# Ford Motor Company — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 12-0114
- **title:** Ford Motor Company — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2012-07-16
- **effective on:** Not available
- **summary:** 12-0114 response to Ford Motor Company concerning 171.7.
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- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-12-0114
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretations/2012/120114.pdf
**body:**

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, D.C. 20590
· JUL 1 6 2812
Mr. Grant Haves
HazMat Compliance Specialist
Ford Motor Company
5111 Auto Club Drive
Dearborn, MI 48126
Reference No.: 12-0114
Dear Mr. Haves:
This is in response to your May 8, 2012 letter requesting guidance as to whether the most
recent amendment to the UN Manual of Tests and Criteria (Amendment 1, to the Fifth
Revised Edition, 2011) may be applied for the testing of lithium ion batteries.
As you correctly noted, the UN Manual of Tests and Criteria, Fifth Revised Edition, 2009 is .
currently cited in§ 171.7 of the HMR as incorporated by reference (IBR). Section 171.7
also provides that the matter subject to change is incorporated only as it is in effect on the
date of issuance of the regulation referring to that matter.
The codification of this amendment into the HMR will be considered in a future
harmonization rulemaking. Until that time, Amendment 1, to the Fifth Revised Edition of
the UN Manual of Tests and Criteria cannot be applied to the HMR. However, in
accordance with 49 CFR Part 107, an application for a special permit may be submitted,
requesting permission to follow the requirements of the amendment.
I trust this satisfies your inquiry. Please contact us if we can be of further assistance.
Sincere] y,
~it!~-
Senior Regulatory Advisor
Standards and Rulemaking Division

<<<PAGE 2>>>

5111 Auto Club Drive, Dearborn, MI 48126
May 8, 2012
Office of Hazardous Materials Standards
Pipeline and Hazardous Materials Safety Administration
Attn: PHH-10
U.S. Department of Transportation
East Building, 1200 New Jersey Avenue, SE
Washington, DC 20590-0001
Subject: Letter of Interpretation request for UN Manual of Tests and Criteria, Revision 5, Amendment 1
I am writing to request a formal letter of interpretation regarding the applicability of the UN Manual of Tests and
Criteria, fifth revised edition, amendment 1 for the transportation of Lithium Ion batteries.
In 49 CFR § 173.185(a)(l) it states that Lithium batteries must be of a type proven to meet the requirements of each test
in the UN Manual of Tests and Criteria (IBR; see §171.7 of this subchapter) and §171.7 shows the following reference:
"UN Recommendations on the Transport of Dangerous Goods, Manual of Tests and Criteria, fifth revised
edition"
The UN has published an amendment, Amendment 1, to the Fifth Revised edition in 2011.
Therefore, I am seeking clarification on the applicability of Amendment 1 for the testing of Lithium Ion batteries for
transportation. Is a Lithium Ion battery tested to the requirements found in Amendment 1 of the fifth revised edition in
compliance with the requirements of49 CFR for transportation?
Please feel free to contact me if you require additional information. I can be reached by email at ghaves@ford.com
or by phone at (313)845-8762.
Regards,
Grant Haves
HazMat Compliance Specialist
Ford Motor Company
5111 Auto Club Drive,
Dearborn, MI 48126
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