# DUKE ENERGY KENTUCKY - LIQUID — Warning Letter

- **operation:** document
- **citation:** CPF 220116009W
- **title:** DUKE ENERGY KENTUCKY - LIQUID — Warning Letter
- **source type:** enforcement
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** historical
- **official:** true
- **published on:** 2011-11-17
- **effective on:** Not available
- **summary:** CLOSED warning letter citing 195.505(b).
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-enforcement-220116009w.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-enforcement-220116009w.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-enforcement-220116009w
- **source url:** https://primis.phmsa.dot.gov/enforcement-data/case/220116009W
**body:**

Warning Letter involving DUKE ENERGY KENTUCKY - LIQUID. PHMSA's enforcement data identifies the cited regulation as 195.505(b). The case was opened on 2011-11-17 and is reported as closed as of 2011-11-17. Open the official case record for notices, responses, orders, and the latest status.

Official case documents:

220116009W_warning letter_11172011 _text.pdf: https://primis.phmsa.dot.gov/enforcement-documents/220116009W/220116009W_warning%20letter_11172011%20_text.pdf

220116009W_warning letter_11172011.pdf: https://primis.phmsa.dot.gov/enforcement-documents/220116009W/220116009W_warning%20letter_11172011.pdf

220116009W_warning letter_11172011 _text.pdf

WARNING LETTER
CERTIFIED MAIL - RETURN RECEIPT REQUESTED
November 17, 2011
Mr. Jim Mehring
Vice President of Gas Operations
Duke Energy Kentucky
139 East Fourth Street
Cincinnati, OH 45202
CPF 2-2011-6009W
Dear Mr. Mehring:
On July 25-29, 2011, a representative of the Pipeline and Hazardous Materials Safety
Administration (PHMSA) pursuant to Chapter 601 of 49 United States Code inspected the
Duke Energy Kentucky (Duke) liquefied propane gas (LPG) LP03 pipeline for operations and
maintenance in Florence, Kentucky.
As a result of the inspection, it appears that Duke has committed a probable violation of the
Pipeline Safety Regulations, Title 49, and Code of Federal Regulations. The item inspected
and the probable violation is as follows:
1. §195.505 Qualification program.
Each operator shall have and follow a written qualification program. The program
shall include provisions to:
…. (b) Ensure through evaluation that individuals performing covered tasks are
qualified;
The Duke LPG pipeline system has three cased pipeline crossings identified as casing
numbers 0023, 0039 and 0055. Monitoring of these cased pipeline crossings includes
taking casing-to-soil cathodic protection potential readings annually at these locations.
During the inspection Duke could not produce the operator qualification records for the
AMS employee who performed the monitoring on 11/9/09, 9/2/10, and 9/7/10.
After the inspection, Duke sent a follow-up response to the PHMSA Southern Region on
August 4, 2011, in which Duke confirmed that it could not locate the operator



qualification records for the AMS employee who took the casing-to-soil readings. He was
removed from the job and subsequently qualified on August 2, 2011.
Under 49 United States Code, § 60122, you are subject to a civil penalty not to exceed
$100,000 for each violation for each day the violation persists up to a maximum of
$1,000,000 for any related series of violations. We have reviewed the circumstances and
supporting documents involved in this case, and have decided not to conduct additional
enforcement action or penalty assessment proceedings at this time. We advise you to correct
the item identified in this letter. Failure to do so will result in Duke Energy Kentucky being
subject to additional enforcement action.
No reply to this letter is required. If you choose to reply, in your correspondence please refer
to CPF 2-2011-6009W. Be advised that all material you submit in response to this
enforcement action is subject to being made publicly available. If you believe that any
portion of your responsive material qualifies for confidential treatment under 5 U.S.C. 552(b),
along with the complete original document you must provide a second copy of the document
with the portions you believe qualify for confidential treatment redacted and an explanation of
why you believe the redacted information qualifies for confidential treatment under 5 U.S.C.
552(b).
Sincerely,
Wayne T. Lemoi
Director, Office of Pipeline Safety
PHMSA Southern Region
2

220116009W_warning letter_11172011.pdf

.S. Departme
f Transportatio
233 Peachtree Street Ste. 600
Atlanta, GA 30303
Pipeline and
Hazardous Materials Safety
Administration
WARNING LETTER
CERTIFIED MAIL - RETURN RECEIPT REQUESTED
November 17, 2011
Mr. Jim Mehring
Vice President of Gas Operations
Duke Energy Kentucky
139 East Fourth Street
Cincinnati, OH 45202
CPF 2-2011-6009W
Dear Mr. Mehring:
On July 25-29, 2011, a representative of the Pipeline and Hazardous Materials Safety
Administration (PHMSA) pursuant to Chapter 601 of 49 United States Code inspected the
Duke Energy Kentucky (Duke) liquefied propane gas (LPG) LP03 pipeline for operations and
maintenance in Florence, Kentucky.
As a result of the inspection, it appears that Duke has committed a probable violation of the
Pipeline Safety Regulations, Title 49, and Code of Federal Regulations. The item inspected
and the probable violation is as follows:
1. $195.505 Qualification program.
Each operator shall have and follow a written qualification program. The program
shall include provisions to:
.... (b) Ensure through evaluation that individuals performing covered tasks are
qualified;
The Duke LPG pipeline system has three cased pipeline crossings identified as casing
taking casing-to-soil cathodic protection potential readings annually at these locations.
lumbers 0023, 0039 and 0055. Monitoring of these cased pipeline crossings includes
During the inspection Duke could not produce the operator qualification records for the
AMS employee who performed the monitoring on 11/9/09, 9/2/10, and 9/7/10.



After the inspection, Duke sent a follow-up response to the PHMSA Southern Region on
August 4, 2011, in which Duke confirmed that it could not locate the operator
qualitication records for the AMS employee who took the casing-to-soil readings. He was
removed from the job and subsequently qualified on August 2, 2011.
Under 49 United States Code, § 60122, you are subject to a civil penalty not to exceed
$ 100,000 tor each violation for each day the violation persists up to a maximum of
$1,000,000 for any related series of violations. We have reviewed the circumstances and
supporting documents involved in this case, and have decided not to conduct additional
enforcement action or penalty assessment proceedings at this time. We advise you to correct
the item identified in this letter. Failure to do so will result in Duke Energy Kentucky being
subject to additional enforcement action.
No reply to this letter is required. If you choose to reply, in your correspondence please refer
to CPF 2-2011-6009W. Be advised that all material you submit in response to this
enforcement action is subject to being made publicly available. If you believe that any
portion of your responsive material qualifies for confidential treatment under 5 U.S.C. 552(b),
along with the complete original document you must provide a second copy of the document
with the portions you believe qualify for confidential treatment redacted and an explanation of-
why you believe the redacted information qualifies for confidential treatment under 5 U.S.C.
552(b).
Sincerely,
Director, Office of Pipeline Safety
PHMSA Southern Region
2
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