# Lockheed Martin MST — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 13-0213
- **title:** Lockheed Martin MST — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2014-01-28
- **effective on:** Not available
- **summary:** 13-0213 response to Lockheed Martin MST concerning 173.185.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-13-0213.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-13-0213.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-13-0213
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2013/130213.pdf
**body:**

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, D.C. 20590
Mr. Kevin Unger
Lockheed Martin MST
1801 State Route 17C
Mail Drop 0574
Owego, NY 13827
JAN 2 8 2014
Reference No.: 13-0213
Dear Mr. Unger:
This is in response to your November 11, 2013 email requesting clarification of the
Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180). The specific
requirements you address are contained in Section 38.3.2.1 of the United Nations (UN)
Manual of Tests and Criteria and are implemented through the provisions of 49 CFR
173.185. Specifically you ask if adding wire leads from the anode and cathode of a single
cell battery would constitute a change to the cell design that would require the battery
design to be retested in accordance with the UN Manual of Tests and Criteria.
The criteria by which a lithium battery is considered to be a new type and require retesting
are found in§ 38.3.2.1 ofthe UN Manual of Tests and Criteria. One ofthe criteria that
would require testing is when a cell or battery differs from the type tested by "a change that
would lead to a failure of any of the tests." The type of change that might be considered to
differ from a tested type, such that it might lead to failure of any of the test results, may
include, but is not limited to: 1) a change in the material of the anode, cathode, the separator
or electrolyte; 2) a change ofprotective devices, including hardware and software; 3) a
change of safety design in cells or batteries, such as a venting valve; 4) a change in the
number of component cells; or 5) a change in connecting mode of component cells. A
manufacturer of lithium batteries should take these types of changes into account when
determining whether or not a cell or battery is a new type and requires retesting.
I hope this information is helpful. If you have further questions, please do not hesitate to
contact this office.
Sincerely,
~\v' . ..,v ~; .\~;,;:.Jv. L ,-
- -
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. v/ ··~-'
Duane Pfund Y
International Standards Coordinator
Standards and Rulemaking Division

<<<PAGE 2>>>

Drakeford, Carolyn (PHMSA)
~~ i-h /u m From: INFOCNTR (PHMSA)
Sent: Wednesday, November 13, 2013 9:27AM
To: Drakeford, Carolyn (PHMSA)
Subject: FW: 49 CFR parts 171 through 180 and UN Certification of Test 38.3 Rev 5
Importance: High
Ba f...krt'es
13-o:Z.t3
Hi Carolyn,
This caller requested we submit this e-mail as a formal letter of interpretation.
Thanks,
Victoria
From: Unger, Kevin [mailto:kevin.unger@lmco.com]
Sent: Monday, November 11, 2013 11:01 AM
To: INFOCNTR (PHMSA)
Subject: 49 CFR parts 171 through 180 and UN Certification of Test 38.3 Rev 5
Importance: High
Left vm by MC on 11/12/13 at 1:48
If a manufacturer of primary lithium batteries tests and certifies their single cell to UN 38.3 criteria, but also offers the
same cell with permanently attached wire leads from the cathode and anode to a variety of different connector
configurations, do they need to test and certify each different configuration? Doesn,t the Manual of Tests for Rev 5 of UN
38.3 indicate and require that "any material, modification that could affect the testing results must itself be tested? I
have several battery manufacturer's claiming they don't need to test the alternate configurations on a single tested
cell even though they are adding permanent wires and a connector to the "system, that adds variability and risk,
especially for shorting, to the reliability of the package. Can they use the cell data and only test the wiring configuration
to meet certification of the different options?
Regards,
Kevin Unger
Environmental Engineering
Lockheed Martin MST
1801 State Rte 17C mail drop 0574
Owego, NY 13827
Phone: 607-751-5237 Cell: 607-765-6974
e-mail: kevin. unger@lmco.com
~ Please consider the environment before printing this e-mail
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