# National Institute of Standards and Technology — Hazardous Materials Safety Interpretation

**Citation:** 21-0087  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 2021-12-08

21-0087 response to National Institute of Standards and Technology concerning 172.203, 173.435.

## Document text

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, DC 20590
December 8, 2021
Mr. Larry Lucas
National Institute of Standards and Technology
Radiation Physics Division
100 Bureau Drive, Stop 8462
Gaithersburg, MD 20899
Reference No. 21-0087
Dear Mr. Lucas:
This letter is in response to your August 24, 2021, letter requesting clarification of the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to shipping paper requirements
for radioactive materials. In your letter, you note that the “Symbol of radionuclide” column
of the § 173.435 Table of A1 and A2 values of radionuclides sometimes includes additional
information in parenthesis. As an example of this additional information, you cite “U-232 (slow
lung absorption).” Specifically, you ask whether the additional information in
parenthesis is required to be included on a shipping paper in accordance with § 172.203(d).
The answer is no. As required by § 172.203(d)(1), the description for a shipment of a Class 7
(radioactive) material must include the name of each radionuclide in the Class 7 (radioactive)
material that is listed in § 173.435. Based on the example you provided in your letter, it is the
opinion of this Office that the additional information in the parenthesis (i.e., slow lung
absorption) is not considered part of the radionuclide name (i.e., Uranium or 232U) and therefore,
is not required to be indicated on the shipping paper.
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
Chief, Regulatory Review and Reinvention Branch
Standards and Rulemaking Division

<<<PAGE 2>>>

Wollcott
From: INFOCNTR (PHMSA)
To: Subject: Date: Dodd, Alice (PHMSA); Hazmat Interps
FW: Request for a Letter of Interpretation
Wednesday, August 25, 2021 3:53:16 PM
Attachments: DOT LOI request.docx
21-0087
Good afternoon Alice,
Please see the attached request for a letter of interpretation. The requestor’s contact information
can be found in his request.
Please contact our office with any questions.
Thank you,
Sarah (HMIC)
From: Lucas, Larry L. Dr. (Fed) <larry.lucas@nist.gov>
Sent: Tuesday, August 24, 2021 9:51 PM
To: INFOCNTR (PHMSA) <INFOCNTR.INFOCNTR@dot.gov>
Subject: Request for a Letter of Interpretation
CAUTION: This email originated from outside of the Department of Transportation (DOT). Do not click on links or
open attachments unless you recognize the sender and know the content is safe.
24 August 2021
Hi. Please see the attachment.
Thank you,
Larry Lucas
National Institute of Standards and Technology
Radiation Physics Division
100 Bureau Drive, Stop 8462
Gaithersburg, MD 20899-8462

<<<PAGE 3>>>

24 August 2021
My name is Larry Lucas. Part of my job is to assist with the shipment of Radioactive Materials. In doing
that job, an ambiguity in the DOT requirements for the shipping paperwork has come up. I request a
Letter of Interpretation to clarify the requirements.
One of the entries required on the shipping paperwork for Radioactive Material is given in 172.203:
49 CFR 172.203 Additional description requirements.
(d) Radioactive material. The description for a shipment of a Class 7 (radioactive) material must include
the following additional entries as appropriate:
(1) The name of each radionuclide in the Class 7 (radioactive) material that is listed in 173.435
of this subchapter. For . . . . .
The ‘Symbol of radionuclide’ as shown in Table 173.435 sometimes has additional information included
in parentheses. For example, there are three entries given for U-232.
U-232 (fast lung absorption)
U-232 (medium lung absorption)
U-232 (slow lung absorption)
Is the additional information included in parentheses a part of ‘the name of each radionuclide’?
It would appear that it is intended to be, since each of the entries has a different A2 value.
If so, then there are three different ‘Symbol of radionuclide’ for U-232, depending upon the lung
absorption.
The question came up because of a shipment of U-232 that was rejected by a new inspector. The
discussion raised the question of what the DOT intention is. One argument is that the additional
information is essential to the proper determination of the hazard of the radioactive material, as
evidenced by the fact that each entry has a different A2 value. Thus, the additional information is a part
of the ‘name of the radionuclide’ and must be shown as such on the shipping paperwork. (But
presumably is not required on the Class 7 label.) Others argue that they have been shipping uranium for
years without the additional information in parentheses and the issue has never come up. (But, of
course, there is always a first time.)
My perspective is that the additional information is intended to be a part of the ‘name of each
radionuclide’. If so, I request that there be a statement of some sort with Table 173.435 that says the
additional information in parentheses is part of the ‘name of each radionuclide’ and is to be shown on
the shipping paperwork as such.
Best regards,,
Larry Lucas
National Institute of Standards and Technology
Radiation Physics Division
100 Bureau Drive, Stop 8462
Gaithersburg, MD 20899-8462
Telephone: 1-301-975-5533
email: larry.lucas@nist.gov

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/76136/210087.pdf>
- Source ID: `phmsa`
- SHA-256: `a38182218df1dd603a52243595a0fe665bf49d02f88cf0765a58aa01f643fbfc`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-22T19:26:02.054Z
- Document slug: `phmsa-interpretation-21-0087`

### Source metadata

```json
{
  "materialSubtype": "interpretation",
  "interpretationArea": "hazardous_materials",
  "representation": "full_text_from_official_pdf",
  "companies": [
    "National Institute of Standards and Technology"
  ],
  "individuals": [
    "Mr. Larry Lucas"
  ],
  "refIds": [
    "21-0087"
  ],
  "catalogDates": [
    "2021-12-08"
  ],
  "catalogParts": [
    172,
    173
  ],
  "catalogRowCount": 2,
  "sourceRecordUrls": [
    "https://www.phmsa.dot.gov/node/73046"
  ],
  "linkedAttachmentUrls": [],
  "unavailableResponseUrls": [],
  "duplicateRepresentationUrls": [],
  "citedSections": [
    "172.203",
    "172.203(d)",
    "173.435"
  ],
  "catalogPageUrls": [
    "https://www.phmsa.dot.gov/regulations/title49/section/172203",
    "https://www.phmsa.dot.gov/regulations/title49/section/173435"
  ],
  "pdfUrls": [
    "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/76136/210087.pdf"
  ],
  "representations": [
    {
      "viewUrl": "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/76136/210087.pdf",
      "detailUrl": null,
      "detailHtmlPath": null,
      "pdfUrl": "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/standards-rulemaking/hazmat/interpretations/76136/210087.pdf",
      "pdfArtifactPath": "data/sources/phmsa-interpretations/21-0087-43812d99c1.pdf",
      "pdfArtifactSha256": "bf28d107ffc952b353569971238560848c9da2f834b23f5d07798b4ef93fd4f3",
      "extractedTextPath": "data/sources/phmsa-interpretations/21-0087-43812d99c1.v2.txt",
      "extractedTextSha256": "703305616bc56228291f7ee6765478044f672e42bd8add07e1c2626bfbd14a31",
      "pageCount": 3,
      "extractionVersion": 2
    }
  ],
  "caveat": "Interpretations apply regulations to the facts presented and do not create independently enforceable requirements.",
  "jurisdiction": "US"
}
```
