contained inside a
package would satisfy the requirements of 49 CFR 173.185(c)(3)(i).
Thank you for your attention to this matter.
Sincerely,
donnelleD
Samuel S. Elkind
Corporate Regulated Goods Manager

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2015/150021.pdf>
- Source ID: `phmsa`
- SHA-256: `bf0acbda20c23db7093ffa68e420ad84f7d0b315f290c9d3d172fe80e31a8cac`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-24T05:18:13.734Z
- Document slug: `phmsa-interpretation-15-0021`

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