# New York State Department of Health — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 16-0028
- **title:** New York State Department of Health — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2016-06-06
- **effective on:** Not available
- **summary:** 16-0028 response to New York State Department of Health concerning 171.1, 172.800, 173.134.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-16-0028.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-16-0028.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-16-0028
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2016/160028.pdf
**body:**

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U.S. Department
of Transportation
1200 New Jersey Avenue, SE
Washington, D.C. 20590
Pipeline and Hazardous
Materials Safety
Administration
JUN 0 6 2016
Mr. Corey J. Bennett
Assistant BioSafety Officer, ARO
Griffin Laboratory
Wadsworth Center Laboratories
New York State Department of Health
5668 State Farm Road
Guilderland, NY 12084
Reference No. 16-0028
Dear Mr. Bennett:
This letter is in response to your February 17, 2016, email requesting clarification of the
Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180) applicable to state
governments and the transportation of infectious substances. We have paraphrased your
questions and answered them in the order you provided
Q1. It is our understanding that § 171.1(d)(5) excepts from the HMR a state entity that
transports hazardous materials by state employees in state-owned vehicles solely for
noncommercial, state government purposes. Is this correct?
Al. The answer is yes. As provided in § 171.1(d)(5), the HMR do not apply to
transportation of a hazardous material in a motor vehicle, aircraft, or vessel operated
by a Federal, state, or local government employee solely for noncommercial Federal,
state, or local government purposes. Therefore, when the New York State Department
of Health transports hazardous materials for its own use, using its own personnel, and
in its own vehicles, it is not engaged in transportation in commerce and not subject to
the HMR.
Q2.
It is our understanding that an infectious substance that does not meet the definition
under § 173.134(a)(1)(i) for a Category A infectious substance may appropriately be
classified as a Category B infectious substance as described under
§ 173.134(a)(1)(ii). Is this correct?
A2.
The answer is yes. If a material meets the definition of an infectious substance
(Division 6.2) —a material known or reasonably expected to contain a pathogen—
under § 173.134(a)(1) and does not meet the definition of a Category A infectious
substance under § 173.134(a)(1)(i), it meets the definition of a Category B infectious
substance under § 173.134(a)(1)(ii). Category A is an infectious substance in a form

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capable of causing permanent disability or life-threatening or fatal disease in otherwise
healthy humans or animals when exposure to it occurs, whereas Category B is an
infectious substance that is not in a form generally capable of causing permanent.
disability or life-threatening or fatal disease in otherwise healthy humans or animals.
Q3.
Do the HIMR require that infectious materials regulated as select agents under 42 CFR
Part 73 be classified as Category A infectious substances?
A3.
The answer is no. The HMR require shippers and carriers of select agents and toxins
that are listed in 42 CFR Part 73 and 9 CFR Part 121 to develop and adhere to in-depth
security plans for transporting these materials and to use these plans to train their
employees (see § 172.800(b)(13)). The HMR also except from regulation as a
Division 6.2 material infectious substances forensic material known or suspected to
contain a Category A infectious substance or an infectious substance listed as a select
agent in 42 CFR Part 73 when: 1) transported on behalf of a U.S. government, state,
local, or Indian tribal government agency; 2) placed in secondary packagings marked
with a "BIOHAZARD" symbol that conforms to specifications in 29 CFR
1910.1030(g)(1)(i); 3) containing an itemized list of the packaging's contents between
the secondary and outer packaging; and 4) placed in completed packagings capable of
meeting the performance test standards for infectious substance packagings prescribed
in 49 CFR 178.609 (see § 173.134(b)(15)).
I hope this information is helpful. Please contact us if we can be of further assistance.
Sincerely,
In Foote
T. Glenn Foster
Chief, Regulatory Review and Reinvention
Standards and Rulemaking Division
2

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•
Edmonsen
SS171.1(d(s)
Dodd, Alice (PHMSA)
Definitions
16-0028
From:
Sent:
Edmonson, Eileen (PHMSA)
Friday, February 19, 2016 10:16 AM
To:
Subject:
Dodd, Alice (PHMSA); Goodall, Shante CTR (PHMSA)
FW: request for a letter of interpretation
Ladies,
Please log this letter into Filemaker for reply and assign it to me.
Thanks,
Eileen Edmonson
USDOT/PHMSA
(202) 366-4481 (work)
(202) 366-7041 (fax)
(202) 366-8553 (main)
1-800-467-4922 (HazMat Info Center)
infocntr@dot.gov (HMIC e-mail)
eileen.edmonson@dot.gov (e-mail)
From: Bennett, Corey (HEALTH) [mailto:corey.bennett@health.ny.gov]
Sent: Wednesday, February 17, 2016 12:03 PM
To: Edmonson, Eileen (PHMSA)
Cc: Hill, David (HEALTH)
Subject: request for a letter of interpretation
Dear Ms. Edmonson,
As you have previously discussed with my supervisor, Mr. David Hill, I am writing to request a letter of interpretation
regarding two questions that have arisen in response to a recent DOT inspection of our New York State Department of
Health Wadsworth Center Laboratories.
Question 1: Under 49 CFR 171.1(d)(5) we believe that as a state entity, the transportation of hazardous materials by
state employees in state owned vehicles solely for noncommercial state government purposes is not subject to any of
the requirements of the HMR. Is this correct?
Question 2: It is our understanding that if an infectious substance does not meet the definition under 49 CFR
173.134(a)(1)(i) for a Category A infectious substance, then the infectious substance may appropriately be classified as a
Category B infectious substance as described under 173.134(a)(1)(ii). Are there any requirements under 49 CFR parts
171-180 requiring that infectious materials regulated as select agents under 42 CFR part 73 must be classified as
Category A infectious substances?
Thank you in advance for your response to these questions.
Sincerely,
Corey J. Bennett
Corey J. Bennett, Asst. BioSafety Officer, ARO
NYS Dept. of Health- Wadsworth Center
Griffin Laboratory
1

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5668 State Farm Road
Guilderland, NY 12084
corey.bennett@health.ny.gov
office ph# (518)485-6789
2
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