# Shane Havoc Consulting, LLC — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 14-0051
- **title:** Shane Havoc Consulting, LLC — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2014-05-30
- **effective on:** Not available
- **summary:** 14-0051 response to Shane Havoc Consulting, LLC concerning 173.29.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-14-0051.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-14-0051.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-14-0051
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2014/140051.pdf
**body:**

<<<PAGE 1>>>

U.S. Department
of Transportation
Pipeline and Hazardous
Materials Safety
Administration
1200 New Jersey Avenue, SE
Washington, D.C. 20590
MAY 0 8 2014
Mr. Gregory Sutherland Ph.D.
Shane Havoc Consulting, LLC
1905 English Ivy c·t.
Mount Pleasant, SC 29464
Ref. No.: 14-0051
Dear Mr. Sutherland:
This is in response to your March 17, 2014 email requesting clarification of the Hazardous
Materials Regulations (HMR; 49 CPR Parts 171-180) applicable to empty packagings.
Specifically you ask if a packaging that contains only the residue of a limited quantity of a
Class 8 PG III material is subject to the HMR.
Currently, the exceptions in§ 173.29(b) only specifically address the residue of an ORM-D
that does not meet the definitions in § 1 71.8 for a hazardous substance, a hazardous waste, or a
marine pollutant. However, PHMSA published a final rule in the Federal Register on January
19,2011 (76 FR 3308) that amended the HMR to phase out the ORM-D class. Consequently
we amended various sections throughout the HMR to replace references to ORM-D with
references to limited quantities (e.g. exceptions from incident reporting and materials of trade
exceptions). However, due to an editorial error we did not amend the provisions for empty
packagings in§ 173.29 to reflect the eventual phase out ofORM-D. We plan to address this
issue in a future rulemaking action.
I hope this information is helpful. If you have further questions, please do not hesitate to
contact this office.
Shane C. Kelley
Acting International tandards Coordinator
Standards and Rulemaking Division

<<<PAGE 2>>>

Drakeford, Carolyn (PHMSA)
From:
Sent:
To:
Subject:
Attachments:
Leary, Kevin (PHMSA)
Tuesday, March 18, 2014 8:24AM
Drakeford, Carolyn (PHMSA)
FW: 49 CFR Corrections - ORM I Limited Quantity
568mllimited quantity Class 8 PGIII.docx
~vvtp~
~ y- 605 ~
Carolyn,
Thanks,
Kevin
Please log this in for a request for a letter. Note the attached is flagged as confidential.
-----Original Message-----
From: Gregory Sutherland [mailto:grsuthe@attglobal.net]
Sent: Monday, March 17,2014 3:47PM
To: Leary, Kevin (PHMSA)
Subject: RE: 49 CFR Corrections- ORM I Limited Quantity
I have a package that consists of a 568ml multi layer barrier plastic bag inside a plastic case that is shipped in a box as a
limited quantity Class 8 PGIII. (Picture attached)
When the package is empty, it is desired to dispose of it as an empty package as only 5 m1 is left in the bag. If this were an
ORM it could be disposed of as regular garbage. As a Limited Quantity, even though it is EPA Empty, it cannot. Since the
ORM regulatory changes did not address the empty container issue I would like a statement to the effect that packages
containing residue of limited quantity is not subject to the empty packaging provisions, in the interim period it takes to
amend the regulations.
Thank you for your consideration in this matter.
Gregory Sutherland Ph.D. (DGSA)
Shane Havoc Consulting, LLC
1905 English Ivy Ct.
Mount Pleasant, SC 29464
{843) 849-1463
Cell: (260) 414-4335
FAX: (561) 423-3907
-----Original Message-----
From: Kevin.Leary@dot.gov [mailto:Kevin.Leary@dot.gov]
Sent: Friday, March 07, 2014 9:24AM
To: grsuthe@attglobal.net
Subject: RE: 49 CFR Corrections- ORM I Limited Quantity
1

<<<PAGE 3>>>

No, but if you require a statement to the effect that packages containing residue of limited quantity is not subject to the
empty packaging provisions, I suggest that you pose a question or scenario in writing and we can provide a written
response, that should suffice for the interim period.
-----Original Message-----
From: Gregory Sutherland [mailto:grsuthe@attglobal.net]
Sent: Friday, March 07, 2014 9:21AM
To: Leary, Kevin {PHMSA}
Subject: RE: 49 CFR Corrections- ORM I Limited Quantity
Thanks
Any idea when that may happen as I have an LTD QTY application that could benefit from this.
Gregory Sutherland Ph.D. (DGSA)
Shane Havoc Consulting, LLC
1905 English Ivy Ct.
Mount Pleasant, SC 29464
(843) 849-1463
Cell: (260} 414-4335
FAX: (561) 423-3907
-----Original Message~----
From: Kevin.Leary@dot.gov [mailto:Kevin.Leary@dot.gov]
Sent: Friday, March 07, 2014 9:14AM
To: grsuthe@attglobal.net
Subject: RE: 49 CFR Corrections - ORM I Limited Quantity
The issues were noted. They will likely be considered in a rutemaking designed to correct editorial errors.
-----Original Message-----
From: Gregory Sutherland [mailto:grsuthe@attglobal.net]
Sent: Tuesday, March 04, 2014 7:03 PM
To: Leary, Kevin {PHMSA)
Subject: RE: 49 CFR Corrections - ORM I Limited Quantity
Can you advise where this is?
Thanks
Gregory Sutherland Ph.D. (DGSA)
Shane Havoc Consulting, LLC
1905 English Ivy Ct.
Mount Pleasant, SC 29464
(843} 849-1463
Cell: (260) 414-4335
FAX: (561) 423-3907
2

<<<PAGE 4>>>

-----Original Message-----
From: Kevin.Leary@dot.gov [mailto:Kevin.Leary@dot.gov]
Sent: Monday, November 04, 2013 2:37 PM
To: grsuthe@attglobal.net
Subject: RE: 49 CFR Corrections
It does not look like those two issues have been corrected. I will investigate to see if there is a rule in process addressing
them or if they can be inserted into a rulemaking action.
From: Gregory Sutherland [grsuthe@attglobal.net]
Sent: Saturday, November 02, 2013 10:43 AM
To: Leary, Kevin (PHMSA)
Subject: RE: 49 CFR Corrections
Can you advise if thius has been addressed?
Thanks
Gregory Sutherland Ph.D. (DGSA)
Shane Havoc Consulting, LLC
1905 English Ivy Ct.
Mount Pleasant, SC 29464
(843) 849-1463
Cell: (260) 414-4335
FAX: (561) 423-3907
From: Kevin.Leary@dot.gov [mailto:Kevin.Leary@dot.gov]
Sent: Monday, March 04, 2013 10:00 PM
To: grsuthe@attglobal.net
Subject: Re: 49 CFR Corrections
Thanks doctor Greg. I will put these items onto the radar screen.
Kevin
From: Gregory Sutherland [mailto:grsuthe@attglobal.net]
Sent: Monday, March 04, 2013 09:24 PM
To: Leary, Kevin (PHMSA)
Subject: 49 CFR Corrections
As we discussed today:
1) ORM-D issue
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<<<PAGE 5>>>

49 CFR §173.29 Empty Packagings.
(a) General. Except as otherwise provided in this section, an empty packaging containing only the residue of a hazardous
material shall be offered for transportation and transported in the same manner as when it previously contained a greater
quantity of that hazardous material.
(b) Notwithstanding the requirements of paragraph (a) ofthis section, an empty packaging is not subject to any other
requirements of this subchapter if it conforms to the following provisions:
(b)(1) Any hazardous material shipping name and identification number markings, any hazard warning labels or placards,
and any other markings indicating that the material is hazardous (e.g., RQ, INHALATION HAZARD) are removed,
obliterated, or securely covered in transportation. This provision does not apply to transportation in a transport vehicle or
a freight container if the packaging is not visible in transportation and the packaging is loaded by the shipper and
unloaded by the shipper or consignee;
(b)(2) The packaging--
(b)(2)(i) Is unused;
(b)(2)(ii) Is sufficiently cleaned of residue and purged of vapors to remove any potential hazard;
(b)(2)(iii) Is refilled with a material which is not hazardous to such an extent that any residue remaining in the packaging
no longer poses a hazard; or
(b)(2)(iv) Contains only the residue of--
(b)(2)(iv)(A) An ORM-D material; or
This should be changed to Limited QTY.
ITEM 2) for UN3363
SP (136) This entry only applies to machinery and apparatus containing hazardous materials as in integral element of the
machinery or apparatus. It may not be used to describe machinery or apparatus for which a proper shipping name exists
in the §172.101 Table. Except when approved by the Associate Administrator, machinery or apparatus may only contain
hazardous materials for which exceptions are referenced in Column (8) of the §172.101 Table and are provided in part
173, subpart D, of this subchapter. Hazardous materials shipped under this entry are excepted from the labeling
requirements of this subchapter unless offered for transportation or transported by aircraft and are not subject to the
placarding requirements of part 172, subpart F, of this subchapter. The machinery or apparatus, if unpackaged, or the
packaging in which it is contained shall be marked "Dangerous goods in machinery" or "Dangerous goods in apparatus", as
appropriate, with the identification number UN3363. For transportation by aircraft, machinery or apparatus may not
contain any material forbidden for transportation by passenger or cargo aircraft. The Associate Administrator may except
from the requirements of this subchapter, equipment, machinery and apparatus provided:
a. It is shown that it does not pose a significant risk in transportation;
b. The quantities of hazardous materials do not exceed those specified in §173.4a of this subchapter; and
c. The equipment, machinery or apparatus conforms with §173.222 of this subchapter.
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173.4a is the Excepted Quantity reference to align with the IMDG code it should reference
IMDG Code UN3363
SP301
This entry only applies to machinery or apparatus containing dangerous substances as a residue or an integral element of
the machinery or apparatus. It shall not be used for machinery or apparatus for which a Proper Shipping Name already
exists in the Dangerous Goods List. Machinery and apparatus transported under this entry shall only contain dangerous
goods which are authorized to be transported in accordance with the provisions in chapter
3.4<https://outlooksfc.dot.gov/owa/UriBiockedError.aspx> (Limited quantities). The quantity of dangerous goods in
machinery or apparatus shall not exceed the quantity specified in column 7a of the Dangerous Goods List for each item of
dangerous goods contained. If the machinery or apparatus contains more than one item of dangerous goods, the
individual substances shall not be capable of reacting dangerously with one another (see
4.1.1.6<https:/ /outlooksfc.dot.gov/owa/UriBiockedError.aspx>). When it is required to ensure liquid dangerous goods
remain in their intended orientation, package orientation labels meeting the specifications of ISO
780:1985 shall be affixed on at least two opposite vertical sides with the arrows pointing in the correct direction. The
transport of dangerous goods in machinery or apparatus where the quantity of dangerous goods exceeds the quantity
specified in column 7a of the Dangerous Goods List is authorized when approved by the competent authority, except
where special provision 363 applies.
Column 7a is the Limited Quantity
Hope this helps you.
Gregory Sutherland Ph.D. (DGSA)
Shane Havoc Consulting, LLC
1905 English Ivy Ct.
Mount Pleasant, SC 29464
{843) 849-1463
Cell: (260) 414-4335
FAX: (561) 423-3907
5

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coNFIDENTIAL
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