# US Zinc — Hazardous Materials Safety Interpretation

- **operation:** document
- **citation:** 16-0037
- **title:** US Zinc — Hazardous Materials Safety Interpretation
- **source type:** guidance
- **agency:** Pipeline and Hazardous Materials Safety Administration
- **status:** guidance
- **official:** true
- **published on:** 2016-07-18
- **effective on:** Not available
- **summary:** 16-0037 response to US Zinc concerning 171.2, 172.204, 173.35.
- **machine formats:** - **json:** https://regulus.evalyn.ai/document/phmsa-interpretation-16-0037.json
- **markdown:** https://regulus.evalyn.ai/document/phmsa-interpretation-16-0037.md
- **app url:** https://regulus.evalyn.ai/document/phmsa-interpretation-16-0037
- **source url:** https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/legacy/interpretations/Interpretation%20Files/2016/160037.pdf
**body:**

<<<PAGE 1>>>

of Transportation
U.S. Department
1200 New Jersey Avenue, SE
Materials Safety
Pipeline and Hazardous
Washington, D.C. 20590
Administration
JUL 1 8 2016
Mr. John Williams
Director of HSE
US Zinc
2727 Allen Parkway, Suite 800
Houston, TX 77019
Ref. No.: 16-0037
This is in response to your email dated March 1, 2016, concerning the applicability of the
Hazardous Materials Regulations (HMR; 49 CFR Parts 171-180) to the transportation of zinc
dust that does not meet the test criteria for Division 4.3.
Depending on the properties of the material, zinc dust may be described, as appropriate, as
"UN1436, Zinc powder or Zinc dust, 4.3, PG I, II or III", " UN3077, Environmentally
hazardous substance, solid, n.o.s., 9, PG III", or as not regulated. The test method and criteria
for classifying a material as Division 4.3 are contained in § 173.124(c). If the material
evolves flammable or toxic gases when in contact with water, to the extent that it meets the
prescribed criteria it would be classed as Division 4.3. Based on the test results you
submitted on zinc dust, we agree that this particular tested material does not meet the
Division 4.3 criteria.
Based on the data you provided, the diameter of the zinc particles is less than 100
micrometers (0.004 inches), if the quantity in one package, or transport vehicle if not
packaged, equals or exceeds 1000 pounds (the reportable quantity for zinc listed in Appendix
A to § 172.101), the material would be regulated as a hazardous substance (see § 171.8). If
the material does not equal or exceed the reportable quantity and does not meet the criteria
for any other hazard class or division then it is not subject to the HMR.
I hope this answers your inquiry. If you need additional assistance, please contact the
Standards and Rulemaking Division at (202) 366-8553.
Sincerely,
Dun Alone 1. 17f
Duane A. Pfund
International Standards Coordinator
Standards and Rulemaking Division

<<<PAGE 2>>>

3 / 71. 180
лачу
HMT
Dodd, Alice (PHMSA)
16-0037
Sent:
From:
Goodall, Shante CTR (PHMSA)
To:
Tuesday, March 01, 2016 1:31 PM
Dodd, Alice (PHMSA)
Subject:
FW: Zinc dusts as Hazardous Materials
Attachments:
Zinc Dust Analysis Data 160210.pdf; 80303 U S ZInc Dust flamability test.pdf; DOT
exempt letter from 172 table for Dust haz if pass Divn 4 testing pdf
Please log in
From: Betts, Charles (PHMSA)
To: Goodall, Shante CTR (PHMSA)
Sent: Tuesday, March 01, 2016 12:48 PM
Subject: FW: Zinc dusts as Hazardous Materials
Please log and assign for response.
From: John Williams [mailto: john.williams@uszinc.com]
To: Betts, Charles (PHMSA)
Sent: Tuesday, March 01, 2016 12:44 PM
densicy
14g1ci3
Subject: RE: Zinc dusts as Hazardous Materials
1.
US Zinc is requesting a Letter of Interpretation clarifying for ourselves and transport companies that the Zinc Dust we
package in containers (bags, cans, FIBC, etc) all under 1000 Ibs should not be classified as "Zinc Dust, 4.3 UN1436" and
DO NOT meet the requirements of HMR 49 CFR 171-180 as Hazardous materials. Enclosed is analysis of our dust
showing typical particle size distribution and chemical composition. Also enclosed is the most current flammability
testing showing that our materials should be considered non-flammable solids as per Division 4.2 & 4.3 of
49CFR173. The zinc dust is transported in FIBC super sacks under 1000 pounds and at times in 5 gallon cans and
buckets.
Your Letter of interpretation will be very helpful in explaining the DOT position on shipping this material in the USA.
Sincerely,
John Williams
Director of HSE
US Zinc
From: lad.falat@dot.gov[mailto:lad.falat@dot.gov]
Sent: Wednesday, January 20, 2016 7:37 AM
To: John Williams <john.williams@uszinc.com>
Cc: Benjamin Davis <Beniamin. Davis@uszinc.com>; rachel.meid|@doi.gov; charles.betts@doi.gov
Subject: RE: Zinc dusts as Hazardous Materials
Dear Mr. Williams,
It does indeed appear that you could use a more recent Letter of Interpretation. In order to ensure that the regulations
have not changed over the last 23 years regarding your material, I recommend a PHMSA technical review of the current

<<<PAGE 3>>>

HMR regarding the material. Please submit by email a request for a Letter of Interpretation to Charles Betts
(Charles.Betts@dot.gov), PHIMSA Director of Standards and Rulemaking, describing your material in detail, including
particle size distribution, relevant testing, and method and size of packaging (weight of contents). Please include
documents that you attached here originally, as well as your specific questions regarding sections of the HMR. Your
previous Letter of Interpretation should expedite the process.
Best Regards,
Lad Falat, Ph.D.
Director, Engineering and Research
U.S. DOT / PHMSA / Office of HazMat Safety:
PHH-20 / E21-314
1200 New Jersey Avenue, SE
Washington, DC 20590-0001
202-366-1655
From: John Williams [mailto:john.williams@uszinc.coml
Sent: Friday, January 15, 2016 1:35 PM
To: Meidi, Rachel (PHMSA); Falat, Lad (PHMSA)
Cc: Benjamin Davis
Subject: Zinc dusts as Hazardous Materials
Importance: High
Ms. Meidi & Mr. Falat,
An issue comes up on a continuing basis with regards to the zinc dust we transport both within the USA and
internationally. We have previously had our products tested and have done so again (see attached). Our tests prove
that our tested dusts do not liberate hydrogen gas when in contact with water, thus should not be classified as "Zinc
Dust, 4.3 UN1436", nor does the particle size of our materials (less than 100 micrometer (0.004 inches)) nor the size of
our packages less than 1000 Ibs per package, meet the requirements of HMR 49 CFR 171-180.
We have an attached letter that we have been handing out to truck drivers to allay the fears they have of being stopped
and cited for transporting HMR, but some of them are looking for a more recent letter if one could be provided. Also,
our shipments to International ports come under scrutiny for the same reason, so such a letter would certainly assist
port inspectors to better understand our product and where they fit in the transport segment.
I appreciate any assistance you can lend in this matter.
Bet Regards,
John Williams
Director of HSE
john.williams@uszinc.com
Office - 281-840-5376
Mobile - 713-775-9163
'US.ZING
-65:77*
"This message and its attachments may contain confidential and/or privileged information.
2

<<<PAGE 4>>>

If you are not the addressee,
and delete this message, "Please, advise the sender inmediately ky replying to the en
"Este mensaje y sus anexos pueden contener información confidencial o privilegiada. Si ha
recibido este e-mail por error por favor bórrelo y envíe un mensaje al remitente."
"Esta mensagem e seus anexos podem conter informação confidencial ou privilegiada. Caso
mensagem. "
• destinatário, solicitamos a imediata notificação ao remetente e exclusão da
"This message and its attachments may contain confidential and/or privileged information.
mail and delete this message, "'Lease, advise the sender immediately by replying to the e-
If you are not the addressee,
"Este mensaje y sus anexos pueden contener información confidencial o privilegiada. Si ha
recibido este e-mail por error por favor bórrelo y envíe un mensaje al remitente."
"Esta mensagem e seus anexos podem conter informação confidencial ou privilegiada. Caso
mensagem. "
não seja o destinatário, solicitamos a imediata notificação ao remetente e exclusão da

<<<PAGE 5>>>

USZING®
die?
0041
Zinc Dust Typical Properties (actual product analysis)
Zinc
Trace Impurity Composition
Bulk Screening (% of total)
Lot#
Total Zn % | Metallic %
P6%
Cd%
Fe%
+100 Mesh
+200 Mesh
+325 Mesh
Fischer #
601149
99.21
96.28
0.049
0.009
0.003
0.00
0.00
2.00
5.5
601128
99.25
96.48
0.045
0.008
0.001
0.00
0.02
3.23
5.6
Methods
ASTM D521
In-House
ASTM D521
ASTM B214
| ASTM B330
100% < 00triches
95% Stuller thun
It Hieve
Particle Size Distribution Data (See Note 1)
Cumulative % of total
47 мм 9518
Statistical Measures (microns)
Lot#
< 2 um
< 5 um
< 10 um
< 30 um
< 60 um
D10
D50
D90
601149
0.9%
23.3%
60.2%
93.3%
1.9%
23.1%
62.5%
99.3%
93.4%
98.5%
3.6
8.2
601128
24.4
3.6
8.1
22.2
Vote 1: Particle size distribution data presented in this section was determined using the manufacturers recommended settings using a Malvern dry-feed lase
diffraction particle sizer. This test does not correspond with an ASTM spec for Zinc Dust
The information contained herein has been compiled to the best of US Zinc's knowledge, but is presented without any obligation.
us zinc assumes no liability for infringement of any patent which may result from the use of this information or products.
Office: U.S. ZINC
Tel:
(713) 926-1705
2727 Allen Parkway
Fax:
Suite 800
(713) 924-4824
email:
dustinfo@uszinc.com
Houston, Texas 77019
web site:
www.uszinc.com
(PDS-PS-ZnDust)
Review date 02102016 by BLD
Revision 7

<<<PAGE 6>>>

Certificate of Analysis
SINCE 1985
1050 FLETCHED HOUSTON TEN TO
Quality Controlled Through Analysis
TEL: (281) 495-2400
богасаная
FAX: (281) 495-2410
CLIENT:
U.S. Zinc
REQUESTED BY:
CLIENT PROJECT:
PURCHASE ORDER NO:
Mr. Gari Stinson
SAMPLE:
LABORATORY NO:
80303-001
REPORT DATE:
December 04, 2015
PENDING
Baghouse Dust BH11-100615
TEST
RESULT
Appendix E to part 173- Guidelines for Classification and Packing Group (United Nations)
Testing according to CFR Title 49, Sub Chapter C
Assigned of Class 4 Materials:
4.) Division 4.2
a)Pyrophoric materials
Materials liable to Spontaneous Combustion:
Material classifies as non-pyrophoric solid
Material does not ignite after dropping or within 5 minutes of settling:
a)Self Heating Materials
Solid Material placed in circulating oven @140 °C for 24 hours:
Solid material classifies as non-self heating materials.
No spontaneous ignition occurred and the temperature of the sample remained constant.
This material is therefore considered non-flammable Solids (Under Division 4.2)
Appendix E to part 173- Guidelines for the Classification and Packing Group (United Nations)
lesting according to CFR Title 49, Sub Chapter C.
Assigned of Class 4 Materials:
4.) Division 4.3
a) Solid material was grounded into a powder form.
Dangerous when wet material:
1.) Sample was placed in a trough of distilled water @ 20 °C:
No gases evolved and no spontaneous ignition occurred.
@ 20°C in a evaporating dish:
Material is made in to a 2 cm pile and a drop of water is place on the top:
No gases evolved and no spontaneous ignition occurred.
4.) Water placed in a dropping funnel with enough material to produce 100 mL of gas.
No gases evolved and no spontaneous ignition occurred.
The Volume of the gas evolved is measured over a 7 hour period @ 1 hour intervals
No gases evolved and no spontaneous ignition occurred
This material is therefore considered non-flammable Solids (Under-Division 4.3)
Respectfully submitted
For Texa
OiTest Laboratories, L.P
A. Phillip Scrurbakhsty
Director of Laboratory Operations
Quality Management System Certified to ISO 9001:2008, and ISO 17025:2005
Cert. No.: 0005085, 17025
These analyses, opinions or interpretations are based on material supplied by the client to whom, and for whose exclusive
officers assume no responsibility and make no warranty for proper operations of any petroleum, oil, gas or any other material
and confidential use this report is made. Results related only to the items tested. Texas OilTech Laboratories, L.P. and its
INTERNATIONAL
in connection with which this report is used or relied on. This report may not be reproduced, except in full without prior written
AI
approval by Texas OilTech Laboratories, L. P.
Page 1 of 2

<<<PAGE 7>>>

Certificate of Analysis
TECH
SINCE 1985
1050 FALSTONE BO, HOUSTON, TENS 702
Quality Controlled Through Analysis
TEL: (281) 495-2400
Doretarian
FAX: (281) 495-2410
CLIENT:
U.S. Zinc
REQUESTED BY:
CLIENT PROJECT:
PURCHASE ORDER NO:
Mr. Gari Stinson
PENDING
LABORATORY NO:
80303-002
REPORT DATE:
SAMPLE:
Baghouse Dust BH19-100615
December 04, 2015
TEST
RESULT
Appendix E to part 173- Guidelines for Classification and Packing Group (United Nations)
Testing according to CFR Title 49, Sub Chapter C
Assigned of Class 4 Materials:
4.) Division 4.2
Materials liable to Spontaneous Combustion:
a)Pyrophoric materials
Material does not ignite after dropping or within 5 minutes of settling:
Material classifies as non-pyrophoric solid.
No spontaneous ignition occurred and the temperature of the sample remained constant.
Solid Material placed in circulating oven @140 °C for 24 hours:
Solid material classifies as non-self heating materials.
This material is therefore considered non-flammable Solids (Under Division 4.2)
Appendix E to part 173- Guidelines for the Classification and Packing Group (United Nations)
Testing according to CFR Title 49, Sub Chapter C.
Assigned of Class 4 Materials:
4.) Division 4.3
Dangerous when wet material:
a) Solid material was grounded into a powder form.
5.) Sample was placed in a trough of distilled water @ 20 °C
6.)
Small quanity of sample was placed in the center of the filter paper which is floated flat on surface of distilled water
No gases evolved and no spontaneous ignition occurred
No gases evolved and no spontaneous ignition occurred
@ 20°C in a evaporating dish:
7) Material is made in to a 2 cm pile and a drop of water is place on the top:
) Water placed in a dropping funnel with enough material to produce 100 mL of g
No gases evolved and no spontaneous ignition occurred.
No gases evolved and no spontaneous ignition occurred.
le Volume of the gas evolved is measured over a 7 hour period @ 1 hour interva
This material is therefore considered non-flammable Solids (Under-Division 4.3)
Respectfully submitted
For Texas Oil
Laboratories, L.P.
Director of Laboratory Operations
A. Phillip Sorurbakhst
Quality Management System Certified to ISO 9001:2008, and ISO 17025:2005
The confidentis use this reports metal Rese related may trial suiteris tested. Texas to rech aboratores . and ise
officers assume no responsibility and make no warranty for proper operations of any petroleum, oil, gas or any other material
INTERNATIONAL
in connection with which this report is used or relied on. This report may not be reproduced, except in full without prior written
approval by Texas OilTech Laboratories, L.P.
Page 2 of 2

<<<PAGE 8>>>

U.S. Department
Research and
of Transportation
lashington, 0.0
Special Programs
Administration
JUN 2 1993
Mr. Richard Gunther
U.S. Zinc
Environmental Engineer
P.O. Box 611
Houston, IX 77001-0611
Dear Mr. Gunther:
applicability of the Hazardous Materials Regulations (HMR: 49 CFR Parts 171-180
this 1s in response to your letter dated January 19, 1993, concerning the
to the transportation of zino dust that does not meet the test criteria for
173, Appendix E, paragraph 4.
be classed as Division 4.3.
ust, we agree that this particular tested material does not meet the Divisio
Based on the test results you submitted on zin
4.3 criteria.
If the diameter of the zinc particles is less that 100 micrometers (0.004 inches)
exceeds 1000 pounds, the material is a hazardous substance.
nd the quantity in one package, or transport vehicle if not packaged, equals o1
meets neither criteria, then it is not subject to the HMR.
If youx material
If we
can be
of further
assistance, please contact us.
incereli
othe s. mitttell
• Hattie I. Mitchell
Exemptions and Regulations Terminatior
)ffice of Hazardous Materials Standard:
- **truncated:** false
- **body characters:** 15367
