# Johnson Controls — Hazardous Materials Safety Interpretation

**Citation:** 20-0029  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2020-07-30

20-0029 response to Johnson Controls concerning 178.71.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
July 30, 2020
Oliver Sánchez Muñoz
R&D Engineer
Johnson Controls
Josep Ros i ros, Naves 23. P.I. La Clota.
08740 Sant Andreu de la Barca, Spain
Reference No. 20-0029
Dear Mr. Muñoz:
This letter is in response to your April 1, 2020, email requesting clarification of the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to United Nations (UN)
cylinders. You state that you intend to use higher pressure rated UN cylinders for fire
extinguishing systems that typically have used lower pressure rated UN cylinders. Specifically,
you ask about the applicability of specification and testing requirements, including ISO 10297,
for valve accessories, such as pressure gauges and switches.
Please note, PHMSA recently published a final rule, HM-215O [85 FR 27810], which
incorporated by reference (IBR) the newest versions of various international hazardous materials
standards to include ISO 10297:2014. All valves subject to the requirements of ISO 10297:2014
had an effective date of May 11, 2020, with a delayed compliance date of May 10, 2021.
We have paraphrased and answered your questions as follows:
Q1. You ask whether service equipment, such as pressure gauges and pressure switches, are
subject to the requirement to withstand 1.5 times the test pressure of the receptacle as
specified for in § 178.71(d)(1).
A1. The answer is yes. Section 178.71(d)(1) requires that equipment subject to pressure must be
designed and constructed to withstand at least 1.5 times the test pressure of the
receptacle.
Q2. You ask whether service equipment, as specified in § 178.71(d)(1), meets the design and
construction requirement to withstand 1.5 times the test pressure of the pressure
receptacle if permanent deformation is observed, but the equipment does not burst and no
components are ejected during testing.
A2. The answer is no. If permanent deformation occurs on the valve during the test, this is
considered a failure for the pressure receptacle’s service equipment. In accordance with
ISO 10297:2014, cylinder valves must be capable of withstanding a hydraulic pressure

<<<PAGE 2>>>

test of 1.5 times the test pressure of the cylinder for 2 minutes without permanent
deformation (emphasis added), leak, or rupture.
Q3. You ask what type of documentation would be sufficient to demonstrate that a valve
and its accessories meet the design and construction (e.g., burst pressure) requirements
in § 178.71(d). Specifically, you ask whether a vendor’s safety data sheet that
demonstrates that a valve and its accessories meet specification for burst pressure is
acceptable documentation demonstrating compliance.
A3. If a valve manufacturer or a third-party testing lab can certify the valve and its accessories
comply with ISO 10297:2014 and the valve is appropriately marked to demonstrate
compliance, then that is sufficient.
Q4. You ask whether there are requirements to test at a given sampling rate at 1.5 times the test
pressure even if a burst test cannot be implemented as part of the manufacturing process
for the valve and its accessories. Further, you ask how a sampling rate would be
established to meet the requirement.
A4. The answer is no, there is no specified sampling rate. In accordance with ISO 10297:2006, a
minimum number of test samples are required, but this is dependent on the number of
variant types to be tested. In ISO 10297:2014, the number of test samples for testing a
valve was clarified to include, pressure gauges or pressure indicators (see
ISO 10297:2014, Section 6.3). However, no sampling rate is specified in either edition;
the valve manufacturer selects a sampling rate that sufficiently indicates achievement of
the design and construction standard.
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
Dirk Der Kinderen
Chief, Standards Development Branch
Standards and Rulemaking Division

<<<PAGE 3>>>

REGULATION INTERPRETATION REQUEST
BACKGROUND:
We are seeking interpretation of DOT requirements for compliance to transport pressurized UN
ISO USA refillable seamless steel containers.
The purpose is to use higher rated cylinders for system configurations that are typically served
with lower rated cylinders.
Container assemblies of interest include valve assemblies that incorporate accessories, i.e.
pressure gauges and pressure switches that are transported under pressure. Container assemblies
incorporate burst discs to prevent excessive build-up that are rated to suit the original lower rated
cylinders.
Typically accessories are sourced from vendors who state burst pressure of accessories in their
data sheets.
PARAGRAPH OF DOT REGULATION FOR WHICH INTERPRETATION IS SOUGHT:
DOT regulation established in CFR 49, Section 178.71(d) states:
“Except for pressure relief devices, UN pressure receptacle equipment, including valves, piping,
fittings, and other equipment subjected to pressure must be designed and constructed to
withstand at least 1.5 times the test pressure of the pressure receptacle”
QUESTION 1:
Does equipment referred to in CFR 49 Section 178.71(d) comply the requirement if when tested
at 1.5 times the test pressure of the pressure receptacle the equipment does not burst and no
parts are ejected but permanent deformation is observed?
QUESTION 2:
Are data sheets from vendors showing the value of burst pressure enough to document
compliance with this requirement? If not, what type of documentation would be enough?
QUESTION 3:
Considering that burst test cannot be implemented as part of the manufacturing process, is there
any requirement to test a given sampling rate at 1.5 times the test pressure of the pressure
receptacle? If yes how the sampling rate is established to meet the requirement?

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/74166/200029.pdf>
- Source ID: `phmsa`
- SHA-256: `355ad1ac649d598858e9d9a92545f6a127bcfa7f005f92c0f0f111b20bf0579c`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-22T14:23:54.834Z
- Document slug: `phmsa-interpretation-20-0029`

### Source metadata

```json
{
  "materialSubtype": "interpretation",
  "interpretationArea": "hazardous_materials",
  "representation": "full_text_from_official_pdf",
  "companies": [
    "Johnson Controls"
  ],
  "individuals": [
    "Oliver Sánchez Muñoz"
  ],
  "refIds": [
    "20-0029"
  ],
  "catalogDates": [
    "2020-07-30"
  ],
  "catalogParts": [
    178
  ],
  "catalogRowCount": 1,
  "sourceRecordUrls": [
    "https://www.phmsa.dot.gov/node/72296"
  ],
  "linkedAttachmentUrls": [],
  "unavailableResponseUrls": [],
  "duplicateRepresentationUrls": [],
  "citedSections": [
    "178.71",
    "178.71(d)(1)"
  ],
  "catalogPageUrls": [
    "https://www.phmsa.dot.gov/regulations/title49/section/17871"
  ],
  "pdfUrls": [
    "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/74166/200029.pdf"
  ],
  "representations": [
    {
      "viewUrl": "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/74166/200029.pdf",
      "detailUrl": null,
      "detailHtmlPath": null,
      "pdfUrl": "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/74166/200029.pdf",
      "pdfArtifactPath": "data/sources/phmsa-interpretations/20-0029-52d9442733.pdf",
      "pdfArtifactSha256": "fb329ba2b2d047a517c59c8bec17ee4d1b61fe63e561b9b97624dc632fd948dd",
      "extractedTextPath": "data/sources/phmsa-interpretations/20-0029-52d9442733.v2.txt",
      "extractedTextSha256": "e0c8ccf9c074c268af54ff9cfc83a482d52b1b7db011321447d4bde5e38e8507",
      "pageCount": 3,
      "extractionVersion": 2
    }
  ],
  "caveat": "Interpretations apply regulations to the facts presented and do not create independently enforceable requirements.",
  "jurisdiction": "US"
}
```
