# Bayer Corporation — Hazardous Materials Safety Interpretation

**Citation:** 98-0260  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 1998-10-27

98-0260 response to Bayer Corporation concerning 173.30.

## Document text

<<<PAGE 1>>>

4. -
of Transportation
U.S.Department
400 Seventh Street, S.W.
Research and
Washington, D.C. 20590
...:..._.
Administration
Special Programs
OCT 27 1998
Mr. Robert C. Blake
Materials Management Distribution Safety
and Regulatory Affairs
Ref. No. 98-0260
100 Baver Road
Bayer Corporation
Pittsburgh, PA 15205-9741
Dear Mr. Blake:
This is in response to your letter dated August 28, 1998, requesting clarification of responsibility for
loading and unloading packages of hazardous materials under the Hazardous Materials Regulations
(HIMR; 49 CFR Parts 171-180).
It is the carrier's responsibility to comply with loading and unloading requirements. However, it is
possible for shippers to conduct functions of a carrier, such as loading a vehicle trailer. In the event a
shipper conducts or participates in the loading process of a hazardous material onto a transport vehicle,
they must comply, as does the carrier, with applicable requirements of the HMIR (§ 173.30).
I hope this satisfies your inquiry. If this office can be of further assistance, please contact us.
Sincerely,
Vil Hilli
Delmer F. Billings
Chief, Standards Development
Office of Hazardous Materials Standards

<<<PAGE 2>>>

Bayer
(BATER
...
100 Bayer Road
Bayer Corporation
Phone: 412 777-2000
Pittsburgh, PA 15205-9741
August 28, 1998
nelson
173,30
Mr. Edward Mazzullo, Director
Office of Hazardous Materials Standards
Research and Special Programs Administration
U.S. Department of Transportation
DHM-10
400 7* Street, S.W
Washington, DC 20590-0001
Dear Mr. Mazzullo:
I have been requested to seek a formal interpretation for 49CFR 173.20 "Shippers-
General Requirements for Shipments of Packages" and 49CFR 177.834 "General
Requirements for Loading and Unloading".
Bayer Corporation contends that Section 173.30 is merely a general duty statement
requiring shippers performing loading and unloading functions to reference the specific
modal regulations (174-177). Section 177.800 identifies the specific loading and
unloading responsibilities of the parties involved in these processes. These two specific
regulations, havecreated an internal argument as to who is responsible for the securement
To determine this responsibility reference is made to paragraph 177.800(b) titled
"Responsibility for Compliance", This paragraph states, "Unless this subchapter
specifically provides that another person shall perform a particular duty, each carrier,
including connecting carrier, shall porform the duties specified and comply with all
applicable requirements in this part ...". Furthermore, carrier is defined in Section 171.8
as meaning " a person engaged in transportation of passengers or property". Bayer
Corporation does not meet the definition of a carrier. Therefore, as paragraph 177.834(a)
does not make any specific requirements of a shipper, the carrier then becomes the
responsible party for compliance with this paragraph as outlined in paragraph 177.800(b).
Our question concerns who is really responsible for the freight's securement. At Bayer's
shipping locations, we assist the carrier during the loading process by placing 55 gallon
drums, containing hazardous materials, inside of their trailers. In our carrier contracts we
hold them responsible for the proper securement of all freight tendered. However,
zíza

<<<PAGE 3>>>

recently a carrier has challenged our contract stating that Bayer Corporation is
esponsible for securement (blocking and bracing) as we are performing a carrier functio
nder section 173.30. It is Bayer Corporation's opinion that as we are not performing i
function as defined in section 171.8, "Carrier". We therefore, are not performing a carrier
function. Therefore, it is the carrier's responsibility to assure the tendered shipment is
properly secured by blocking and bracing according to the HMR.
Would you please advise me as to whose interpretation is correct, Bayer Corporation or
the carrier?
Your expedient response to this inquiry would be appreciated. We are having a
•
meeting with this carrier on September 11, 1998 and wish to finalize this disagreement
during the scheduled meeting. Your response can be faxed to 412-777-2946 or by mailing
it to the above address. Should you have any questions I can be reached at 800-662-2927
extension 2140.
Sincerely,
PC Alek
•
Robert C.
ike, Manager
Materials Management Distribution Safety & Regulatory Affairs
100
-

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/1998/980260.pdf>
- Source ID: `phmsa`
- SHA-256: `1913db2939f42ce4b75821c41628c98fd2f92ff781b0369124f1b1687e0ff86e`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-22T21:55:42.598Z
- Document slug: `phmsa-interpretation-98-0260`

### Source metadata

```json
{
  "materialSubtype": "interpretation",
  "interpretationArea": "hazardous_materials",
  "representation": "full_text_from_official_pdf",
  "companies": [
    "Bayer Corporation"
  ],
  "individuals": [
    "Mr. Robert C. Blake"
  ],
  "refIds": [
    "98-0260"
  ],
  "catalogDates": [
    "1998-10-27"
  ],
  "catalogParts": [
    173
  ],
  "catalogRowCount": 1,
  "sourceRecordUrls": [
    "https://www.phmsa.dot.gov/node/44191"
  ],
  "linkedAttachmentUrls": [],
  "unavailableResponseUrls": [],
  "duplicateRepresentationUrls": [],
  "citedSections": [
    "173.30",
    "173.20",
    "177.834",
    "177.800",
    "171.8"
  ],
  "catalogPageUrls": [
    "https://www.phmsa.dot.gov/regulations/title49/section/17330"
  ],
  "pdfUrls": [
    "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/1998/980260.pdf"
  ],
  "representations": [
    {
      "viewUrl": "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/1998/980260.pdf",
      "detailUrl": null,
      "detailHtmlPath": null,
      "pdfUrl": "https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/1998/980260.pdf",
      "pdfArtifactPath": "data/sources/phmsa-interpretations/98-0260-5ceebe5359.pdf",
      "pdfArtifactSha256": "61f7593586e15c0acdb67fe928ba821c679d4a5b95d43626dc7abf9961126123",
      "extractedTextPath": "data/sources/phmsa-interpretations/98-0260-5ceebe5359.v2.txt",
      "extractedTextSha256": "6cad50eeef467cd0ef6b6445b5d13cda67be99a85d230d1ec7c053522c1b2d2e",
      "pageCount": 3,
      "extractionVersion": 2
    }
  ],
  "caveat": "Interpretations apply regulations to the facts presented and do not create independently enforceable requirements.",
  "jurisdiction": "US"
}
```
