# ROCKY MOUNTAIN PIPELINE SYSTEM, LLC — Notice of Probable Violation

- **operation:** document
- **citation:** CPF 520065031
- **title:** ROCKY MOUNTAIN PIPELINE SYSTEM, LLC — Notice of Probable Violation
- **source type:** enforcement
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** historical
- **official:** true
- **published on:** 2006-07-14
- **effective on:** Not available
- **summary:** CLOSED notice of probable violation citing 195.404(b)(2), 195.436, 195.573(e).
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-enforcement-520065031.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-enforcement-520065031.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-enforcement-520065031
- **source url:** https://primis.phmsa.dot.gov/enforcement-data/case/520065031
**body:**

Notice of Probable Violation involving ROCKY MOUNTAIN PIPELINE SYSTEM, LLC. PHMSA's enforcement data identifies the cited regulations as 195.404(b)(2),  195.436,  195.573(e). The case was opened on 2006-07-14 and is reported as closed as of 2009-06-18. Open the official case record for notices, responses, orders, and the latest status.

Official case documents:

520065031_Final Order_06182009.pdf: https://primis.phmsa.dot.gov/enforcement-documents/520065031/520065031_Final%20Order_06182009.pdf

520065031_Final Order_06182009_text.pdf: https://primis.phmsa.dot.gov/enforcement-documents/520065031/520065031_Final%20Order_06182009_text.pdf

520065031_Final Order_06182009_text.pdf

JUN 18 2009
Mr. Troy E. Valenzuela
Vice President, Environmental Health and Safety
Rocky Mountain Pipeline System, LLC
1575 Highway 150 South, Suite E
Evanston, WY 82930
Re: CPF No. 5-2006-5031
Dear Mr. Valenzuela:
Enclosed is the Final Order issued in the above-referenced case. It makes findings of
violation and finds that Rocky Mountain Pipeline System, LLC, has completed the actions
specified in the Notice required to comply with the pipeline safety regulations. This case is
now closed. Your receipt of this Final Order constitutes service of that document under 49
C.F.R. § 190.5.
Thank you for your cooperation in this matter.
Sincerely,
Jeffrey D. Wiese
Associate Administrator
for Pipeline Safety
Enclosure
cc: Mr. Chris Hoidal, Director, Western Region, PHMSA
Mr. Michael L. Jones
Law Department
Plains Marketing, L.P.
333 Clay Street, Suite 1600
Houston, TX 77002
CERTIFIED MAIL – RETURN RECEIPT REQUESTED [7005 1160 0001 0046 9679]



U.S. DEPARTMENT OF TRANSPORTATION
PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION
OFFICE OF PIPELINE SAFETY
WASHINGTON, D.C. 20590
___________________________________
In the Matter of )
Rocky Mountain Pipeline System, LLC, ) CPF No. 5-2006-5031
)
)
)
Respondent. )
___________________________________ )
FINAL ORDER
On May 15–17, 2006, pursuant to 49 U.S.C. § 60117, representatives of the Pipeline and
Hazardous Materials Safety Administration (PHMSA), Office of Pipeline Safety (OPS),
conducted an on-site pipeline safety inspection of Rocky Mountain Pipeline System LLC’s
(Rocky Mountain Pipeline’s or Respondent’s) Thermopolis District pipelines in Montana and
Wyoming. The Thermopolis District has 232 miles of DOT-regulated hazardous liquid
pipelines. As a result of the inspection, the Director, Western Region, OPS (Director), issued
to Rocky Mountain Pipeline, by letter dated July 14, 2006, a Notice of Probable Violation
and Proposed Compliance Order (Notice). In accordance with 49 C.F.R. § 190.207, the
Notice proposed finding that Rocky Mountain Pipeline had violated 49 C.F.R. §§ 195.436
and 195.573 and proposed ordering Rocky Mountain Pipeline to take certain measures to
correct the alleged violations. The Notice also proposed finding that Respondent had
committed a probable violation of 49 C.F.R. § 195.404(b)(2) and warned Respondent to take
appropriate corrective action or be subject to future enforcement action.
Rocky Mountain Pipeline responded to the Notice by letters dated August 14, 2006, and July
3, 2007, and also on numerous occasions via electronic-mail (Responses). Respondent
initially contested two of the items in the Notice and provided explanations and information
concerning the corrective actions it was taking and planned to take in the future. The
Response also initially requested a hearing but Respondent withdrew that request for a
hearing in an e-mail dated June 6, 2007.
FINDINGS OF VIOLATION
In its Response, Rocky Mountain Pipeline contested the allegation in the Notice that it
violated 49 C.F.R. Part 195 as follows:
Item 2: The Notice alleged that Respondent violated 49 C.F.R. § 195.436, which states:



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§ 195.436 Security of facilities.
Each operator shall provide protection for each pumping station and
breakout tank area and other exposed facility (such as scraper traps) from
vandalism and unauthorized entry.
Item 2 in the Notice alleged that Respondent failed to provide protection from vandalism
and unauthorized entry at several pumping stations and breakout tank areas. Specifically,
it alleged that on the dates of inspection, Respondent did not have adequate security
fencing or other security measures in place at its Elk Basin, Kirby, and Lost Cabin
pumping stations and breakout tanks. The Elk Basin and Kirby pump stations and
breakout tanks were enclosed by barbed-wire fencing. The Lost Cabin breakout tanks
were also enclosed by barbed-wire fencing. A publicly available interpretation letter
explains that PHMSA may not consider barbed-wire fencing adequate protection to deter
adequate to deter livestock or other animals from entering an exposed facility, it is not an
vandalism or entry by unauthorized persons.1 While barbed-wire fencing may be
adequate barrier to prevent unauthorized persons from entering. Further, not all valves at
the stations listed in the notice were adequately secured to prevent vandalism.
In its initial Response, Respondent acknowledged that the Elk Basin and Kirby pumping
stations and breakout tanks and the Lost Cabin breakout tanks were enclosed only by
four-strand barbed-wire fencing with padlocked gates. Respondent explained that all of
the stations listed were located in remote areas. Respondent also pointed out that all of
the stations listed in the Notice are electronically monitored 24-hours per day at a control
center in Long Beach, California and receive regular visits from Respondent’s personnel.
Respondent’s initial argument that barbed-wire fencing constituted security fencing
sufficient to protect against unauthorized entry was not persuasive.
electronic monitoring systems referred to in the Response do not provide protection from
unauthorized entry. In its supplemental response of July 3, 2007, and in an email dated
November 7, 2007, respectively, Respondent provided additional information
demonstrating that it had installed security fencing at all locations that previously had
only wire fencing and also that all valves had been chained and padlocked at each station
cited in the Notice.
2 Further, the
After considering all of the evidence, I find that Respondent violated 49 C.F.R. § 195.436
by not having adequate protection in place to safeguard the pumping stations and
breakout tanks named in the Notice from vandalism or unauthorized entry.
This finding of violation will be considered a prior offense in any subsequent
enforcement action taken against Respondent.
1 See, PHMSA Interpretation Letter PI-80-012 (August 13, 1980), available at
http://phmsa.dot.gov/pipeline/regs/interps.
2 Id.



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Item 3: The Notice alleged that Respondent violated 49 C.F.R. § 195.573(e), which
states:
§ 195.573 What must I do to monitor external corrosion.
(a) . . .
(e) Corrective action. You must correct any identified deficiency
in corrosion control as required by § 195.401(b). However, if the
deficiency involves a pipeline in an integrity management program under
§ 195.452, you must correct the deficiency as required by § 195.452(h).
Item 3 in the Notice alleged that Respondent violated § 195.573(e) by not taking
appropriate actions to correct identified deficiencies in corrosion control as required.
Specifically, the Notice alleged Rocky Mountain Pipeline failed to take corrective actions
to resolve cathodic protection (CP) deficiencies reflected in their monitoring records for
both the Beartooth and Big Horn Pipelines in the years 2003 to 2005. In 2003, Beartooth
Pipeline CP monitoring records showed four test stations had “instant off” levels of less
than -850mV. Also, in 2003 there were approximately 25 test stations on the Big Horn
Pipeline that had “instant off” levels of less negative than -850mV. CP test records from
2004 and 2005 indicate the “on” levels at these test stations on the Big Horn pipeline
were less negative than in 2003. Additionally, Big Horn Pipeline records showed “on”
readings at three locations which were more negative than the “instant off” readings,
which indicated possible interference problems with the pipeline. At the time of
inspection, Respondent had not taken corrective actions as required by 49 C.F.R.
§195.573(e) to correct these identified deficiencies in corrosion control.
Respondent did not contest the allegation of violation. Accordingly, I find that
Respondent violated 49 C.F.R. §195.573(e) by failing to take corrective actions to
remedy identified deficiencies in corrosion control.
These findings of violation will be considered prior offenses in any subsequent
enforcement action taken against Respondent.
COMPLIANCE ORDER
The Notice proposed a Compliance Order with respect to Items 2 and 3 in the Notice for
violations of 49 C.F.R. § 195.
Under 49 U.S.C. § 60118(a), each person who engages in the transportation of gas or
who owns or operates a pipeline facility is required to comply with the applicable safety
standards established under chapter 601. The Director has indicated that Respondent has
satisfactorily completed the following actions specified in the Proposed Compliance
Order:
1. 49 C.F.R. § 195.436 -- With regard to the violation as described in Item 2 of
the Notice, on July 3, 2007, Respondent stated it had chained and padlocked



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valves at each station cited in the Notice. Further, on November 7, 2007,
Respondent electronically mailed photographs of all locations cited in the
Notice showing that security fencing had been installed.
2. 49 C.F.R. § 195.573(e) -- With regard to the violation as described in Item 3
of the Notice, Respondent has provided information and records showing that
it has taken corrective actions to address the deficiencies identified in that
Item, and that CP levels at all stations on the Big Horn and Beartooth
Pipelines are at or above monitoring criteria levels. Additionally, Respondent
has provided information that it has taken actions to correct the pipeline
interference problems referenced in the Notice.
Accordingly, since compliance has been achieved with respect to these violations, the
compliance terms are not included in this Order.
WARNING ITEM
With respect to Item 1 the Notice alleged probable violation of 49 C.F.R.
§ 195.404(b)(2), but did not propose a civil penalty or compliance order for this item.
Therefore, this is considered to be a warning item. The warning was for:
49 C.F.R. § 195.404(b)(2) -- Respondent’s alleged failure to maintain
daily operating records that indicate emergency or abnormal pipeline
operations to which the procedures under 49 C.F.R. § 195.402 apply.
Respondent presented information in its Response clarifying which records it keeps and
describing the manner in which those records are maintained. Having considered such
information, I find, pursuant to 49 C.F.R. § 190.205, that a probable violation of 49
C.F.R. § 195.404(b)(2) has occurred and Respondent is hereby advised to correct such
condition. If OPS finds a violation for this item in a subsequent inspection, Respondent
may be subject to future enforcement action.
The terms and conditions of this Final Order shall be effective upon receipt.
_____________________________
Jeffrey D. Wiese Date Issued
Associate Administrator
for Pipeline Safety
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