# AREVA, Inc. — Hazardous Materials Safety Interpretation

**Citation:** 16-0141  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2017-03-03

16-0141 response to AREVA, Inc. concerning 171.23, 173.453.

## Document text

<<<PAGE 1>>>

Licensing Engineer for Transportation
AREVA Inc.
7135 Minstrel Way, Suite 300
Columbia, MD 21045
Ref. No.: 16-0141
Dear Mr. Mathues:
This responds to your August 25, 2016 request for clarification of the Hazardous Materials
Regulations (HMR; 49 CFR Parts 171-180) as they apply to fissile material prepared for
transport in accordance with the IAEA's Regulations for the Safe Transport of Radioactive
Material, SSR-6, 2012 Edition. You note that in a final rule published January 8, 2015 [(HM-
215M); 80 FR 1075], PHMSA incorporated by reference the 2012 Edition of SSR-6 with an
additional requirement added in § 171.23(b)(11) that fissile material conform to the requirements
of § 173.453. Specifically, you ask if packages containing fissile material prepared in
accordance with paragraph 674 of SSR-6, but not meeting any of the fissile material exception
conditions in § 173.453, may be offered for shipment to or from the U.S. without a competent
authority approval.
The answer to this question is no. As stated in the HM-215M preamble [80 FR 1081], SSR-6
included "several changes to the definition of excepted fissile materials and the requirements for
its transport...Under their respective statutory authorities, DOT and the Nuclear Regulatory
Commission (NRC) jointly regulate the transportation of radioactive materials to, from, and
within the United States. The NRC has not initiated any rulemaking activities to address changes
made by the IAEA regarding the transportation of excepted fissile materials. In order to maintain
uniform treatment for shippers of excepted fissile materials, PHMSA is amending § 171.23 to
require that shipments of excepted fissile materials offered in accordance with the IAEA SSR-6
regulations must also conform to the requirements of § 173.453."
I hope this answers your inquiry. If you need additional assistance, please contact the Standards
and Rulemaking Division at (202) 366-8553.
Sincerely,
Duane A. Pfund
International Standards Coordinator
Standards and Rulemaking Division

<<<PAGE 2>>>

Pipeline and Hazardous Materials Safety Administration
Office of Hazardous Materials Safety
1200 New Jersey Avenue, S.E.
East Building, PHH-10
Washington, DC 20590
Subject:
Request for Interpretation Regarding 49 CFR 171.23(b)(11)
References:
[1] Federal Register Notice for January 8, 2015, Docket Number PHMSA-
2013-0260 (HM-215M), Department of Transportation, Pipeline and
Hazardous Materials Safety Administration (PHMSA), Hazardous
Materials: Harmonization with International Standards, Final Rule.
12]
International Atomic Energy Agency (IAEA), Regulations for the Safe
Transport of Radioactive Material, Specific Safety Requirements
Number SSR-6, 2012 Edition.
[3]
International Atomic Energy Agency (IAEA), Regulations for the Safe
Transport of Radioactive Material, Requirements Number TS-R-1 (ST-1,
Revised), 1996 Edition.
[4] U.S. Department of Transportation, Pipeline and Hazardous Materials
Safety Administration, Subchapter C, Hazardous Material Regulations,
49 CFR Parts 171 through 180, Revised October 1, 2015.
Dear Professional:
In rulemaking HM-215M, (Reference 1), the Pipeline and Hazardous Materials Safety Administration
(PHMSA) incorporated, by reference, the 2012 IAEA SSR-6 regulations (Reference 2) to replace the
TS-R-1 (ST-1, Revised) 1996 Edition (Reference 3) to allow shipments to be offered for
transportation or transported under the most recent IAEA regulations. The PHMSA added additional
requirements to §171.23 to ensure domestic concerns were addressed. Paragraph (b)(11) of
§171.23, (Reference 4) prescribes these additional requirements for shipments of radioactive
materials made under authorized international standards or regulations. The PHMSA amended
§171.23 to require that shipments of excepted fissile materials offered in accordance with the IAEA
SSR-6 regulations also conform to the requirements of §173.453. However, the additional
requirements added to §171.23 do not explicitly address packages containing fissile material that are
authorized by the 2012 IAEA SSR-6 regulations prescribed in paragraph 674.
AREVA TN
AREVA Inc.
Tel.: (410) 910-6900 - Fax: (410) 910-6902
7135 Minstrel Way - Suite 300 - Columbia, MD 21045 USA
us.areva.com/AREVATN

<<<PAGE 3>>>

Based on this review, my question is: Is a shipment of packages containing fissile material offered for
shipment into or from the U.S. with contents as authorized by 2012 IAEA SSR-6 paragraph 674
allowed by §171.23 (b)(11)?
If you have questions or require further information, please call me at 410-910-6538.
Sincerely,
Ile Antlue
Glenn Mathues,
Licensing Engineer for Transportation
CC:
Michael Conroy, U.S. Department of Transportation
Peter Vescovi, AREVA TN
AREVA TN
AREVA Inc.
Tel.: (410) 910-6900 - Fax: (410) 910-6902
7135 Minstrel Way - Suite 300 - Columbia, MD 21045 USA
us.areva.com/AREVATN

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2017/160141.pdf>
- Source ID: `phmsa`
- SHA-256: `f8617b3086e13ea2cc6ebcaad2d30c2435ff2ed3a403a78b5235cb9407b98a39`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-22T02:43:50.319Z
- Document slug: `phmsa-interpretation-16-0141`

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