# Legend, Inc. — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 13-0188
- **title:** Legend, Inc. — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2013-12-05
- **effective on:** Not available
- **summary:** 13-0188 response to Legend, Inc. concerning 173.132, 173.155.
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- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-13-0188.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-13-0188
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2013/130188.pdf
**body:**

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, D.C. 20590
Ott 0 5 lOU
Mr. Don Collier
Manager - Order Fulfillment
Legend, Inc.
988 Packer Way
Sparks, NV 89431
Ref. No.: 13-0188
Dear Mr. Collier:
This is in response to your letter dated July 2, 2013, requesting clarification of the
Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to the
classification of mixtures of lead compounds containing lead oxide as a marine pollutant.
Your questions are paraphrased and answered as follows:
Q 1. You request confirmation of your understanding that to be classified as Division 6.1 a
material must meet the definition in§ 173.132(a). The lead compound mixtures being
shipped do not meet the definition of a Division 6.1 poisonous material and therefore may
not be described as "Lead compound, soluble, n.o.s." on the shipping document.
AI. You are correct.
Q2. To obtain the toxicity levels of the lead compound mixtures you performed a
calculation based on the actual toxicity of the ingredients and the combined chemical
formulation of the product. You ask if this method for determining toxicity is acceptable.
A2. The use of the formula provided in § 173.13 2( c )(3) is acceptable for classification of
mixtures possessing toxicity hazards.
Q3. You ask if international standards concerning toxicity levels for Division 6.1 are
expected to change in the foreseeable future.
A3. Currently, no changes to the international standards relating to toxicity levels for
Division 6.1 are being considered. We are unable to speculate on the likelihood of future
changes.
Q4. You ask if the criteria for the solubility oflead compounds in§ 172.102(c)(l), Special
Provision 13 8 is applicable to the classification of a lead compound as a marine pollutant.

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A4. Yes. The defining criteria for the solubility of lead compounds are in § 172.1 02( c )(1 ),
Special Provision 138. When we incorporated this definition, it was our intent for it to also
apply to the soluble lead compounds entry on the List of Marine Pollutants in § 172.101,
Appendix B. However, we neglected to include that language. We intend to clarify this in a
future rulemaking.
Q5. If the lead compounds are classed as a marine pollutant, are they eligible for the limited
quantity exception for Class 9 materials provided in § 1 73.15 5, including the package
weight limitations? Further, you ask for guidance on how you might increase the gross
weight limitation of the packages.
AS. Yes. If the lead compounds are classed as a marine pollutant, the limited quantity
exceptions for Class 9 materials provided in§ 173.155 would apply, including the maximum
gross weight limitation of 30 kg (66 pounds) for each package. The 30 kg (66 pound) gross
weight limitation would not apply if the products are shipped as fully regulated Class 9
materials.
I trust this information is helpful. If you have further questions, please do not hesitate to
contact this office.
Sincerely, "
(\~~~-
L' International Standards Coordinator
V Standards and Rulemaking Division

<<<PAGE 3>>>

July 2, 2013
U.S. Department of Transportation
Pipeline and Jiuzardous Materials Safety Administration
East Building. 2nd Floor
Mail Stop: E24-455
1200 New Jersey Ave., SE
Washington. DC 20590
RE: Guidance Concerning Classification of a Mixture Under 49 CFR §173.
Dear Sir/Madam,
Our company ships three categories of products that consist of mixtures constituting soluble lead
compounds that contain lead oxide (PbO). According to formulae~based calculations, none of the
mixtures have sufficient toxicity levels to meet the definition of a Class 6.1 Poison described in 49 CFR
§173.132laH1)(i}, (ii), or (iii). However, lead is listed in Annex B to the Hazardous Materials Table, and
each of the mixtures contain lead oxide in excess of 10% of the respective mixture by weight, and
appear to qualify as a Marine Pollutant pursuant to 49 CFR §171.8.
We would greatly appreciate interpretive guidance concerning each of the following:
Item 1. Our understanding, based on other interpretations published by PHMSA, is that classification as
a Class 6.1 Poison pursuant to the Hazardous Materials Table {49 CFR §172.101) requires that the
material qualify under the definition described in Section 173.132 {a){l}(i), ((ii)_ or (iii). Based on our
calculations, our products involving the described mixtures do not meet the Class 6.1 definition, and
should not be classified as a Class 6.1 Poison and should not be described as "Lead Compound, Soluble
n.o.s." on shipping documents. Please confirm our understanding.
Item 2. Our conclusion stated in Item 1 (above) concerning the toxicity level of our products is derived
using a calculation based on actual toxicity of ingredients and the combined chemical formulation for
the product. Please confirm that this method of determining toxicity is acceptable for our purpose, and
that specific product toxicity tests are not required when evaluating application of Section 173.132.
Item 3. In light of the process of harmonization of 49 CFR §§171-179 with international standards
(including IMDG), are the criteria in 49 CFR 173.132 concerning toxicity levels for Cfass 6.1 Poison
expected to change in the foreseeable future? If so, are the criteria and effective date known or
predictable at this time?
Item 4. Each of the three mixtures described above contain lead oxide in a concentration that exceeds
10% of the respective mixture by weight and appear to constitute a Class 9 Marine Pollutant as a "Lead

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Compound, soluble, n.o.s." per Annex B to the Hazardous Materials Table. As mentioned, the lead oxide
is soluble per§ 172.102 Provision 138, but insoluble in water and consists of particles meaningfully
larger than the 100 micron threshold {actual size is 800r2000 Microns (95% Pass)} for which Reportable
Quantity non-applicable. We believe that as such they do not meet the definition of Marine Pollutant
per 49 CFR §171.8 and do not require a Class 9 classification per 49 CFR §173.140. Please confirm or
correct our understanding.
Item 5. !four understanding in Item 4 is not correct, we believe that the insolubility in water and the
large particle size, augmented by our use of appropriately protective inner packaging and strong outer
packaging, should allow us to ship by aft modes of transportation per the exception from classification as
a Class 9 Marine Pollutant for inner packaging weighing not more than 30 kilograms each. We ask for
confirmation of this understanding, and further, we ask for guidance on how we might increase the
gross weight limit of our inner package given the water insolubility and larger particle size that our
products offer.
Thank you for your assistance concerning these items. We look forward to receiving your guidance.
-
-·~~~-~,_
Best Regards,
.\/
{ '-
.... ,. ______ _
Don Collier
Manager- Order Fulfillment
Legend, Inc.
988 Packer Way
Sparks, NV 89431
775.786.3003
dcolfier@lmine.com
LEGEND, Inc.
988 Packer Way, Sparks, NV 89431 Phone: (775) 786-3003 Fax: {775) 786-3613

<<<PAGE 5>>>

/ .·· .
.
LEGEND
Don Collier
Manager- Order Fulfillment
legend, Inc.
988 Packer Way
Sparks, NV 89431
July 2, 2013
U.S. Department of Transportation
Pipeline and Hazardous Materials Safety Administration
East Buildi11g. 2nd Floor
Mail Stop: E24-455
1200 New Jersey Ave., SE
Wushington, DC 20590
Dear Sir/Madam:
ln response to technical opinion provided by Dr. Ke (attached) concerning lead oxide (PbO),
please accept included letter requesting guidance and interpretation.
I look forward to your response.
Sincerely,
Don Collier
LEGEND, Inc.
988 Packer Way, Sparks, NV 89431 Phone: (775) 786~3003 Fax: (775) 786-3613
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