# Wal-Mart Stores, Inc. — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 10-0025
- **title:** Wal-Mart Stores, Inc. — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2009-11-04
- **effective on:** Not available
- **summary:** 10-0025 response to Wal-Mart Stores, Inc. concerning 173.159.
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- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretations/2010/100025.pdf
**body:**

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U.S. Department
of Transportation Pipeline and Hazardous
Materials Safety Administration Office of
Chief Counsel
1200 New Jersey Avenue, S.E..
PHC-l0, Room E26-331
Washington, D.C. 20590-0001
Phone: (202}366-4400
Fax: (202) 366-7041
Email: joe.solomey@dot.gov
Hazardous Materials Safety
Low Division
Ref. No.: 10-0025
LETTER OF INTERPRETATION
November 4, 2009
Mr. Thomas E. Evans
Wal-Mart Stores, Inc.
601 North Walton Boulevard, MS-L20
Bentonville, Arkansas 72716-0710
Dear Mr. Evans:
This letter is in response to the meeting that occurred on September 22, 2009 between
Messrs. Sharkey, Dragash, yourself, and PHMSA. You asked PHMSA to clarify whether
exception four in 49 C.F.R. §173.1S9(e) applies to only one shipper.
The answer to your question is yes, 49 C.F.R. § 173.1S9( e)( 4) applies to only one shipper.
You suggest there is ambiguity in reading exception four: the transport vehicle may not carry
material shipped by any person other than the shipper ofthe batteries. The Rules of
Construction, which are found in 49 C.F.R. §171.9, state that "words imparting the singular
include the plural" and vice versa. Based on 49 C.F.R. § 171.9, the word shipper can be a
singular shipper, or it can be multiple shippers. This creates ambiguity.
If a regulation is ambiguous, we would consult the preamble of the final rule as evidence
of context or intent of the agency promUlgating the regulations. The preamble provides
~uidance. In this situation, the preamble to the final rule stated that:
"interested persons were afforded an opportunity to participate in this rule
making. Ofthe comments received no objection was taken to the
provisions of the basic proposal except that one commenter believes the
exemption extension is discriminatory because rail transportation was not
included. The Board will consider this comment as a petition for further
rule making since such a proposal was not made by the Board in the
notice." HM-21, 34 Fed.Reg. 13871 (1969),8/29/1969

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The preamble was silent with respect to this exception. There was no mention ofany objections,
therefore no changes were proposed from the Notice of Proposed Rulemaking (NPRM.) In order
to fully understand the intent ofthe exception, the preamble to the NPRM must be examined to
determine the regulatory intent. It can be found under docket number HM-21, 34 Fed.Reg. 6444
(1969),4112/1969, which states:
the Board believes that the exception should cover only those shipments where a
motor vehicle is carrying only one shipper's goods. This limitation will thus
achieve substantially the same type ofcontrol that is available in a private carriage
shipment while not so limiting the types of carriage that may be used.
The plain language of the preamble to the NPRM clearly states only one shipper's goods are
allowed on a transport vehicle under the exception. Interested parties had the opportunity to
comment on the NPRM. In the final rule, no one proposed a change to the NPRM, therefore the
original intent of the NPRM should stand.
To be consistent with the intent of the NPRM, only one shipper's goods are allowed on a
transport vehicle under the exceptions listed in 49 C.F.R. §173.159(e).
I hope this information is helpfuL
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