# Rescar — Hazardous Materials Safety Interpretation

**Citation:** 20-0023R  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2020-08-26

20-0023R response to Rescar concerning 172.704, 179.7, 180.509.

## Document text

<<<PAGE 1>>>

1200 New Jersey Avenue, SE
Washington, DC 20590
U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
August 26, 2020
Jay G. Standish
Vice President of Quality Assurance
Rescar
1101 West 31st Street, Suite #250
Downers Grove, IL 60515
Reference No. 20-0023R
Dear Mr. Standish:
This letter retracts and replaces our May 6, 2020, response to your September 26, 2019, letter
requesting clarification of the Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180)
applicable to rail tank cars. Specifically, you request clarification on the training requirements
for the visual inspection of rail tank cars under § 180.509(d).
Your questions are paraphrased and summarized below.
Q1. You ask whether it is required that the visual inspection of service equipment, in
accordance with § 180.509(d)(3), be performed by a certified nondestructive test (NDT)
technician using a procedure that has been approved by an NDT Level III technician.
A1. The answer is no. The HMR does not specifically require the level of certification
described in your letter (i.e., use of a certified NDT technician using a procedure that has
been approved by an NDT Level III technician) for the visual inspection of service
equipment for indications of corrosion and other conditions that may make the tank car
unsafe for transportation, as required by § 180.509(d). Should a tank car owner choose to
require the use of personnel with specific qualifications to carry out the activities in
§ 180.509(d), a tank car facility would need to incorporate such an instruction into its
quality assurance program (QAP). The HMR provides performance standards for tank
car owners to establish the minimum acceptable framework for an owner’s qualification
program for tank cars and components. Tank car owners must develop written
procedures (work instructions) for use by tank car facility employees and identify where
and how to inspect the tank car, and the acceptance criteria for such inspections (see
§ 180.501(b)). It is a tank car facility’s responsibility to incorporate the owner’s
qualification program in its QAP, as required under § 179.7(a)(2), (b)(3), (b)(5), and (d).
These references specify:

<<<PAGE 2>>>

• The QAP must have a means to detect any nonconformity in the manufacturing,
repair, inspection, testing, and qualification or maintenance program of the tank
car;
• The QAP elements must include procedures to ensure that the latest applicable
drawings, design calculations, specifications, and instructions are used in
manufacture, inspection, testing, and repair;
• The QAP elements must have a description of the manufacturing, repair,
inspection, testing, and qualification or maintenance program, including the
acceptance criteria, so that an inspector can identify the characteristics of the tank
car and the elements to inspect, examine, and test at each point; and
• Each tank car facility must provide written procedures to its employees to ensure
that the work on the tank car conforms to the specification, AAR approval, and
owner’s acceptance criteria.
Accordingly, while a certified NDT technician is not required under the HMR to perform
the function of visual inspection of service equipment, any specific requirements for level
of qualification (or any desired certification) beyond function specific training as required
by the HMR (see A2 below) of personnel performing visual inspection functions or
developing visual inspection procedures may be specified in the owner’s qualification
program, which must be incorporated into the tank car facility’s QAP. The tank car
owner’s qualification program may draw on, for example, the Association of American
Railroad’s Manual of Standards and Recommended Practices, Section C—Part III,
Specifications for Tank Cars, Specification M-1002, (AAR Specifications for Tank Cars)
in developing the minimum acceptable framework for an owner’s qualification program
for tank cars and components.
Q2. If an individual receives, as a minimum, function specific training as specified in
§ 172.704(a)(2) for the visual inspection of service equipment, including gaskets, for
indications of corrosion and other conditions that may make the tank car unsafe for
transportation, you ask whether this training meets the intent of § 180.509(d)(3).
A2. The answer is yes. With respect to performance of a visual inspection required under
§ 180.509(d), the referenced citation is the minimum requirement under the HMR to
ensure proper training in performance of this function. As stated in answer A1, the tank
car owner’s qualification program must include written procedures (work instructions)
for use by tank car facility employees and must identify where to inspect, how to inspect,
and the acceptance criteria. The tank car owner’s qualification program also may
establish the degree of qualification and any desired certification for employees.
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
T. Glenn Foster
Chief, Regulatory Review and Reinvention Branch
Standards and Rulemaking Division

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/74346/20-0023r.pdf>
- Source ID: `phmsa`
- SHA-256: `840b16b146fe1cd08aef58ee5dda33e9efbb7cd1072c3b11a212fcb4f26e4bff`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-22T12:16:01.873Z
- Document slug: `phmsa-interpretation-20-0023r`

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