# The UPS Store — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 06-0085
- **title:** The UPS Store — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2007-09-11
- **effective on:** Not available
- **summary:** 06-0085 response to The UPS Store concerning 171.2.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-06-0085.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-06-0085.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-06-0085
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretations/2006/060085.pdf
**body:**

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U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Ave, S.E.,
Room E26-326
Washington, D.C. 20590-0001
Phone: (202) 366-4400
Fax: (202) 366-7041
Office of
Chief Counsel
Hazardous Materials Safety
Low Division
SEP 2007
i
Ms. Nancy Kasza-Scott Ref. No.: 06-0085
Owner
The UPS Store
4962 Hononegah Road
Roscoe, Illinois 61073
Dear Ms. Kasza-Scott:
This responds to your April 24, 2006 letter regarding the applicability ofthe Hazardous Materials
Regulations (HMR; 49 CFR Parts 171-180) to certain acceptance functions performed at your
place of business. Specifically, you ask about the circumstances under which a UPS Store could
be found to be in violation ofthe HMR for accepting undeclared shipments or non-compliant
packages for transportation. I apologize for the delay in responding and any inconvenience it
may have caused.
It is our understanding that UPS Stores, which are owned and operated by independent
franchisees, do not accept hazardous materials shipments on behalf of UPS. The one exception
to this policy is the acceptance of ORM-D materials offered for carriage by ground transportation
at some UPS Store locations.
For a UPS Store that does not accept hazardous materials shipments, the HMR generally do not
apply to that store's operations. However, for purposes of the HMR, a UPS Store is considered
to be an agent of UPS because it accepts packages for transportation on'behalf of UPS. The
HMR permit a carrier or the carrier's agent to rely on information provided by the person
offering a package for transportation unless the carrier or agent knows or a reasonable person,
acting in the circumstances and exercising reasonable care, would have knowledge that the
information provided is incorrect (see § 171.2(f)). Thus, a UPS Store could be found to be in
violation of the HMR if it accepts an undeclared hazardous materials shipment for transportation
when it knows that the shipment contains a hazardous material, or a reasonable person, acting in
the circumstances and exercising reasonable care, would know that the shipment contains a
hazardous material. Some possible indicators ofhazardous materials include a hazard label or

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2
caution statement on the package with no accompanying shipping documentation, or a notation
such as "flammable paint" without proper shipping declarations or labels or markings. We
strongly recommend that UPS Store employees receive training in how to recognize a possible
undeclared hazardous materials shipment.
We note that an offeror who fails to properly declare (and prepare) a shipment ofhazardous
materials bears the primary responsibility for a hidden shipment. Indeed, whenever hazardous
materials have not been shipped in accordance with the HMR, DOT generally will attempt to
identify and bring an enforcement proceeding against the person who first caused the
transportation of a non-complying shipment.
UPS Store personnel accepting ORM-D materials offered for ground transportation on behalf of
UPS must ensure that the shipment conforms to all applicable HMR requirements prior to
accepting the shipment. Again, the UPS Store may rely on information provided by the person
offering the package for transportation unless it knows, or a reasonable person acting in the
circumstances and exercising reasonable care, would have knowledge that the information
provided is incorrect. Employees ofthe UPS Store who accept packages must be trained in
accordance with Subpart H of Part 172 of the HMR.
You should also be aware that the Federal Aviation Administration has issued regulations
governing air carriers that do not accept or transport hazardous materials, and these regulations
may apply to some aspects of your operation. You may wish to contact the Director, Office of
Hazardous Materials, ADG-l, Federal Aviation Administration, 800 Independence Ave. SW,
Room 300 East, Washington, DC 20591,202-267-9864, for additional information.
oseph Solomey
Assistant Chief Counsel

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Stevens
5171.1
Nancy Kasza-Scott
Applicability
Owner
Of Coss
4962 Hononegah Road
815.623.5808 Tel
Roscoe, IL 61073
store3915@theupsstore.com
815.623.3388 Fax
April 24, 2006
Mr. Edward T Mazzullo
Director, Office of Hazardous Materials Standards
4007* St. SW
S.S. DOT/PHMSA (PHH-10)
Washington, D.C. 20590-0001
Sir;
We are seeking a formal letter of determination from the DOT. The UPS Stores are
in many different ways, to get an answer from our Franchisor, we have not been able to
get a clear, consistent response.
for these packages until they are placed in their truck. These packages come to i: closec
Irop-off point. They are direct customers of UPS. UPS does not assume responsibilit
Under what circumstances would a storeowner be fined, by the Department of
Transportation, for violating Hazmat regulations?
The UPS Store:

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Nancy Kasza-Scott
Owner
Roscoe, IL 61073
4962 Hononegah Road
815.623.5808 Tel
815.623.3388 Fax
store3915@theupsstore.com
Please take the following into consideration:
• We are NOT instructed to inspect the contents of packages, nor are we trained or
It is our understanding that hazmat shippers are required to attend training. If so,
compensated to perform this function.
can companies like UPS, Avon, etc., knowingly provide shipping labels to
Can UPS legally require us to accept packages that we have no control over
onsumers who they know have no understanding of hazmat procedures
If a UPS Store franchisee were fined by the DOT for unknowingly introducing a
hazmat package into the system, would the sender (i.e., Avon...) and UPS also be
fined?
One of our fellow storeowners had a fire damage his store. There is suspicion that the
tire was started by a drop-off package. One can assume that this package would also
contain hazardous materials, since it was flammable. How would the Department of
Transportation rule if this same package caught on fire in a UPS truck, plane or at a hub?
Thank you, in advance, for your assistance in this manner. A letter of determination will
help us, as storeowners, develop policies and procedures to protect our business from
unnecessary liability and to promote proper handling of all packages.
If you have questions regarding this request, please contact me at 815-623-5808.
Thank you.
Nancy Scott
The UPS Store:

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Nancy Kasza-Scott
Owner
Roscoe, IL 61073
4962 Hononegah Road
815.623.3388 Fax
815.623.5808 Tel
store3915@theupsstore.com
May 23.2006
Office Of Hazardous Materials Standards
S.S. DOT/PHMSA (PHH-10)
Director Edward T Mazzullo
400 7* St SW
Washington, D.C. 20590-001
Sir;
As a small business owner, I am seeking clarification, in written form, for DOT regulations that
package and ship items for our customers and, in that capacity, are responsible for following
relate to acceptance of and shipping of packages as a retail shipping outlet. Obviously we
re-paid packages, which are simply dropped off at our business for later pick-up by a carrier
AZMAT guidelines. However, we are required, by contract with UPS, FedEx, etc to accep
they are to inspect packages.
determination will allow us to go back to the carriers and effect changes in the contractual
requirements that put us at risk.
staff, attempting to answer questions. However, the carriers have not responded to our concerns,
I do not mean to imply that your office has not been helpful. I have received phones call from
and, as mentioned, are now trying to force us to open and inspect packages, with out benefit of
I would appreciate acknowledgement of this letter and an approximate date a Letter of
Determination can be expected
Thank You,
Nancy Scott
The UPS Store™

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Please take the following into consideration:
We are NOT instructed to inspect the contents of packages, nor are we trained or
It is our understanding that hazmat shippers are required to attend training. If so, can
compensated to perform this function.
companies like UPS, Avon, etc., knowingly provide shipping labels to consumers who
Can UPS legally require us to accept packages that we have no control over?
they know have no understanding of hazmat procedures.
If UPS Store franchise were fined by the Do fon. and ups anoetine a hazma
ackage into the system, would the sender (1.e., -
One of our fellow storeowners had a fire damage his store. There is suspicion that the fire was
naterials, since it was flammable. How would the Department of Transportation rule if this sam
tarted by a drop-off package. One can assume that this package would also contain hazardou
package caught on fire in a UPS truck, plane or at a hub?
as storeowners, develop policies and procedures to protect our business from unnecessary liability
Thank you, in advance, for your assistance in this manner. A letter of determination will help us,
and to promote proper handling of all packages.
If you have questions regarding this request, please contact me at 815-623-5808.
Thank you.
Nancy Scott

<<<PAGE 7>>>

April 24, 2006
Mr. Edward T Mazzullo
S.S. DOT/PHMSA (PHH-10)
Director, Office of Hazardous Materials Standards
400 7* St. SW
Washington, D.C. 20590-0001
Sir;
operated by independent franchisees. We believe that we are exposed to potential liability for
We are seeking a formal letter of determination from the DOT. The UPS Stores are owned and
fines levied by the DOT for hazardous materials that we may unknowing be introducing into th
shipping system. Although we have tried many times, in many different ways, to get an answer
from our Franchisor, we have not been able to get a clear, consistent response.
Under what circumstances would a storeowner be fined, by the Department of Transportation, for
violating Hazmat regulations?
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