# Port of Portland — Hazardous Materials Safety Interpretation

**Citation:** 20-0055  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2021-02-19

20-0055 response to Port of Portland concerning 172.704.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
February 19, 2021
Geoff Owen
Director, Marine Operations
Port of Portland
7200 NE Airport Way
Portland, OR 97208
Reference No. 20-0055
Dear Mr. Owen:
This letter is in response to your July 31, 2020 request for clarification regarding the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to the definition of the
“hazmat employer” at the Port of Portland (“the Port”). In your letter, you reference ongoing
discussions between the Port, the state of Oregon, and federal agencies regarding the Port’s
responsibility for training and recordkeeping of personnel that load and unload hazardous
materials (hazmat) cargoes.
In your letter, you seek clarification as to who is the “hazmat employer” responsible for training
and recordkeeping for those who load and unload hazmat cargoes at Terminal 6. According to
the information you provided, the Port contracts with third parties for maintenance of the
cranes, cargo handling equipment, and the provision of loading and unloading services at
Terminal 6 of the Port facility. Vessel and rail carriers may also contract with the Port and
arrange for these third parties to provide cargo handling services. In such cases, the third parties
act on behalf of the carriers to perform functions that are subject to the HMR. You also
indicated that vessel and rail carriers can work (contract) directly with the third parties
providing cargo handling services, contract with a different third party (e.g., a stevedore) of
their choosing, enter a collective bargaining agreement with a labor union representing dock
workers, and/or employ labor directly for cargo handling services. You stated that no Port
employees are engaged in the loading or unloading of hazmat cargoes, packing hazmat in
containers, preparing labels or shipping papers or any other pre-transportation functions
described under the HMR. Additionally, you explained that the Port does not engage in the
direct selection, hiring, supervising, or directing of personnel handling hazmat.
Please note that our response below is limited to the scope of the HMR and the specific
circumstances identified in your letter. Additionally, this response does not relieve the Port
from the applicability of the HMR for other hazmat functions it may perform or functions
performed in association with other federal requirements, such as the Port’s obligations under
33 CFR Part 126. These include, but are not limited to, those responsibilities and requirements

<<<PAGE 2>>>

the Port must observe and fulfill as the holder of a general permit for handling dangerous cargo
under 33 CFR § 126.27.
In accordance with the HMR, any person who performs a hazmat function subject to the HMR is
responsible for complying with the requirements of the HMR applicable to performance of that
function. Based on the information provided in your letter, third parties providing hazmat cargo
handling services are responsible for complying with the training and recordkeeping
requirements of § 172.704 as “hazmat employers.” It is noted, however, that the Port may be
held responsible for non-compliance with the HMR at its facilities as a holder of the general
permit under 33 CFR § 126.27. The degree of regulatory liability is determined on a case-by-
case basis, and is dependent on the facts of the specific situation.
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
Dirk Der Kinderen
Chief, Standards Development Branch
Standards and Rulemaking Division

<<<PAGE 3>>>

Baker
20-0055
From: Foster, Glenn (PHMSA)
To: Dodd, Alice (PHMSA)
Cc: DerKinderen, Dirk (PHMSA); Kelley, Shane (PHMSA); Nickels, Matthew (PHMSA)
Subject: FW: 2020-07-31 Request for Guidance Letter from The Port of Portland
Date: Friday, July 31, 2020 2:46:21 PM
Attachments: 2020-07-31 Request for Guidance from PHMSA - T6 HMR - Final.pdf
Alice,
Please have the attached checked in and assigned to the next Specialist in the rotation. Please
include Shane’s below instructions when you send the assignment of the Interp email to the
Specialist and again in the narrative section of the Interp record in FMP.
Thanks,
Glenn
From: Kelley, Shane (PHMSA)
Sent: Friday, July 31, 2020 2:38 PM
To: Foster, Glenn (PHMSA) <Glenn.Foster@dot.gov>; DerKinderen, Dirk (PHMSA)
<Dirk.DerKinderen@dot.gov>
Cc: Nickels, Matthew (PHMSA) <Matthew.Nickels@dot.gov>
Subject: Fwd: 2020-07-31 Request for Guidance Letter from The Port of Portland
Please have this logged and let’s coordinate directly with Christina as we move ahead. Flag this one
for Director review please.
Thanks
Get Outlook for iOS
From: Tackett, Christina (PHMSA) <christina.tackett@dot.gov>
Sent: Friday, July 31, 2020 2:33 PM
To: Kelley, Shane (PHMSA)
Subject: FW: 2020-07-31 Request for Guidance Letter from The Port of Portland
Christina L. Tacket
Assistant Chief Counsel, Office of Chief Counsel
United States Department of Transportation
Pipeline and Hazardous Materials Safety Administration
1200 New Jersey Avenue, S.E., Washington, D.C. 20590
Office: 202.366.8570 ◊ Mobile: 202.807.8824
PHMSA Home | LinkedIn | Twitter | HAZMAT | OPS
PRIVILEGED & CONFIDENTIAL: This e-mail, including any attachments, is confidential, intended only for

<<<PAGE 4>>>

the named recipient(s) above and may contain information that is privileged, confidential, attorney work product
or otherwise legally protected. If you have received this message in error, or are not the named recipient(s), please
immediately notify me and permanently delete this e-mail message and any attachments from your workstation
and/or network mail system.
From: Wonnacott, Terri [mailto:Terri.Wonnacott@portofportland.com]
Sent: Friday, July 31, 2020 2:21 PM
To: Tackett, Christina (PHMSA) <christina.tackett@dot.gov>; Jeremy.C.Smith@uscg.mil; Frank,
Jeffrey (FRA) <jeffrey.frank@dot.gov>; Hubbell, Raymond (FRA)
<Raymond.k.hubbell@odot.state.or.us>; Whitley, Earl (PHMSA) <earl.whitley@dot.gov>;
tmccarthy@harborindustrial.com; mfudurich@harborindustrial.com; JHunter@perkinscoie.com
Cc: Orf, Nathan <Nathan.Orf@portofportland.com>; Pippenger, Dan
<Dan.Pippenger@portofportland.com>; Owen, Geoff <Geoff.Owen@portofportland.com>; Akre,
John <John.Akre@portofportland.com>
Subject: 2020-07-31 Request for Guidance Letter from The Port of Portland
CAUTION: This email originated from outside of the Department of Transportation (DOT). Do not click on links or
open attachments unless you recognize the sender and know the content is safe.
Attached is a letter I’m sending on Geoff Owen’s behalf. Please let me know if I can do
anything else.
Thank you,
Terri L. Wonnacott
Legal Assistant III
Legal Division – PDX
(503) 415-6194
terri.wonnacott@portofportland.com
www.portofportland.com
The information contained in this e-mail message may be privileged, confidential and protected from
disclosure. If you are not the intended recipient, any dissemination, distribution or copying is strictly
prohibited. If you think that you have received this e-mail in error, please e-mail the sender at
terri.wonnacott@portofportland.com.
Please consider the environment before printing this email.

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/74751/200055.pdf>
- Source ID: `phmsa`
- SHA-256: `4f8067c81783cb6595ee3e88b70df1eb524c0a8159de000d6f74e2ced8dbae5a`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T07:48:12.078Z
- Document slug: `phmsa-interpretation-20-0055`

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