# Air-Conditioning, Heating, and Refrigeration Institute (AHRI) — Hazardous Materials Safety Interpretation

**Citation:** 21-0011  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2021-04-13

21-0011 response to Air-Conditioning, Heating, and Refrigeration Institute (AHRI) concerning 173.307.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
April 13, 2021
Helen Walter-Terrinoni
VP Regulatory Affairs
Air-Conditioning, Heating, and Refrigeration Institute (AHRI)
2311 Wilson Boulevard Suite 400
Arlington, VA 22201
Reference No. 21-0011
Dear Ms. Walter-Terrinoni:
This letter is in response to your February 4, 2021, email requesting clarification of the
Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to exceptions for
compressed gases in refrigerating machines and their components. Specifically, you ask
questions regarding the exceptions provided in §§ 173.307(a)(4)(iii) and (v).
We have paraphrased and answered your questions as follows:
Q1. You ask whether the exception provided in § 173.307(a)(4)(iii) would apply to
refrigerating machines containing 12 kg or less of a flammable, non-toxic liquefied gas,
such as “UN3252, Difluoromethane, 2.1” or “UN3161, Liquefied gas, flammable, n.o.s.,
2.1,” so long as such units are not offered or transported by air.
A1. The answer is yes. Refrigerating machines and components thereof, containing 12 kg or
less of a flammable, non-toxic gas, including a liquefied gas, are not subject to the
requirements of the HMR provided they are not offered or transported by aircraft.
Q2. You ask whether the exception provided in § 173.307(a)(4)(v) would apply to
refrigerating machines containing 100 g or less of a flammable, non-toxic liquefied gas,
such as “UN3252, Difluoromethane, 2.1” or “UN3161, Liquefied gas, flammable, n.o.s.,
2.1,
” regardless of the mode of transportation.

<<<PAGE 2>>>

A2. The answer is yes. Refrigerating machines and components thereof, containing 100 g or
less of a flammable, non-toxic liquefied gas, are not subject to the requirements of the
HMR, regardless of the mode of transportation.
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
Dirk Der Kinderen
Chief, Standards Development Branch
Standards and Rulemaking Division

<<<PAGE 3>>>

Patrick
21-0011
From: INFOCNTR (PHMSA)
To: Subject: Date: Attachments: Dodd, Alice (PHMSA); Hazmat Interps
FW: AHRI Request for PHMCSA Letter of Interpretation
Friday, February 5, 2021 1:56:22 PM
AHRI Request for PHMSA Letter of Interpretation CFR 49 173.pdf
image002.png
image004.png
Good afternoon Alice,
Please see the attached request for a letter of interpretation. Please contact our office with any
questions.
Thank you,
Sarah (HMIC)
From: Kelley, Shane (PHMSA)
Sent: Thursday, February 4, 2021 12:03 PM
To: INFOCNTR (PHMSA) <INFOCNTR.INFOCNTR@dot.gov>; Dodd, Alice (PHMSA)
<Alice.Dodd@dot.gov>
Cc: DerKinderen, Dirk (PHMSA) <Dirk.DerKinderen@dot.gov>; Foster, Glenn (PHMSA)
<Glenn.Foster@dot.gov>; Nickels, Matthew (PHMSA) <Matthew.Nickels@dot.gov>; Constantino,
Lindsey (PHMSA) <l.constantino@dot.gov>; Pfund, Duane (PHMSA) <Duane.Pfund@dot.gov>
Subject: FW: AHRI Request for PHMCSA Letter of Interpretation
Folks.
Please process as a formal interp request.
Management Team – let me know who is assigned please, and include me in the concurrence chain.
Let’s include our international team on this one as well please. Thank you
From: Walter-Terrinoni, Helen <HWalter-Terrinoni@ahrinet.org>
Sent: Thursday, February 04, 2021 11:47 AM
To: Constantino, Lindsey (PHMSA) <l.constantino@dot.gov>
Cc: Kelley, Shane (PHMSA) <shane.kelley@dot.gov>; Koban, Mary <MKoban@ahrinet.org>; Carpizo,
Marie <MCarpizo@ahrinet.org>; Maureen Beatty (mbeatty@refrigerants.com)
<mbeatty@refrigerants.com>
Subject: AHRI Request for PHMCSA Letter of Interpretation
CAUTION: This email originated from outside of the Department of Transportation (DOT). Do not click on links or
open attachments unless you recognize the sender and know the content is safe.
Shane (PHMSA) <shane.kelley@dot.gov>
Constantino, Lindsey (PHMSA) <l.constantino@dot.gov>
Dear Lindsey,

<<<PAGE 4>>>

Thank-you for taking the time to discuss our questions regarding a potential request for a letter of
interpretation late last year. Please see our request attached to this email. We look forward to
continuing to work with you on this question.
Please contact me if you have any questions.
I hope that you and your family are doing well.
Best Regards,
Helen
Helen Walter-Terrinoni
Air Conditioning, Heating, and Refrigeration Institute (AHRI)
VP Regulatory Affairs
302-598-4608
Hwalter-terrinoni@ahrinet.org

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/74901/210011.pdf>
- Source ID: `phmsa`
- SHA-256: `5a403f50fa0e5433692d7aa210f98de702c8f9d120c4c0344da87fafd04a173d`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T23:45:41.146Z
- Document slug: `phmsa-interpretation-21-0011`

### Source metadata

```json
{
  "materialSubtype": "interpretation",
  "interpretationArea": "hazardous_materials",
  "representation": "full_text_from_official_pdf",
  "companies": [
    "Air-Conditioning, Heating, and Refrigeration Institute (AHRI)"
  ],
  "individuals": [
    "Helen Walter-Terrinoni"
  ],
  "refIds": [
    "21-0011"
  ],
  "catalogDates": [
    "2021-04-13"
  ],
  "catalogParts": [
    173
  ],
  "catalogRowCount": 1,
  "sourceRecordUrls": [
    "https://www.phmsa.dot.gov/node/72596"
  ],
  "linkedAttachmentUrls": [],
  "unavailableResponseUrls": [],
  "duplicateRepresentationUrls": [],
  "citedSections": [
    "173.307",
    "173.307(a)(4)(iii)"
  ],
  "catalogPageUrls": [
    "https://www.phmsa.dot.gov/regulations/title49/section/173307"
  ],
  "pdfUrls": [
    "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/74901/210011.pdf"
  ],
  "representations": [
    {
      "viewUrl": "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/74901/210011.pdf",
      "detailUrl": null,
      "detailHtmlPath": null,
      "pdfUrl": "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/74901/210011.pdf",
      "pdfArtifactPath": "data/sources/phmsa-interpretations/21-0011-47f670f70a.pdf",
      "pdfArtifactSha256": "f60d78d2e1fd14ea257bdf85a2e5862f4dc5d584ac1ac7e6db6ec48608bbe618",
      "extractedTextPath": "data/sources/phmsa-interpretations/21-0011-47f670f70a.v2.txt",
      "extractedTextSha256": "285fe2ca69d904a8d7b7086b64248a88fccf49401f860a6e953b2be0269909ff",
      "pageCount": 4,
      "extractionVersion": 2
    }
  ],
  "caveat": "Interpretations apply regulations to the facts presented and do not create independently enforceable requirements.",
  "jurisdiction": "US"
}
```
