# A.I.D., Inc. — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 03-0177
- **title:** A.I.D., Inc. — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2003-08-05
- **effective on:** Not available
- **summary:** 03-0177 response to A.I.D., Inc. concerning 172.802.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-03-0177.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-03-0177.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-03-0177
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2003/030177.pdf
**body:**

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of Transportation
U.S. Department
400 Seventh St., S.W.
Washington, D.C. 20590
Research and
AUG 5 2003
Mr. Donald Brittingham
Ref. No: 03-0177
Vice President
P.O. Box 6047
A.I.D., Inc.
Wilmington, DE 19804
Dear Mr. Brittingham:
This is in response to your July 16, 2003 letter requesting clarification of the requirements in
§ 172.802(a)(3) in the Hazardous Material Regulations (HMR; 49 CFR Parts 171-180).
Specifically, you ask to what extent must a shipper go to ensure that a carrier's security plan is
adequate.
carriers to address en route security risks for the materials covered by the security plan. In some
As we suggested in the preamble to the HIM-232 final rule, we expect shippers to work with
separate security plans. The regulation provides the flexibility necessary to enable shippers and
cases, a shipper and carrier may have a joint plan; in others, a shipper and carrier may have two
carriers to determine the best methods for addressing en route security issues. A shipper should
satisfy itself that the carrier that will be transporting its material has a security plan in place that
adequately addresses the assessed security risks of the material to be transported, including risks
related to storage of the material during transportation.
Our website, at http://hazmat.dot.gov/hmt_security.htm, includes a variety of information and
guidance to assist persons in complying with the new security regulations. For example, we have
developed a risk management self-evaluation framework to assist companies with using risk
assessment methodology to identify points in the transportation process where security
procedures should be enhanced. A guidance brochure is available that includes specific
measures a company may want to consider to enhance transportation security. A computer-based
security awareness CD-ROM that can be used to satisfy the security awareness training
requirements in § 172.704(a)(4), is available to the public at no charge; it can be downloaded
rom our website or ordered on-line or by calling the Office of Hazardous Materials Training and
Initiatives at 202-366-4900.
I hope this satisfies your request.
state z. Niterest
Hattie L. Mitchell, Chief
Regulatory Review and Reinvention
Office of Hazardous Materials Standards
172,803
030177
800N200000C1

<<<PAGE 2>>>

JUL-22-2003
12:05 AM
p.92
Al.D., Inc.
P. O. Box 6047
1-302-743-2835
Mimington, DE 18804
Betts
1-302-894-4211 Fax
§172.802 (3)
July 21, 2003
Security Plans
Nir. Edward T. Mazzullo
03-0177
Director, OMon of Hazardous Materíals Standards
U.S. DOT/RSPA (OHM-10)
Washington, DC 20580-0001
4007* Street S. W.
Dear Sir.
I am requesting a written answer (Interpretation) to what appears to be a contradiction between
comments made by your office in public forums.
what the New Securtly Regulation (HM-232) Implies in 49 CFR 172.802 (3) quoted below and
"En route seculty. Measures to address the assessed securtty risks of shipments of hazardous
Regulatory Quote:
materials covered by the security plan en route from origin to destination, Including shipments stored
Incidental to movement."
Since the regulation does not distinguish between shipper and carter responsibilties reading the plan.
consideration and include in their plan some form of risk analysis for all Ilsted product groups from the
especlally the quoted passage above one can assume the plan requires both partles to take into
time they are loaded to the time they are received by the customer.
transportation security plan any risk/securlty analysis assessment on its outbound shipments
Public forum comments made by members of your staff clalm a shipper may exclude from its
security plan in place and said plan includes a proper risk analysis covering the shipper's
bayond its gate, if it can verlfy in writing that all carriers transporting its matertals have a written
products?
to make sure the carers plan is adequate?
If they can, to what depths must the shipper go, beyond the written certification mentioned above,
Sincerely,
Onel Bette
V/President
Donald Brittingham
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