# Levine-Fricke — Hazardous Materials Safety Interpretation

**Citation:** 98-0371  
**Type / status:** guidance / guidance  
**Agency:** Pipeline and Hazardous Materials Safety Administration  
**Effective:** Not stated  
**Published:** 1999-08-04

98-0371 response to Levine-Fricke concerning 173.6.

## Document text

<<<PAGE 1>>>

U.S. Department
400 Seventh Street, S.W.
of Transportation
Washington, D.C.
20590
Research and
Special Programs
Administration
AUG 4 1999
Mr. Thomas J. Dolce, P.E.
Ref. No. 98-0371
Principal Engineer
Levine-Fricke
3670 West Shore Road
Warwick, RI 02886-5051
Dear Mr. Dolce:
This is in response to your letter dated December 10, 1998, regarding the use of the materials of
trade exception in 49 CFR 171.8 and 173.6. I am sorry for the delay and hope this has not
caused you any inconvenience.
In your letter you ask if different scenarios meet the definition of materials of trade (MOT) in
§ 171.8. You ask us to assume that the materials are transported over public roadways by private
company or employee owned vehicles and meet the type and quantity limitations, packaging and
hazard communication requirements of § 173.6. For ease of response, each of your scenarios are
paraphrased below:
Scenario One: A sample of a Class 3 paint, ink or similar liquid (which is used in the
company's manufacturing process) transported from Plant 1 to Plant 2 where it will undergo
quality control testing in a laboratory located in Plant 2.
Answer: One criteria for a MOT is that a hazardous material is transported by a private carrier in
direct support of its principal business which is not transportation by motor vehicle. Therefore, a
hazardous material transported between a company's facilities for purposes of quality control
testing meets the definition of MOT.
Scenario Two: A sample of a Class 3 paint, ink or similar liquid (which is used in the
company's manufacturing process) transported from one of the plants to an independent outside
laboratory (not owned or affiliated with the subject company for testing.
Answer: See response to one.
Scenario Three: A container of a Class 3 paint, ink or similar liquid (which is used in the
company's manufacturing process) transported from Plant 1 to Plant 2 for use either in trial or
actual manufacturing operations conducted in Plant 2.
980371

<<<PAGE 2>>>

Answer: See response to one.
Scenario Four: Gasoline (Class 3) shipped from Plant 1 to Plant 2 for use in lawn mowers,
immers and snowblowers. Also, please address the issue of a company employee transportin
asoline from a local filling station back to the plant for use as described above
Answer: Gasoline transported between a company's facilities, even when purchased at a local
filling station and transported back to a company's facility, for use in lawn movers, trimmers and
snowblowers meets the definition of MOT.
Scenario Five: A pesticide transported from Plant 1 (or the pesticide distributor's location) to
Plant 2 for use as a pest control agent at Plant 2 in an outdoor area used to test the company's
products.
Answer: Transportation of a pesticide by a company employee between a company's facilities,
or from a distributor's location to a company facility, for use as a pest control agent in an outdoor
area used to test a company's products meets the definition of MOT.
Scenario Six: The purchase of a Class 3 flammable liquid by a company employee from a local
hardware store and transportation to Plant 1 for use in Plant I's manufacturing operations.
Answer: Transportation of a hazardous material by a company employee from a local hardware
store to a company's facility for use in its manufacturing operations meets the definition of
MOT.
Scenario Seven: Do samples transported by salesman to various industrial/commercial
establishments meet the definition of materials of trade?
Answer: The transportation of hazardous materials by a salesman to various
industrial/commercial establishments meets the definition of MOT.
Sincerely,
The
-A. Cellar
omm
Thomas G. Allan
Acting Director
Office of Hazardous Materials Standards

<<<PAGE 3>>>

LLFR
LEVINE • FRICKE
December 10, 1998
Mr. Edward Mazzullo
Director OHMS
USDOT/RSPA
400 7" Street SW
Washington, D.C. 20590
FILE COPY
Re: Materials of Trade Exceptions
Dear Mr. Mazzullo:
1 have several questions regarding the applicability and use of the "Materials of Trade
Exceptions" in 49 CFR 171.8 and 173.6. I would appreciate your agency's review and
response to the following questions.
1. A manufacturing company operates several plants in different geographical locations
and routinely ships certain hazardous materials from one plant to another across public
roadways. Do the following materials meet the definition of materials of trade in
Section 171.8; specifically the third paragraph of the definition which includes
hazardous material carried "by a private motor carrier in direct support of a principal
business that is other than transportation by motor vehicle."
When answering the questions, please assume the materials are transported over public
roadways by private company or employee owned vehicles and meet the type and
quantity limitations of Sections 173.6 (a) and (d); the packaging provisions of Section
173.6 (b); and the communication requirements of Section 173.6 (c). Also assume that
the company does not wish to take advantage of the small quantity, limited quantity or
consumer commodity exceptions.
First Material - A sample of a Class 3 paint, ink or similar liquid (which is used in the
company's manufacturing process) transported from Plant 1 to Plant 2 where it will
undergo quality control testing in a laboratory located in Plant 2.
Second Material - A sample of a Class 3 paint, ink or similar liquid (which is used in
the company's manufacturing process) transported from one of the plants to an
independent outside laboratory (not owned or affiliated with the subject company for
testing.
Third Material - A container of a Class 3 paint, ink or similar liquid (which is used in
the company's manufacturing process) transported from Plant 1 to Plant 2 for use either
in trial or actual manufacturing operations conducted in Plant 2.
Fourth Material - Gasoline (Class 3) shipped from Plant 1 to Plant 2 for use in lawn
mowers, trimmers and snowblowers. Also, please address the issue of a company
3670 West Shore Road, Warwick, Rhode Island 02886-5051 • (401) 738-3887 • fax (401) 732-1686 • www.lfr.com
Offices Worldwide

<<<PAGE 4>>>

USDOT/RSPA
MR. EDWARD MAZZULLO
(2 LFR
December 10, 1998
Page 2
described above.
employee transporting gasoline from a local filling station back to the plant for use as
Fifth Material - A pesticide transported from Plant 1 (or the pesticide distributor's
location) to Plant 2 for use as a pest control agent at Plant 2 in an outdoor area used to
test the company's products.
Sixth Material - The purchase of a Class 3 flammable liquid by a company employee
from a local hardware store and transportation to Plant 1 for use in Plant l's
manufacturing operations.
2. A related question involves the transportation of samples of hazardous materials by
alespersons to various industrial/commercial establishments. Do these samples mee
he materials of trade definition
Your review and response to the above questions will be greatly appreciated. Please call
me at 401-738-3887 if you have any questions.
Sincerely,
Thomas J. Dolce, P.E.
Principal Engineer

## Provenance

- Official: Yes
- Source: <https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/1998/980371.pdf>
- Source ID: `phmsa`
- SHA-256: `663d4e12ce0391ec14a9eb4e67e1a9d2dd9d42ddb7d604b8dd2b82f65200948c`
- Retrieved: 2026-08-20T00:59:31.977Z
- Exported: 2026-08-23T05:12:58.504Z
- Document slug: `phmsa-interpretation-98-0371`

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