# Wiley Rein &amp; Fielding LLP — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 05-0036
- **title:** Wiley Rein &amp; Fielding LLP — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2005-03-18
- **effective on:** Not available
- **summary:** 05-0036 response to Wiley Rein &amp; Fielding LLP concerning 173.185.
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- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-05-0036.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-05-0036
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2005/050036.pdf
**body:**

<<<PAGE 1>>>

U.S. Department
of Transportation
400 Seventh Street, S.W.
Washington, D.C. 20590
Pipeline and
Administration
lazardous Materials Safet
MAR 18 2005
Mr. George A. Kerchner
Ref. No: 05-0036
1776K Street NW
Wiley Rein & Fielding LLF
Washington, DC 20006
Dear Mr. Kerchner:
This is in response to your letter requesting clarification on the testing of lithium batteries and
cells. Specifically you asked for clarification of the requirements of the UN Thermal Test (Test
2) under section 38.3.4.2 of the United Nations Recommendations on the Transport of
Dangerous Goods, Manual of Tests and Criteria for determining the percentage mass loss criteria
for lithium and lithium ion batteries and cells.
The method used for determining the "Percentage Mass Loss Criteria" of a lithium battery or cell
observed during the UN lithium battery thermal test (Test 2) is limited to the mass loss that is
directly attributed to the lithium battery or cell. Mass loss that can be attributed to packaging
components (e.g., plastics, foam, potting compound, tape, etc.) should not be considered in
calculating the percent of mass loss for the UN Thermal Test (Test 2).
I hope this information is helpful. Please contact us if you require additional assistance
Sincerely,
pes
Chief, Standards Development
Office of Hazardous Materials Standards
173.185
050036

<<<PAGE 2>>>

Belerford
wil
Wiley Rein & Fielding LLP
3173.185
Lithium Batteries
05-0036
WASHINGTON, DC 20006
1776 K STREET NW
February 11, 2005
202.719.4109
George Kerchner
FAX
PHONE
202.719.7049
202.719.7000
gkerchner@wrf.com
Virg nia Office
Mr. Edward Mazzullo
SUITE 6200
7925 JONES BRANCH DRIVE
Director of Hazardous Materials Standards
MCLEAN, VA
PHONE
703.905.2800
22102
Research and Special Programs Administration
U.S. Department of Transportation
FAX
703.905.2820
400 7" Street, SW
Washington, DC 20590
www.wrf.com
Re: Request for Interpretation on UN Lithium Battery Thermal Test
Dear Mr. Mazzullo:
I am writing to request a clarification from your office on the mass loss
limits contained in the UN Thermal Test (Test 2) for lithium and lithium ion cells
and batteries found at section 38.3.4.2 in the UN Manual of Test and Criteria,
Fourth Revised Edition.
Instructions require primary lithium and rechargeable lithium ion cells and batteries
As you are aware, 49 CFR § 173.185 of the HMR and ICAO Technical
be tested pursuant to a series of tests found in the UN Manual of Tests and Criteria.
The Thermal Test is one of eight UN tests that must be conducted on these cells or
batteries. The purpose of the Thermal Test is to "assess cell and battery seal
integrity and internal electrical connections" using rapid and extreme temperature
changes. Cells and batteries meet the requirements of the Thermal Test if there is
"no mass loss, no leakage, no venting, no disassembly, no rupture and no fire and if
the open circuit voltage of each test cell or battery after testing is not less than 90%
of its voltage immediately prior to this procedure." "Mass loss" is defined in the
UN Manual of Tests and Criteria as a loss of mass that exceeds the values shown in
the table below. To quantify mass loss, the following formula must be used:
Mass loss (%) = (M1- M2) x 100
MI
Mass M of cell or
Mass loss limit
battery
M<1 g
0.5 %
1g< M <5g
0.2%
M ≥ 5 g
0.1%

<<<PAGE 3>>>

Wiley Rein & Fielding LLP
Mr. Edward Mazzullo
Page 2
February 11, 2005
Unfortunately it is not clear from the requirements of the Thermal Test/
compound, or tape should be considered when calculating total mass loss. It
whether mass loss from such battery pack components as plastic, foam, potting
appears the true intent of this test is ensure there is no mass loss from cells, no
leakage, venting, disassembly, rupture, or fire, and the seal integrity and internal
electrical connections are not compromised. A small mass loss, often due to
moisture retention, from battery pack components such as plastic, foam, potting
compound or tape certainly would not present any safety risks in transport provided
the cell and battery seal integrity and internal electrical connections are intact and
all other requirements of the Thermal test are met. This type of mass loss can be
measured by testing these battery pack components separately from the cells.
I am therefore requesting clarification from RSPA on the following issue:
If a lithium or lithium ion battery pack meet the testing requirements
of the UN Thermal Test except the mass loss limits, and it can
measured that the mass loss came from such battery components as
considered as having passed the Thermal Test provided the cell and
plastic, foam, potting compound, or tape, can these batteries be
battery seal integrity and internal electrical connections are intact?
Thank you for taking the time to consider this very important issue. I look
forward to your timely response.
Sincerely,
George A. Kerchner
George A. Kerchner
WRFMAIN 12298183.1
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