# Warner Norcross & Judd LLP — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 00-0115
- **title:** Warner Norcross & Judd LLP — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2000-06-06
- **effective on:** Not available
- **summary:** 00-0115 response to Warner Norcross & Judd LLP concerning 171.16.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-00-0115.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-00-0115.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-00-0115
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2000/000115.pdf
**body:**

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- 1
U.S.Department
of Transportation
Washington, D.C.
Research and
JÜN
Administration
Special Programs
6 2000
Mr. Scott D. Hubbard
Ref. No. 00-0115
Warner Norcross & Judd LLP
900 Old Kent Building
111 Lyon Street, N. W.
Grand Rapids, MI 49503-2487
Dear Mr. Hubbard:
This is in response to your April 12, 2000, letter concerning the incident reporting requirements in the
Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180). Specifically, you requested
clarification of incident reporting when your client, when receiving a hazardous material delivery,
participates in the unloading activities which result in a release requiring an incident report.
Section 171.16 states that each carrier that transports hazardous materials is responsible for reporting
hazardous materials indents. While your client may be performing the function of a carrier, if the carrier
is present during the time of unloading and the motive power is still attached to the transport vehicle
when the incident occurs, the carrier is responsible for submitting the incident report form as required in
§ 171.16. If the carrier has dropped the transport vehicle and the motive power is removed from the
premises, the carrier obligation is fulfilled and transportation has ended; thus; the incident reporting
regulations would not apply.
You may be interested in two rulemakings which address these issues: Docket HM-223 "Hazardous
Materials: Applicability of the Hazardous Materials Regulations" and Docket HM-229 "Hazardous
Materials Incident Reporting Requirements, and the Detailed Hazardous Materials Incident Report
DOT Form F 5800.1." These are available through our website (http://hazmat.dot.gov).
I hope this satisfies your request.
Sincerely,
how allis.
Delmer F. Billings
Chief, Standards Development
Office of Hazardous Materials Standards
171.16
000115

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•
WARNER NORCROSS & JUDD LLP
Johnsen
900 OLD KENT BUILDING
ATTORNEYS AT LAW
5171-14
GRAND RAPIDS, MICHIGAN 4.W$03-2487
SCOTT D. HUBBARD
TELAX GIC 732258-2000
00 - 0115
hubbarsd@wnj.com
(616) 752-2157
April 12, 2000
Mr. Edward T. Mazzullo
Director
Office of Hazardous Materials Standards
U.S. DOT/RSPA (DHM-10)
400 - 74 Street, S.W.
Washington, D.C. 20590-0001
Re:
Reporting Requirements Under 49 CFR 171.15 and 171.16
Dear Mr. Mazzullo:
I am writing to inquire as to the Department of Transportation's position on the scope
and applicability of the reporting requirements of 49 CFR 171.15 and :171.16 under the
circumstances described below.
Our client, a manufacturer, receives hazardous materials delivered by truck (including
tanker trucks) to its manufacturing facility - a large complex with multiple production buildings.
The trucking firms that deliver the hazardous materials are "carriers" as defined in 49 CFR 171.8.
Our client is not engaged in the transportation of passengers or property in any respect, and
consequently does not fall within the regulatory definition of a "carrier."
From time to time, our client's employees may participate in unloading hazardous
materials from a carrier's vehicle that has stopped at our client's receiving facility (for example,
pumping liquid hazardous materials from the carrier's tanker truck to a storage tank owned by our
client). In some cases, the unloading is carried out solely by our client's employees.
If a spill or other incident covered by the reporting requirements of 49 CFR 171.15
and/or 171.16 were to occur in the course of unloading hazardous materials from a carrier's vehicle
under the circumstances described above, with our client's employees participating in or actually
conducting the unloading, would the reporting requirements of the referenced regulations apply to
our client in addition to the carrier?

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Mr. Edward Mazzullo
April 12, 2000
Page 2
Our client is aware of, and strictly complies with, its reporting obligations under
applicable federal and state environmental protection laws. Our analysis indicates that our client is
not a "carrier," and accordingly is not obligated to report incidents covered by 49 CFR 171.15 and
171.16 that occur on our client's property -- even if the carrier itself fails to report.
We would appreciate receiving an explanation of the Department's position on this
issue at your earliest convenience.
Thank you for your assistance. If you have any questions or need any further
information, please give me a call.
Scott D. Hubbard
SDH: Imb
sagchea
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