# Adrian Shipman — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 14-0013
- **title:** Adrian Shipman — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2014-06-05
- **effective on:** Not available
- **summary:** 14-0013 concerning 171.23, 171.24.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-14-0013.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-14-0013.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-14-0013
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2014/140013.pdf
**body:**

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U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, D.C. 20590
JUN 0 5 2014
Adrian Shipman
809 E. Moneta A venue
Peoria Heights, Il 61616
Ref. No. 14-0013
Dear Adrian Shipman:
This responds to your December 4, 2013 request for clarification of the packing instructions
for lithium batteries under the 2013-2014 Edition of the International Civil Aviation
Organization's Technical Instructions for the Safe Transport of Dangerous Goods by Air
(ICAO TI) and a previous interpretation (RefNo. 12-0261). Specifically, you seek
clarification of Packing Instruction (PI). 967 Section II applicable to lithium ion batteries
contained in equipment. PI 967 states "each package containing more than 4 cells or more
than 2 batteries installed in equipment must be labeled with a lithium battery handling label."
PI 967 also limits the net quantity of lithium ion cells or lithium ion batteries to 5 kg per
package. Your questions are paraphrased and answered as follows:
Q 1. Does PI 967 Section II limit the number pieces of equipment allowed in a
package?
A1. The current PI 967 Section II requirements do not specifically limit the number of
lithium ion battery equipment pieces that can be placed in a package. Rather the
package limit is based on a 5 kg net quantity of lithium ion cells or batteries per
package that are contained in the equipment.
Q2. In PI 967 Section II, do the limits of 4 cells or 2 batteries refer to the number of
cells or batteries allowed in the package or the piece of equipment?
A2. It should be noted that the reference in PI 967 Section II to the 4 cells or 2
batteries is only in reference to a lithium battery handling label exception, and does
not refer to the allowable number of cells or batteries that can be contained in the
package or a piece of equipment. With that said the limit of 4 cells or 2 batteries
referenced in PI967 Section II is a package limit. For example, if you have cellular
phones each powered by a single cell lithium ion battery, up to four cells (i.e. four
cellular phones) can be placed into this package without a requirement to display the
lithium battery handling label. However, if five cells (i.e. five cellular phones) are

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placed in this package, then you would have to display the lithium battery handling
label.
Q3. A recent PHMSA Letter oflnterpretation (Ref. No. 12-0261) stated "[t]he ICAO
TI provides an exception for equipment containing four or less cells or two or less
batteries from the requirement to label packages with a battery handling label and
accompanying documentation." You ask ifthis interpretation (Ref. No. 12-0261)
refers to the number of batteries allowed in the equipment with a max net of 5kg per
package.
A3. No, to qualify for the lithium battery handling label and accompanying
documentation exceptions under PI 970 Section II.2 the completed package must not
contain more than four cells or two batteries and the total net quantity of batteries in
the package must not exceed 5kg. However, it should be noted that there is no limit
on the number of button cell batteries per package to be eligible for these same
exceptions provided all other provisions of PI 970 Section II are met (including the
5kg total net quantity limit).
I hope this answers your inquiry. If you need additional assistance, please contact this office
at (202) 366-8553.
Sincerely,
Robert Benedict
Chief, Standards Development Branch
Standards and Rulemaking Division

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Drakeford, Carolyn (PHMSA)
From: INFOCNTR (PHMSA)
Sent: Tuesday, January 14, 2014 1:25PM
To: Drakeford, Carolyn (PHMSA)
Subject: FW: Feedback: General Questions/Comments Regarding the PHMSA Enforcement Program
Hi Carolyn,
This a different request from Mr. Shipman. I didn't see either of his 12/4/13 requests in the system.
Thanks,
Victoria
-----Original Message-----
From: INFOCNTR (PHMSA)
Sent: Wednesday, December 04, 2013 3:26 PM
To: Drakeford, Carolyn (PHMSA)
Subject: FW: Feedback: General Questions/Comments Regarding the PHMSA Enforcement Program
Hi Carolyn,
This caller requested we submit this e-mail as a formal letter of interpretation.
Thanks,
Victoria
-----Original Message-----
From: PHMSA Webmaster
Sent: Wednesday, December 04, 2013 12:40 PM
To: HM-Enforcement (PHMSA); PHMSA Webmaster
Subject: Feedback: General Questions/Comments Regarding the PHMSA Enforcement Program
ICAO Packing Instruction 967 Section II. Looking for some clarity on this packing instruction with regards to the number of
equipment pieces allowed in a package. The packing instruction reads "Each package containing more than 4 cells or more
than 2 batteries installed in equipment must be labeled with a lithium battery handling label"
Does the 4 cells or 2 batteries refer to the number of cells allowed in the package or piece of equipment?
I read an interpretation that made me think it was refering to the number of batteries allowed in the equipment with a
max net of Skg per package.
Ref. No. 12-0261
Name: Adrian Shipman
Organization:
Email: shipmanjerrya@comcast.net
Address: 809 E Moneta Ave
City: Peoria Heights
Zip Code: 61616
Phone:3096699000
FAX:
1
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