# RCS, Inc.-Ohio — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 04-0157
- **title:** RCS, Inc.-Ohio — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2004-07-13
- **effective on:** Not available
- **summary:** 04-0157 response to RCS, Inc.-Ohio concerning 173.159, 173.220.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-04-0157.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-04-0157.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-04-0157
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2004/040157.pdf
**body:**

<<<PAGE 1>>>

of Transportation
U.S. Department
400 Seventh Street, S.W.
Washington, D.C.
20590
Research and
Special Programs
Administration
JUL 13 2034
Mr. Christopher R. Sharp
Ref No.: 04-0157
Technical Consultant
RCS, Inc.-Ohio
950 Taylor Station Road, Suite M
Gahanna, OH 43230
Dear Mr. Sharp:
This is in response to your letter dated June 9, 2004 requesting clarification of the wet
battery exception found in § 173.159(e) of the Hazardous Materials Regulations (HMR;
49 CFR Parts 171-180). Specifically, you ask if two pallets containing two wet batteries
each, that otherwise meet the exception found in § 173.159(e)(1)-(4), could use that
exception if placed in a transport vehicle with four battery powered forklifts. You state
that the batteries installed in the forklifts are identical to the palletized batteries and that
the forklifts contain no other hazardous materials and are excepted from the HMR under
§ 173.220(c).
Shipments of electric storage batteries are excepted from the HMR if the provisions
found in § 173.159(e)(1)-(4) are met. Paragraph (1) of § 173.159(e) states that no other
hazardous materials may be transported in the same vehicle. The definition of a
hazardous material, found in § 171.8, includes hazardous substances, hazardous wastes,
marine pollutants, elevated temperature materials, materials designated as hazardous in
criteria for hazard classes and divisions in Part 173, Subchapter C. The definition of a
criteria but are being transported under exceptions. Therefore, a forklift that is excepted
from the requirements of the HMR under § 173.220(c) would meet the definition of a
hazardous material.
A battery powered forklift is classified as "Battery-powered vehicle" or "Battery-
powered equipment" and assigned to Hazard Class 9. Disconnected or uninstalled wet
batteries are classified as "Batteries, wet, filled with acid" or "Batteries, wet, filled with
remove the class 9 hazardous material from the transport vehicle. This can be
accomplished by:
1.
Loading the batteries and battery powered forklifts on separate transport
vehicles;
113.159
04157
173.220

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2.
Disconnecting the batteries that are installed in the forklifts; or
Uninstalling the batteries from the forklifts.
If you choose to disconnect the batteries and leave them in the battery carriage of the
transit. If you decide to uninstall the batteries from the forklifts then, as stated in
forklifts, you must ensure that they are protected from short circuits and damage while in
§ 173.220(c), you must package them in accordance with § 173.159.
I hope this information is helpful. Please contact us if you require additional assistance.
Sincerely,
Director, Office of Hazardous Materials Standards
Edward T. Mazzullo

<<<PAGE 3>>>

Supko
RCS
$173.159
Serencr
3113.220
June 9, 2004
Batteries
United States Department of Transportation
04-0157
Research and Special Programs Administration
400 7g Street SW
Washington D.C. 20590-0001
Attn: Edward Mazzullo - Director, Office of Hazardous Materials Standards
forklifts containing wet battorlos from Hazardous Material Regulations
RE: Lettor of Interprotation undar the exception of wet batterles and
Dear Mr. Mazzullo,
The following requests a letter of interpretation regarding the application of the
CFR 173.159 and the excoption of industrial trucks containing wet batteries from
exception of wet batteries from the Hazardous Material Regulations under 49
the Hazardous Materials regulations under 49 CFR 173.220.
The Hazardous Materials Regulations except wat batteries from DOT
requirements under 49 CFR 173.159.
Electric storage batteries containing electrolyte or corrosive battery fluid are not
rail if all of the following requirements are met:
subject to the requirements of this subchapter for transportation by highway or
(1) No other hazardous materials may be transported in the same vehicte,
(2) The batteries must be loaded or braced so as to prevent damage and short
circuits in transit,
(3) Any other material loaded in the same vehicle must be blocked, braced, or
(4) The transport vehicte may not carry material shippod by any person other
otherwise secured to prevent contact with or damage to the batteries, and
than the shipper of the batteries.
The Hazardous Materials Regulations except industrial trucks containing wet
batteries under 49 CFR 173.220.
Battery powered or installed. Batteries must be socurely installed, and wet
batteries fastened in an upright position. Batteries must be profected against
short cincuits and leakage or removad and packaged separately under $173.159.
Battery powered vehicles, machinery or equipment including battery powered
wheelchairs and mobility aids are excepted from the requirements of this
subchapter when transported by rail, highway or vessel. Items of equipment
containing hazardous materials,
compressed gas
accumulators, safety devicas and other hazardous materials which are integral
950 Taytor Station Road - Suke M1 Gahanna, OH 43230 Phone: (614) 552-8590/ Fax (814) 552-8541 Wob Stte: www.drcs.com

<<<PAGE 4>>>

RCS
noto
6099-2004
Scratcr
components of the motor vehicte, engine or mechanical equipment and are
necessary for the operation of the vehicle, engine or equipment, or for the safety
of its operator or passengers must be securely installed in the motor vehicle,
engine or mechanical equipment. Such items are not otherwise subject to the
requirements of this subchapter.
RCS Inc.'s interpretation is as follows:
A load containing four forklifts with wet batteries still inside and four wet batteries
on two pallets is not subject to DOT requirements. The wet batteries on the
pallets are replacements for the batteries inside the forklifts. The batteries in the
forklifts and the batteries on the pallet are identical. The forklifts containing the
wet batteries are excepted from DOT requirements under 49 CFR 173.220. The
Upon determination and completion of a letter of interpretation, please reply to:
Christopher R. Sharp
Technical Consultant
RCS, Inc.-Ohio
950 Taylor Station Road, Suite M
Gahanna, OH 43230
614-552-8530 x 32
Your cooperation and timeliness are greatly appreciated.
Sincerely,
Christopher R. Sharp
Technical Consultant
614-552-8530 × 32
RCS, Inc.-Ohio
crsharp@4rcs.com
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