# Mr. Michael Lambert — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 07-0218
- **title:** Mr. Michael Lambert — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2008-01-15
- **effective on:** Not available
- **summary:** 07-0218 concerning 173.401.
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- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-07-0218.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-07-0218
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2007/070218.pdf
**body:**

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U.S. Department
of Transportation Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, D.C. 20590
JAN 1 5 2008
Mr. Michael Lambert, CHP
4 Stonegate Drive
Burgettstown, PA 1502 1
Ref. No. 07-021 8
Dear Mr. Lambert:
This is in response to your November 1, 2007 letter regarding the applicability of the Hazardous
Materials Regulations (HMR; 49 CFR 17 1 - 1 80) to shipments of soil containing natural uranium.
Your question regards a former commercial site, licensed by the U.S. Nuclear Regulatory
Commission (NRC) that received a variety of ores primarily for the processing of these ores for
the manufacture of molybdenum products, as well as ferroalloys. The facility operated in this
capacity from approximately 1920 to 1991. Since 199 1, the facility has been idle and is now
undergoing remediation. A portion of the site has been identified through preliminary site
characterization where appreciable natural uranium concentrations exist in soil. Additional
characterization (soil sampling and radiological analysis) is needed to determine the uranium
concentrations and better define the volume of the material that will be processed. Preliminary
characterization results for the natural uranium from the area in question indicate that the activity
concentration for exempt material and the activity limit for exempt consignment would be
exceeded. In addition, the known concentration of natural uranium is only slightly less than 10
times the activity concentration for exempt material (approximately 96% of the limit, with the
remaining 4% well within the analytical error).
You plan to transport the soil samples to a laboratory for characterization by tentatively selecting
a proper shipping name, hazard class and identification number in accordance with the
provisions in 5 172.101(~)(11) for samples of material for which the hazard class is uncertain and
must be determined by testing.
After the additional characterization you plan to hire a contractor to package and transport the
excavated soil to a processing facility for recovery of uranium radionuclides for commercial use.
Your questions are paraphrased and answered as follows:
Q1. May the samples of material that are to be shipped for additional characterization be offered
for transportation and transported under the exception in 173.40 1 (b)(4) for natural materials
and ores?
Al. Yes. Section 173.40 1 (b)(4) provides an exception for natural material and ores containing

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naturally occurring radionuclides which are not intended to be processed for use of these
radionuclides, provided the activity concentration of the material does not exceed 10 times the
values specified in 9 173.436. Since the preliminary characterization of your material shows that
the known concentration of the natural uranium is slightly less than 10 times the exempt
concentration limit, and because the sample of material is being transported for purposes other
than the extraction of radionuclides, the exception in 9 173.401 (b)(4) may be used.
42. May the material that is to be shipped for the recovery of uranium be transported under the
exception in 9 173.401@)(4).
A2. No. The material may not be transported under the exception in $ 173.401@)(4) because it
is being transported for the processing and extraction of radionuclides.
I hope this satisfies your inquiry. If we can be of hrther assistance, please contact us.
[ Chief, Standards Development
Office of Hazardous Materials Standards

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November 1,2007
U.S. Department of Transportation
Office of Hazardous Materials Standards
400 Seventh Street S W
Washington, DC 20590-0001
Subject: Interpretation of 49 CFR 1 73.40 1
To whom it may concern:
I am interested in obtaining an interpretation of Title 49 Code of Federal Regulations Part
173.401 (49 CFR 173.401). Specifically, I am seeking an interpretation of 49 CFR
173.401 (b)(4) as it applies to shipments of material via public roadways as discussed in
the following paragraphs.
A former commercial site, licensed by the U.S. Nuclear Regulatory Commission (NRC),
received a variety of ores primarily for the processing of these ores for the manufacture
of molybdenum products, as well as ferroalloys. The facility operated in this capacity
from approximately 1920 to 199 1. Since 199 1, the facility has been idle and is now
undergoing remediation in an attempt to terminate the NRC license.
Although a large portion of the site (remaining land areas) are contaminated primarily
with thorium-232 (232~h), one portion of the site has been identified through preliminary
site characterization where appreciable natural uranium concentrations exist in soil. It is
not known whether the natural uranium contamination in soil is the result of the presence
of ore brought onto the project site over the many years of operation or residual material
resulting from processing ore of a presently unknown origin. The site owner and
remediation project management believe the concentrations of natural uranium in soil and
volume of soil with these elevated concentrations of natural uranium at this location are
sufficient to warrant contracts with two companies: one to facilitate the packaging and
transport of excavated soils containing this elevated natural uranium activity, and the
second company to receive and process the soil for the recovery of uranium for
commercial use. Both companies specialize in these areas. The obvious benefit of this to
the project is to offset some of the remediation costs.

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However, to fully understand the potential value of this material from the proposed
uranium recovery, additional characterization is needed to better define the volume of
material that will be processed. For the performance of this additional characterization
(soil sampling and radiological analyses), the following conditions exist and actions are
planned:
1. 2. 3. Analytical capabilities do not exist at the project site for the determination of
uranium concentrations present in soil samples.
Soil samples are to be collected, packaged and transported to an off site
laboratory for the determination of uranium concentrations in the samples.
Transportation will be via courier over public roadways.
Planned soil sampling in this area is extensive and many samples will be
collected and submitted to the off site laboratory for analysis in several
separate conveyances.
It is clear from 49 CFR 172.1Ol(c)(ll) the hazard class, proper shipping name, etc. are to
be tentatively assigned for the shipment of radioactive samples from this area based on
the "shipper's knowledge of the material." However, it is first necessary to determine if
this material (soil samples) does in fact fall under the hazardous material regulations
(HMR) as Class 7 (radioactive). To determine this, it is necessary to reference 49 CFR
173.40 1, specifically 49 CFR 173.40 1 (b)(4). To further understand the applicability of
this scope exception it is also necessary to reference the background information
specifically related to this topic in Federal Register, Volume 69, Number 16, dated
January 26,2004. However, after review of this information it is still unclear to project
management whether the criteria (used to determine whether the soil sample shipments
fall under the scope of the HMR) are based on the 49 CFR 173.436 exempt activity
concentration and consignment limits as written or 10 times the applicable exempt
activity concentration as allowed by 49 CFR 173.401.

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It is clearly the site owner and remediation project management's intent to facilitate the
removal and shipment of this material to a processor for recovery of the uranium for
commercial use, i.e., extracting the radionuclides, and not "some other physical or
chemical processing." It is worth noting that preliminary characterization results for
natural uranium from the area in question, which are to be used as the "shipper's
knowledge of the material", indicate the exempt activity concentration (and consignment
limit) would be exceeded if the 49 CFR 173.401(b)(4) scope exception does not apply
and, therefore, each shipment of soil to an off site laboratory would be Class 7 per the
HMR. However, if the 49 CFR 173.401 (b)(4) scope exception does apply to this
material, the concentrations of natural uranium in the samples, again based on prior
preliminary data which was of very limited investigation, does not exceed ten times the
exempt activity concentration limit and the material would not be Class 7. It is also
worth noting that in this latter case, the known concentration of natural uranium is only
slightly less than 10 times the exempt concentration limit (approximately 96% of the
limit, with the remaining 4% well within the analytical error).
To clarify the understanding of the regulations in 49 CFR 173.40 1 (b)(4) for this
particular material, given the conditions stated, your assistance is necessary. Simply put,
given the information provided, does the scope exception in 49 CFR 173.401 (b)(4) apply
to shipments of soil samples from this area of elevated natural uranium radioactivity and
any subsequent shipments of the excavated material, with the understanding that the
intent is to facilitate recovery of the uranium isotopes for commercial use?
Thank you for your assistance.
Sincerely,
~ichaelyambert, CHP
4 Stonegate Drive
Burgettstown, PA 1 502 1
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