# Mr. Walter J. Pociask — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 04-0218
- **title:** Mr. Walter J. Pociask — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2004-10-26
- **effective on:** Not available
- **summary:** 04-0218 concerning 171.1, 171.8.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-04-0218.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-04-0218.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-04-0218
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2004/040218.pdf
**body:**

<<<PAGE 1>>>

of Transportation
U.S. Department
400 Seventh St., S.W.
Washington, D.C. 20590
Special Programs
Research and
OCT 26 2004
Administration
Mr. Walter J. Pociask
Ref. No.: 04-0218
21833 Knudsen Drive
Grosse Ile, MI 48138-1320
Dear Mr. Pociask:
This is in response to your September 2, 2004 letter requesting
clarification of the applicability of the Hazardous Materials
Regulations (HMR; 49 CFR Parts 171-180). Specifically, you ask
if your lab packs are under the sole jurisdiction of the HMR
when hazmat employees start filling hazardous materials
packagings (i.e., performing pre-transportation functions).
On October 30,, 2003, the Research and Special Programs
Administration (RSPA, we)
published a final rule under Docket
HM-223 entitled "Applicability of the Hazardous Materials
Regulations to Loading, Unloading, and Storage."
The HM-223
final rule clarifies the applicability of the HMR to specific
functions and activities, including hazardous materials loading
and unloading operations
and storage of hazardous materials
during transportation. The final rule codifies in the HMR
long-standing policies and interpretations concerning the
applicability of the regulations to specific functions and
operations.
"We initiated the rulemaking to better define the
applicability of the HMR to loading, unloading, and storage
operations at fixed facilities and to clarify the relationships
among Federal, State, local, and tribal agencies involved in the
regulation of hazardous materials. To this end, the final rule
discusses the relationship of the HMR to worker protection
regulations promulgated by the Occupational Safety and Health
Administration (OSHA) and environmental protection regulations
issued by the Environmental Protection Agency (EPA). In
addition, the final rule discusses preemption provisions
contained in the Federal hazardous materials transportation law
(Federal hazmat law; 49 U.S.C. 5101 et seq.).
As explained in the HM-223 final rule, pre-transportation
functions are functions performed to prepare a hazardous
material for transportation in commerce.
Pre-transportation
functions include activities such as determining a material's
1/.1
040218
171.8

<<<PAGE 2>>>

hazard class; selecting a packaging; filling and closing a
packaging; marking and labeling a package; preparing shipping
papers and emergency response information; and selecting and
affixing placards.
The Federal hazmat law does not preempt other Federal statutes
nor does it preempt regulations issued by other Federal agencies
to implement statutorily authorized programs. Facilities at
which pre-transportation functions are performed, therefore, may
be subject to EPA regulations governing risk management;
community right-to-know; hazardous waste tracking and disposal;
and spill prevention, control
and countermeasures.
Concerning
your specific question, a facility that performs both hazardous
waste management functions and pre-transportation functions must
ensure that the functions subject to regulation under the HMR
are performed in accordance with the HMR and must also ensure
compliance with applicable EPA requirements addressing the
environmental concerns associated with the hazardous waste
management functions at the facility. Specific questions
concerning the applicability of EPA hazardous waste management
regulations to your facility, including questions concerning
long-term storage permits and satellite accumulation areas,
should be directed to the appropriate EPA office.
I hope this information is helpful. If you have further
questions, please do not hesitate to contact this office.
Sincerely,
Hothe z. Mitchel
Hattie I. Mitchell
Chief, Regulatory Review and Reinvention
Office of Hazardous Materials Standards

<<<PAGE 3>>>

Pollack
5171.1
September 2, 2004
$171.8
Mr. Edward Mazzullo, Director
Definitions
Office of Hazardous Materials Standards
04-0218
USDOT/RSPA (DHM-10)
400 7* Street SW
Washington, DC 20590-0001
Dear Mr. Mazzullo:
I was given your name and address by Cameron, in your office. The purpose of
my letter is to request a specific interpretation of the pre-transportation definition.
Pre-transportation, as I read the text, describes the functions which persons
perform when they are lab-packing hazardous materials, immediately prior to
actually loading of hazardous materials on a vehicle, for the purpose of shipping
them off-site for disposal. The term of pre-transportation, as I understand it,
would be one of the very first steps of transportation in commerce, if I understand
the proposed regulation correctly.
Our company tries very hard to handle wastes in a 100% legal manner, fully In
compliance with all Federal and State regulations promulgated by OSHA, EPA,
DOT, and all of their corresponding State agencies. While reading the text
regarding the concept of pre-transportation, we noted that this regulation would
pre-empt federal and state regulations that may be in conflict. We certainly do not
wish to proceed without full clarification of this term " pre-transportation". We see
an area of difficulty, where the EPA waste storage accumulation "clock" ends,
and DOT pre-transportation starts.
Our Company utilizes hazardous materials of several different types. These
materials are usually laboratory chemicals, and are typically in original container
sizes of a few ounces to 55 gallons in size. These chemicals are used for

<<<PAGE 4>>>

chemical experiments. When the chemicals are combined for experimental
purposes, they are usually not of any further use, and we must dispose of them.
Furthermore, on occasion, even partially full containers of unused chemicals
need to be discarded.
Under the Federal EPA guidelines, and mirrored in State of Michigan guidelines,
we have a set period of time to store these materials (90 days) without needing
long-term- storage permits. Another aspect of the EPA regulations states that we
are allowed to accumulate up to 55 gallons in a "satellite accumulation area"
before we are obligated to dispose of these materials. When we lab-pack waste
chemicals in order to dispose of them, we gather up the chemicals from several
of these satellite accumulation areas, into a single location, where we would then
proceed with consolidating these smaller containers into several different 55-
gallon containers, dependent upon their DOT classifications. We see that, as )
soon as we begin to consolidate these chemicals into the second 55-gallon drum,
we are "technically" in violation of the EPA regulation, unless we are already
under the sole jurisdiction of DOT at this point. If we are regulated solely by the
DOT regulations at the point that we commenced lab-packing, then we would not
be in violation of this EPA satellite accumulation rule, because the EPA storage
rule would already have been pre-empted. At that precise point, the EPA storage
clock stops, and the DOT pre-transportation function, would apply. Frankly, this
makes sense to me. I hope that you agree with this logic. I am ready to further
clarify my situation if necessary. Thank you, in advance, for any assistance you/
can provide.
Walter J. Pociask
21833 Knudsen Drive
Grosse lle, MI 48138
(734) 676-1763 (phone and FAX)
wpociask@excite.com
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