# Deere & Company WW Supply Management Compliance — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 13-0162
- **title:** Deere & Company WW Supply Management Compliance — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2013-10-18
- **effective on:** Not available
- **summary:** 13-0162 response to Deere & Company WW Supply Management Compliance concerning 173.220.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-13-0162.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-13-0162.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-13-0162
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2013/130162.pdf
**body:**

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, D.C. 20590
OCT 1 8 2013
Mr. Mike Moetsch
Manager DG/HM Transportation & Phytosanitary Measures
Deere & Company WW Supply Management Compliance
3400 801h Street
Moline, IL 61265
Reference No.: 13-0162
Dear Mr. Moetsch
This is in response to your August 6, 2013 email requesting clarification of the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to the transportation of tow
behind agricultural equipment or machinery containing lead acid batteries but not containing
an internal combustion engine or electric motor for propulsion or power source. You state
that these batteries are required to provide additional power in instances when the power unit
does not have sufficient electrical power and also function as a back-up power source to
prevent accidental shutdown during operations. Specifically, you ask if this equipment could
be classed as "UN3171, Battery-powered equipment" and whether the provisions of
§ 173 .220( c) would apply to this equipment or machinery.
The answer is yes. The entry "UN3171, Battery-powered equipment" applies to the
transportation of battery-powered machinery and equipment equipped with a wet battery
(including a non-spillable battery), a sodium battery or a lithium battery. Requirements for
transporting machinery or equipment containing a wet electric storage battery (e.g., lead acid
batteries) are set forth in§ 173.220(c). The battery must be securely installed, fastened in an
upright position, and protected against short circuits and leakage. When transported by rail,
highway, or vessel, shipments conforming to the requirements in§ 173.220(c) are not subject
to the requirements of the HMR except for those described in § 173.21. When transported by
aircraft, shipments conforming to the requirements in§ 173.220(c) are excepted from
marking, labeling, placarding, and emergency response telephone number requirements as
provided in§ 173.220(h)(2), however, all other applicable requirements of the HMR apply,
including shipping papers and emergency response information, notification of pilot-in-
command, general packaging requirements, and the requirements specified in§ 173.27.
I trust this information is helpful. If you have further questions, please do not hesitate to
contact this office.
711111--
Delmer Billings ~
Senior Regulatory Advisor
Standards and Rulemaking Division

<<<PAGE 2>>>

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Drakeford, Carolyn (PHMSA)
From:
Sent:
To:
Subject:
INFOCNTR (PHMSA)
Tuesday, August 06, 2013 4:57PM
Drakeford, Carolyn (PHMSA)
FW: Formal Letter of Interpretation Requested
Hi Carolyn,
This caller requested we submit this e-mail as a formal letter of interpretation.
Thanks,
Victoria
From: Moetsch Michael P [mailto:MoetschMichaeiP@JohnDeere.com]
Sent: Tuesday, August 06, 2013 1:38 PM
To: INFOCNTR (PHMSA)
Cc: Moetsch Michael P; Trumbull Timothy D; Meierotto Connie
Subject: Formal Letter of Interpretation Requested
Office of Hazardous Materials Standards
Pipeline and Hazardous Materials Safety Administration
August 6, 2013
Dear Sir/Madam:
I am requesting a formal Letter of Interpretation of the requirements in the Hazardous Materials
Regulations (HMR: 49 CFR Parts 171 - 180).
A formal interpretation is needed to clarify if 173.220 (c) is applicable to tow behind agricultural equipment
or machinery where the equipment or machinery includes lead acid batteries but does not have an internal
combustion engine or electric motor for propulsion or power source? In addition does this equipment or
machinery meet the definition of (battery-powered equipment or machinery) as listed in 173.220 (c)?
The batteries are secured from movement, protected from short circuiting and isolated through a controller
to prevent activation when not in use. These batteries are required to provide additional power in instances
when the power unit does not have sufficient electrical power and are also a back-up power source to
prevent accidental shutdown during operations.
Discussion has taken place with PHMSA Info Center personnel regarding the potential applicability of
173.220 (c). Two Letters of Interpretation 02-0229 and 11-0150 were reviewed for possible
clarification. Neither Letter of Interpretation closely resembles our scenario. Both interpretations focus on
equipment or machinery with an internal combustion engine or electric motor for propulsion or an internal
combustion engine as a power source.
Sincerely,
Mike Moetsch
Deere &. Company WW Supply Management Compliance
Manager DG/HM Transportation&. Phytosanitary Measures
3400 80th Street, Moline, IL 61265
Phone: 309-765-3552
Cell: 309-716-6025
1

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Fax: 309-749-3958
MoetschMichaeiP@JohnDeere.com
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