# National Cargo Bureau, Inc — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 04-0153
- **title:** National Cargo Bureau, Inc — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2004-07-22
- **effective on:** Not available
- **summary:** 04-0153 response to National Cargo Bureau, Inc concerning 171.16.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-04-0153.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-04-0153.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-04-0153
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2004/040153.pdf
**body:**

<<<PAGE 1>>>

f Transportatic
S. Departmel
Washington, D.C. 20590
400 Seventh St., S.W.
Research and
Special Programs
Administration
JUL 22 2004
Mr. Philip I. Anderson
Ref. No. 04-0153
Chief, Technical Department
National Cargo Bureau, Inc.
17 Battery Place, Suite 1232
New York, NY 10004-1110
Dear Mr. Anderson:
This is in response to your June 18, 2004 letter requesting clarification of the Hazardous
Materials Incident Reporting requirements, effective January 1, 2005, under the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180). Specifically, you ask whether a
carrier is required to file a Hazardous Materials Incident Report (DOT Form F5800.1) if the
shipper declares a shipment to be a hazardous material after the shipment is in the possession
of the carrier. You also ask whether the reporting requirement applies only if the carrier
discovers an undeclared shipment.
The carrier is required to submit a Hazardous Materials Incident Report because the carrier is
in physical possession of the hazardous material at the time the undeclared hazardous
material is discovered. The reporting requirement applies whenever any of the conditions in
§ 171.16 are met. As specified in § 171.16, each person in physical possession of a
hazardous material must submit a Hazardous Materials Incident Report on DOT Form
F5800.1 within 30 days of discovery of the incident when any of the following incidents
occurs in transportation: any of the circumstances set forth in § 171.15(b); an unintentional
release of a hazardous material or the discharge of any quantity of hazardous waste; a cargo
tank with a capacity of 1,000 gallons or greater containing any hazardous material suffers
structural damage to the lading retention system or damage that requires repair to a system
intended to protect the lading retention system, even if there is no release of hazardous
material; or an undeclared hazardous material is discovered.
I hope this information is helpful.
Gale
Chief, Standards Development
Office of Hazardous Materials Standards
171.16
040153

<<<PAGE 2>>>

Jun 18 04 03:10p
National Cargo Bureau Inc
p.1
National Cargo Bureau, Inc.
Foster
New York Headquarters
17 Battery Place, Suite 1232
$171.16
New York, NY 10004-1110
Tel.: (212) 785-8300; Fax: (212) 785-8333
Incident Report
auderson@natcargo.org
04-0153
Facsimile Transmission
To:
Office of Hazardous Materials Standards
Fax No.:
(202) 366 3012
From:
Philip Anderson
At: NCB, New York
Date:
18 June 2004
Re:
Interpretation of 49CFR 171.16
Dear Sir:
One of our surveyors has recently been asked a question that I do not, at present, feel confident
providing an answer to.
It relates to the new Detailed Hazardous Materials Incident Report requirements due to take
effect on 1 January 2005, specifically 171.16(a)(4).
The question follows:
Would the Carrier still need to file a Hazardous Materials Incident Report on DOT Form F
5800.1 if it is the Shipper that notifies the Carrier that he has the material in his (the Carrier's)
hazardous material; or would the reporting requirement only apply if the Carrier, himself,
possession; i.e. the Shipper discovers his own mistake and declares a previously undeclared
Your interpretation would be much appreciated.
Sincerely,
Pilacha
Philip I. Anderson
Chief, Technical Department
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