# Environmental Resource Center — Hazardous Materials Safety Interpretation

**Citation:** 20-0020  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2020-05-04

20-0020 response to Environmental Resource Center concerning 171.22, 171.8.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
May 4, 2020
Ms. Kristie Absher
Senior Consultant
Environmental Resource Center
101 Center Pointe Dr.
Cary, NC 27513-5706
Reference No. 20-0020
Dear Ms. Absher:
This letter is in response to your March 4, 2020, letter requesting clarification of the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to hazardous materials
communication requirements for marine pollutants shipped domestically when not subject to the
HMR. In your letter, you describe a scenario where your company receives packages shipped to
the United States by vessel that have markings and labels that do not comply with those required
in the International Maritime Dangerous Goods Code (IMDG Code). Specifically, you state that
the Class 9 labels and the UN number markings are smaller than what is authorized in the IMDG
Code.
We have paraphrased and answered your questions as follows:
Q1. In a previous Letter of Interpretation on this subject issued on December 23, 2013, under
Reference No. 13-0192, PHMSA stated: “The marking and labels that were required to
be affixed to the packages for transportation by vessel in accordance with the IMDG
Code need not be removed or covered for subsequent domestic transportation.” You ask
whether the labels and UN number markings may remain on the packages even if they do
not comply with the IMDG Code.
A1. In general, the answer is no. However, in the scenario described in your letter, provided
the labels and UN markings meet the design and visibility specifications of the IMDG
Code and are of a size that is legible on the packaging, even though smaller than what is
authorized in the IMDG Code, it would be allowable for them to remain on the packages.
It should be noted that shipments that have labels and markings that are undersized, even
when not regulated, are likely to experience delays.
Q2. Section 171.22 specifies authorizations and conditions for the use of international
standards and regulations. You ask whether a domestic importer is required to notify the
international party responsible for shipping a material that is not subject to the HMR but
does not comply with the IMDG Code.

<<<PAGE 2>>>

A2. The answer is no, provided any potential violation of the IMDG Code would have
occurred outside the United States as defined in § 171.8 and the material is not subject to
the HMR. However, in this instance, the United States Coast Guard would conduct
inspections based on the requirements of the IMDG Code, the regulations utilized for
transportation, and could take enforcement action if the full shipment is not in
compliance with the IMDG Code. We recommend that the importer communicate the
violation to the international shipper to prevent continued complications and delays in
future shipments.
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
T. Glenn Foster
Chief, Regulatory Review and Reinvention Branch
Standards and Rulemaking Division

<<<PAGE 3>>>

Dodd, Alice (PHMSA)
From: INFOCNTR (PHMSA)
Sent:
To:
Subject:
Attachments:
Wednesday, March 4, 2020 2:19 PM
Hazmat lnterps
FW: Request for interpretation
RequestforlnterpretationAbsherMarch2020.docx; Kristie Absher LOl.docx
Hello Alice and lkeya,
· Attached is a request for letter of interpretation.
Thanks,
Jonathon, HMIC
From: Kristie Absher [mailto:kabsher@ercweb.com]
Sent: Wednesday, March 4, 2020 12:21 PM
To: INFOCNTR (PHMSA) <INFOCNTR.INFOCNTR@dot.gov>
Subject: Request for interpretation
Dear DOT Representative:
Attached is a letter requesting an interpretation on importing marine pollutants the reshipping them
domestically.
If I need to mail the request instead, please let me know.
Thank you,
Kristie Absher
Environmental Resource Center
101 Center Pointe Dr.
Cary, NC 27513
919-469-1585 X 402
919-342-0807 fax
kabsher@ercweb.com
http://www.ercweb.com
We appreciate customers like you, help us grow by leaving us a review at https://goo.gl/uZXmlL
1

<<<PAGE 4>>>

March 4, 2020
Mr. Shane Kelley
Director, Standards and Rulemaking Division
U.S. DOT/PHMSA (PHH-IO)
1200 New Jersey Avenue, SE East Building, 2nd Floor
Washington, DC 20590
Dear Mr. Kelley:
I have some questions on importing marine pollutants that are regulated by IMDG Code but not by
DOT.
A U.S. company imports IMDG Code marine pollutants that are classified as UN 3077, Environmentally
hazardous substance, solid, n.o.s., 9, III or UN 3082, Environmentally hazardous substance, liquid,
n.o.s., 9, III. The packages have marks and labels that do not comply fully with the IMDG Code.
Specifically, the Class 9 labels and UN number marks are smaller than the IMDG Code requires. The
other marks are correct.
The imported materials are not regulated by DOT or when reshipped domestically. Based on previous
interpretations, including Ref. No. :13-0192, the U.S. company is not required to remove or cover the
international vessel hazard marks and labels for subsequent domestic transportation.
Does the exception from removing or covering the vessel hazard marks and labels apply even when the
marks and labels do not comply with the IMDG Code?
Does the U.S. company who imports the materials have any requirements related to 49 CFR 171.22(f)?
For example, does the importer have to notify the overseas shipper and/or forwarding agent at the place
of entry into the U.S., about the erroneous sizes of the label and UN number mark? Again, the material
is not regulated as hazardous for domestic shipments.
Thank you for your assistance with these questions.
Sincerely,
Kristie Absher
Senior Consultant

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/73851/200020.pdf>
- Source ID: `phmsa`
- SHA-256: `e75734fd3db6d037dcf638f5989562b9f2e188c09e9428c20baec3d026daf42e`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T07:49:12.599Z
- Document slug: `phmsa-interpretation-20-0020`

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