# Wiley Rein and Feuding LLP — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 06-0216
- **title:** Wiley Rein and Feuding LLP — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2006-10-02
- **effective on:** Not available
- **summary:** 06-0216 response to Wiley Rein and Feuding LLP concerning 171.2, 173.185.
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- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-06-0216.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-06-0216
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2006/060216.pdf
**body:**

<<<PAGE 1>>>

J.S. Depanment
of Transportation
Washington, D.C. 20590
400 Seventh Street, S.W.
ipeline and Hazardou
laterials Safety Administratio
OCT 2 2006
Mr. George A. Kerchner
Ref. No.: 06-0216
Wiley Rein and Feilding LLP
1776 K Street, NW
Washington, DC 20006
Dear Mr. Kerchner:
lithium batteries and cells under the International Maritime Dangerous Goods Code (IMDG
This is in response to your September 25, 2006 letter regarding clarification of exceptions for
Special Provision 188 of the IMDG Code is subject to marking, labeling, placarding, and
Code). Specifically you ask if a shipment of lithium-ion batteries meeting all the requirements of
shipping papers of the IMDG Code as a Class 9.
The answer is no. In accordance with Special Provision 188 of the IMDG Code lithium-ion cells
and batteries are not subject to other provision of the IMDG Code if they meet all of the
following requirements:
(1) Each lithium-ion cell may contain not more than 1.5 g of equivalent lithium content;
(2) Each lithium-ion battery may contain an aggregate quantity of not more than 8.0
grams of equivalent lithium content;
(3) Each cell or battery is of the type proved to meet the requirements of each test in the
UN Manual of Tests and Criteria, Part III, sub-section 38.3;
(4) Cells and batteries must be packed in such a way so as to prevent short circuits and
must be packed in strong packagings, except when installed in equipment; and
(5) Except when installed in equipment, each package containing more than 24 lithium
cells or 12 lithium batteries must meet the following additional requirements:
(a) Each package must be marked indicating that it contains lithium batteries and
that special procedures must be followed in the event that the package is
damaged;
(b) Each shipment must be accompanied with a document indicating that
packages contain lithium batteries and that special procedures must be
followed in the event a package is damaged;
17/.2
060216
173.185

<<<PAGE 2>>>

(c) Each package is capable of withstanding a 1.2 m drop test in any orientation
without damage to cells or batteries contained therein, without shifting of the
contents so as to allow battery to (or cell to cell) contact and without release
(d) Except for lithium batteries packed with equipment, packages may not exceed
30 kg gross mass.
As provided by § 171.12, a hazardous material that is packaged, marked, classed, labeled,
placarded, described, stowed and segregated, and certified in accordance with the IMDG Code
may be offered and accepted for transportation and transported within the United States subject
to certain conditions and limitations.
I hope this information is helpful. Please contact us if you require additional assistance.
Sincerely,
( Chief, Standards Development
Office of Hazardous Materials Standards

<<<PAGE 3>>>

Pollack
W
Wiley Rein & Fielding LLP
8173:185
Lithium Batteries
06-0216
1776 K STREET NW
PHONE
WASHINGTON, DC 20006
September 25, 2006
202.719.4109
George Kerchner
FAX
202.719.7000
gkerchner@wrf.com
202.719.7049
7925 JONES BRANCH DRIVE
Virginia Office
Mr. John Gale
MCLEAN, VA 22102
SUITE 6200
Office of Hazardous Materials
Pipeline and Hazardous Materials Safety Administration
FAX
PHONE
703.905.2800
U.S. Department of Transportation
703.905.2820
400 7 Street, SW
Washington, DC
www.wrf.com
Re: Special Provision 188 of the IMDG Code
Dear Mr. Gale:
I am writing to request an interpretation on the applicability of Special Provision
188 of the International Maritime Dangerous Goods (IMDG) Code as it pertains to
shipments of lithium ion batteries. I am requesting this interpretation because of a
disagreement between our client and a vessel operator over how Special Provision
188 applies to such shipments.
requirements of Special Provision 188 of the IMDG Code do not have to be offered
It is our understanding that shipments of lithium ion batteries that meet all of the
insists that regardless of whether a shipment of lithium ion batteries meets the
to a vessel operator as Class 9 dangerous goods. However, the vessel operator
requirements of Special Provision 188 that shipment must still be offered as Class 9
dangerous goods.
Therefore, my question is as follows:
If a shipment of lithium ion batteries meets all of the requirements of Special
Provision 188 in the IMDG Code, must that shipment be marked, labeled,
dangerous goods shipper's declaration?
placarded, and offered as Class 9 dangerous goods and accompanied by a
Thank you for your assistance.
Sincerely,
George A Korchnar
George A. Kerchner
cc: Greg Schulz
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