# Logistical Solutions — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 06-0063
- **title:** Logistical Solutions — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2006-06-16
- **effective on:** Not available
- **summary:** 06-0063 response to Logistical Solutions concerning 173.411.
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- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2006/060063.pdf
**body:**

<<<PAGE 1>>>

U.S. Department
of Transportation
Washington, D.C. 20590
400 Seventh Street, S.W.
Pipeline and
Administration
Hazardous Materials Safet
JUN 16 2006
Mr. Kurt Colborn
Ref. No. 06-0063
Logistical Solutions
Director, Technical Services
800 Cranberry Woods Drive, Suite 450
Cranberry Township, PA 16066
Dear Mr. Colborn:
This responds to your March 13, 2006 letter requesting clarification on §173.411(b)(6) to
under the Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180).
allow the use of freight containers as Industrial Packagings (IP) Type 2 or 3 containers
Section 173.411(b)(6) authorizes the use of freight containers as industrial packagings
Types 2 or 3 (Type IP-2 or (Type IP-3) provided that:
(i) The radioactive contents are restricted to solid materials;
The freight containers satisfy the requirements for Type IP-1 as specified in
§173.410; and
The freight containers conform to the standards prescribed in the International
Organization for Standardization document ISO 1496-1: "Series 1 Freight
dimensions and ratings. They must be designed so that if subjected to the tests
containers-Specifications and Testing-Part 1: General Cargo Containors; excluding
of transport they would prevent loss or dispersal of the radioactive contents and loss
prescribed in that document and the accelerations occurring during routine conditions
of shielding integrity that would result in more than a 20% increase in the radiation
level at any external surface of the freight containers.
Your questions are paraphrased and answered below:
P-2 or IP-3 packages when used to consolidate small loads for shipment
21. May packages meeting the IP-1 freight container and ISO 1496 standards be used a
173.411 (b) (6)
060063

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A1. In accordance with § 173.411(b)(6), freight containers may be used as IP-2 or IP-3
packages, as long all of the following four conditions are met:
a) The freight container meets the requirements for an IP-1 package.
b) The freight container is designed to conform to the standards prescribed in: "Series 1
Freight Containers - Specifications and Testing - Part 1: General Cargo Containers for
containers approved in accordance with the International Maritime Organizatior
General Purposes; excluding dimensions and ratings. It should be noted that freight
International Convention for Safe Containers are not necessarily equivalent to the
testing prescribed by ISO 1496-1.
c) The freight container is designed such that if subjected to the tests prescribed in ISO
there would be no loss or dispersal of the radioactive contents nor loss of shielding
1496-1, as well as accelerations occurring during routine conditions of transport,
integrity which would result in more than a 20% increase in radiation levels on any
external surface of the freight container. It should be noted that the test conditions of
accelerations occurring during routine conditions of transport are in addition to the
testing prescribed by ISO 1496-1 because the ISO Standard does not include dynamic
d) The radioactive contents of the freight container are limited to solid materials.
Additionally, radioactive contents that have not satisfied the requirements of
§ 173.411(b)(6) must not be transported in an IP-2 or IP-3 container.
Q2. What marking and labeling requirements apply to a freight container used as an IP-2
or IP-3 package? What marking and labeling requirements apply to internal containers?
A2. Freight containers used as an IP-2 or IP-3 package must be marked and labeled as
such, in accordance with §§ 172.310 and 172.403. Inner containers are authorized
provided they are specified in the IP-2 or IP-3 test and evaluation report. Inner containers
must be marked in accordance with the specification specified in the test and evaluation
report. For example, if the test and evaluation report specify the presence of inner IP-1
packages, the packages must be marked as such, in accordance with § 172.310. If the test
report specifies inner containers (i.e. wooden boxes, bags, etc.) marking of the inner
labels are not required for the inner containers.
containers would not be required. Additionally, hazard communication markings and
Q3. May freight containers not meeting the IP-1 and ISO-1496-1 standards be used to
transport loose bulk material if testing demonstrates the containers prevent the loss or
dispersal of contents while subjected to the ISO-1496-1 test requirements?
A3. No. The freight container must meet all the requirements outlined in Answer 1.

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Q4. Are the requirements in § 173.411(b)(6) intended to be used as an alternative means
to certify packagings? If an IP-1 freight container is used an IP-2 or IP-3 package, how
should the package be marked?
A4. The provisions of § 173.411(b)(6) are to be used as an alternative means of IP-2 and
IP-3 packaging certification. Freight containers used as an IP-2 or IP-3 packaging must
be marked accordingly.
I hope this answers your inquiry.
Sincerely,
John A: Gale el
Office of Hazardous Materials Standards
Chief, Standards Development
3

<<<PAGE 4>>>

Boothe
8173.411 (6)(6)
IOGISTICAI SOLUTIONS
Packages
06 - 0063
800 Cranberry Woods Drive, Suite 450, Cranberry Township, PA 16066 T 724.772.9800 F 724.772.9850 W www.mhfis.com
Mr. Edward Mazzullo
USDOT/PHMSA, Suite 8422
Director of Hazmat Standards
400 7th Street, SW
Office of Hazardous Materials Safety
Washington, DC 20590-3012
March 13, 2006
SUBJECT: Clarification of the use of Freight Containers as IP-2 and IP-3 Packages
Dear Mr. Mazzullo,
This letter is to request confirmation of our interpretation of the limits of the provision in
49 CFR 173.411(b)(6) to allow the use of IP-1 containers as IP-2 or IP-3 containers.
INTRODUCTION
We. note that 49 CFR 173.411(b)(6) states:
IP-3) provided that:
Freight containers may be used as Industrial packages Types 2 or 3 (Type IP-2) or (Type
(i) The radioactive contents are restricted to solid materials;
(iii) They are designed to conform to the standards prescribed in the International
(ii) They satisfy the requirements for Type IP-1 specified in paragraph (b)(1); and
Organization for Standardization document ISO 1496-1: "Series 1 Freight
Containers--Specifications and Testing--Part 1: General Cargo Containers;
Sec. 171.7 of this subchapter). They shall be designed such that if subjected to the
excluding dimensions and ratings (IBR, see
tests prescribed in that document... they would prevent ...loss or dispersal of the
radioactive contents...
DISCUSSION
The tests prescribed in ISO 1496 include transverse and longitudinal load testing for
which the pass criterion is no permanent deformation. Temporary deflection of container
surfaces) is entirely acceptable during the load test.
walls of up to 60 mm (sufficient to temporarily unseat doors, lids, or other sealing

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Since deflection can temporarily compromise container integrity, freight containers
meeting ISU-1496 design and test requirements will not necessarily prevent loss or
the tests of that standard. Therefore, it is not sufficient for a container to meet IP-1 and
dispersal of radioactive contents if used to ship loose bulk materials when subjected to
ISO-1496 requirements for it to be used as an IP-2 or IP-3 package. Such use [in
loss or dispersal of its contents while subjected to the test conditions of ISO-1496.
accordance with 173.411(b)(6)] requires that the container perform as an IP-1, preventing
The regulation itself provides for the use of an IP-1 package when a higher-rated package
as an alternative means of package certification. Manufacturer certification of a
would otherwise be required. We understand the regulation as a shipping provision, not
packaging to meet IP-2, for example, still requires evaluation and testing in accordance
should maintain the IP-1 marking on the freight container, and note the use of the
with 1/3.411, 173.461, and 173.465. A shipper using the provision of 173.411(b)(6)
shipping provision [i.e. "IP-1 used as an IP-2 in accordance with 173.411(b)(6)"] on the
shipping documents.
INTERPRETATION REQUEST
small containers of radioactive materials in freight containers when the activity of the
We understand the shipping provision of 173.411(b)(6) to allow transport of multiple
internal containers would otherwise require a higher rated package. Freight containers
arrying smaller containers of materials can meet the requirement to perform as an IP-
hile subiected to the transverse and longitudinal load tests of ISO-1496 (provided th
internal containers prevent loss and dispersal during any temporary deflection of the
freight container).
. 173. 416
Please confirm that our interpretation of this regulation is correct, as follows:
The freight container can be marked and labeled as the package for shipment, bu
hen used to consolidate smaller containers for shipmen
loss or dispersal of contents while subjected to the tests of the ISO-1496 standard.
authorized in the absence of testing to demonstrate that the containers prevent the
4. 173.411(b)(6) is intended as a shipping provision, and must not be used as an
alternative means of packaging certification by the manufacturer. IP-1
packagings used as IP-2 or IP-3 should be marked IP-1. IP-2 and IP-3 package
markings are reserved for containers that actually meet the standards for those
higher rated packagings.

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this inquiry.
Please feel free to call me at 724-772-9800, ext 5560 if you have any questions regarding
Respectfully submitted,
MHF Logistical Solutions
Kurt Colborn
Director of Technical Services
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