# Tank Car Safety — Hazardous Materials Safety Interpretation

**Citation:** 21-0039  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2021-07-19

21-0039 response to Tank Car Safety concerning 179.24, 179.5, 179.6, 180.503.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
July 19, 2021
Mr. Kenneth Dorsey
Executive Director of Tank Car Safety
425 3rd St SW
Washington, DC 20024
Reference No. 21-0039
Dear Mr. Dorsey:
This is in response to your April 13, 2021, letter requesting clarification of the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to identification plates on rail
tank cars. Your questions are paraphrased and answered below.
Q1: You seek clarification as to which modifications to a rail tank car would require the use
of a variable identification plate as described in § 179.24(a)(3) of the HMR. Specifically,
you ask whether the term “modification” as referenced in § 179.24(a)(3) is intended to
have the identical meaning as the term “modification” as defined in § 180.503.
A1: The answer is no. Section 180.503 defines a “modification” as “any change to a tank car
that affects the certificate of construction prescribed in § 179.5, including an alteration
prescribed in § 179.6, or conversion.” Section 179.24(a)(3) states that when a
modification to the tank changes any of the information shown in paragraph (a)(2) of
§ 179.24, the car owner or the tank car facility making the modification must install an
additional variable identification plate on the tank in accordance with § 179.24(a)(1) and
stamp, emboss, or otherwise mark the information identified in § 179.24(a)(3)(i)-(ii).
Therefore, it is the opinion of this Office that a modification as described in § 180.503
would not always necessitate a modification as described in § 179.24(a)(3).
Q2: You seek confirmation that the tank car’s identification plate required in § 179.24(a)(2) is
used to indicate the configuration of the tank car at the time it entered service and that the
additional variable identification plate required in § 179.24(a)(3) is used to record
changes to that tank car’s original configuration.
A2: Your understanding is correct.

<<<PAGE 2>>>

Finally, your letter notes that § 179.24(a)(3) establishes that an additional variable identification
plate must show—among other requirements—all of the items in § 179.24(a)(2) that were
modified. In addition, § 179.24(a)(2)(iv) requires the original identification plate include the
“specification to which the tank was built from line 7 of Association of American Railroads
(AAR) Form 4-2.” However, you note that a modification that would trigger a change to a tank
car’s Department of Transportation (DOT) specification occurs through AAR-established
processes by way of change to the stencil specification in line 8 of the AAR Form 4-2, not line 7
as referenced in § 179.24(a)(2)(iv). You add that the information required in § 179.24(a)(2)(iv)
will never change on an AAR Form 4-2. PHMSA appreciates AAR bringing this information to
our attention and will take your comments into consideration.
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
T. Glenn Foster
Chief, Regulatory Review and Reinvention Branch
Standards and Rulemaking Division

<<<PAGE 3>>>

Andrews
21-0039
From: Kelley, Shane (PHMSA)
To: INFOCNTR (PHMSA); Hazmat Interps; Foster, Glenn (PHMSA); DerKinderen, Dirk (PHMSA); Nickels, Matthew
(PHMSA); Ballengee, Lily (PHMSA); Patrick, Eamonn (PHMSA)
Subject: Fwd: Request
Date: Tuesday, April 13, 2021 10:23:39 AM
Attachments: Request for Interp 4-9.doc
For processing as an interp. Thanks
From: Dorsey, Ken <kdorsey@aar.org>
Sent: Tuesday, April 13, 2021 10:18:20 AM
To: Kelley, Shane (PHMSA) <shane.kelley@dot.gov>
Cc: St. Peter, Joseph <Jstpeter@aar.org>
Subject: Request
CAUTION: This email originated from outside of the Department of Transportation (DOT). Do not click on links or
open attachments unless you recognize the sender and know the content is safe.
Mr. Kelley
Please find the attached request for interpretation regarding 49 C.F.R. 179.24.
Kenneth Dorsey
Executive Director of Tank Car Safety
425 3rd
St SW
Washinton DC 20024
202-639-2262

<<<PAGE 4>>>

ASSOCIATION OF
AMERICAN RAILROADS
Andrews
21-0039
Safety and Operations
Kenneth B. Dorsey
Executive Director - Tank Car Safety
4/13/2021
Mr. Shane C. Kelley
Director, Office of Standards and Rulemaking Office of Hazardous Materials Safety
Pipeline and Hazardous Materials Safety Administration
United States Department of Transportation
1200 New Jersey Avenue SE East Building, PHH-10
Washington, DC 20590-0001
Subject: Request for Interpretation 49 C.F.R. § 179.24
Dear Mr. Kelley:
AAR is requesting an interpretation of the requirements of 49 C.F.R. § 179.24(a)(3). First, AAR is requesting
guidance on DOT’s intent the intent regarding the additional variable identification plate contemplated by that
section, and what “modifications” would require use of a variable identification plates. We are requesting
confirmation that term “modification” in § 179.24(a)(3) is intended to have the same meaning as the definition of
that term at 49 C.F.R. § 180.503, which states that a “modification” means “
. . . any change to a tank car that
affects the certificate of construction prescribed in §179.5, including an alteration prescribed in §179.6, or
conversion.”
Next, AAR would like confirmation of its understanding that a tank car’s identification plate under § 179.24(a)(2)
would indicate the configuration of the tank car at the time it entered service, and that the additional variable
identification plate required § 179.24(a)(3) should be used to record changes to that tank car’s original
configuration. AAR’s understanding is that the additional identification plate would be used to provide
information that would be of use to responders or anyone else that needed to know the features of the tank car
tank.
Finally, §179.24(a)(3) establishes that an additional variable identification plate must show, among other
requirements, “[a]ll items in paragraph (a)(2) of this section that were modified . . . .” Section
179.24(a)(2)(iv) describes that the “specification to which the tank was built from line 7 of AAR form 4-
2.“ is one of the items that must be included on the original identification plate. AAR notes here,
however, that a modification that would trigger a change to a tank car’s DOT specification occurs
through AAR-established processes by way of change to the Stencil Specification in line 8 of the AAR
Form 4-2, not the line 7 referenced in §179.24(a)(2)(iv). Further, the information contemplated in §
179.24(a)(2)(iv) will never change on an AAR Form 4-2.
Thank you for your consideration in this matter, and please contact me if you have any questions
regarding this request.

<<<PAGE 5>>>

Respectfully Submitted,
K.B. Dorsey
Safety and Operations
425 3rd Street, SW Suite 1000, Washington, D.C. 20024
Phone (202) 639-2262; FAX (202) 639-2930; e-mail kdorsey@aar.org

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/75671/210039.pdf>
- Source ID: `phmsa`
- SHA-256: `5ce9a16f3f0b5e15a4a77d379b05e4cd3bfca114b6106edb5c989c537e100f93`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-22T18:46:53.466Z
- Document slug: `phmsa-interpretation-21-0039`

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